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Committee

Proxy Issues Working Group

The Proxy Issues Working Group provides a forum to examine how legislative, regulatory, and other developments related to proxy voting and governance issues affect registered investment companies (“funds”) and registered investment advisers. It assists ICI in formulating views on legislation or rule proposals to ensure that funds’ and investment advisers’ unique perspectives inform and influence policy; and  considers these matters from the perspective of funds’ dual roles as issuers (funds soliciting proxy votes from their shareholders) and institutional investors (funds voting proxies issued by their portfolio companies).
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Proxy Voting

This resource hub contains recent news, statements, publications, and policy work on proxy voting.
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Fixing Our Broken Proxy Voting System

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Key Insights: The fund proxy voting system is costly and hampers fund governance and the investor experience. Smaller fund complexes are often disproportionately impacted by the burdens of proxy campaigns. The Securities and Exchange Commission (SEC) can greatly improve the fund proxy...