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News Release

ICI to SEC: E-Delivery Can Save Investors Billions

The Investment Company Institute submitted a letter to the Securities and Exchange Commission outlining significant cost-savings estimates to support rulemaking that would allow funds to deliver documents to shareholders electronically on a default basis.

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Comment Letter

ICI Letter to Chair Gensler on the SEC’s Rulemaking Agenda

The Investment Company Institute submitted a letter SEC Chair Gensler, requesting that the SEC suspend the compliance dates for certain recent regulatory actions, halt work on not-yet-finalized rulemaking, and extend soon-to-expire relief that would have a significant impact on...

Committee

Disclosure Working Group

The Disclosure Working Group provides a forum for members to discuss disclosure-related issues for all types of US registered funds, including comments received from SEC staff during the disclosure review process.
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Resource Hub

Disclosure

The SEC is active in examining and improving fund disclosures through rulemakings, disclosure review, and other initiatives. This resource hub contains the latest ICI news, statements, publications, and policy work on disclosure-related issues.
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Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the Public) (the "rule"). If adopted, the amendments would permit a FINRA member to project the performance or provide a targeted return with respect to a security or asset allocation or other...