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Updating Rules for Modern Retirement Investing

ERISA’s Prohibited Transaction Exemption (PTE 77-4) limits a retirement plan’s investment options to open-ended registered funds.

ERISA’s Prohibited Transaction Exemption (PTE 77-4) limits a retirement plan’s investment options to open-ended registered funds. Updating PTE 77-4 would provide shareholders with exposure to a wider...

Today’s 401(k) plans offer access to a far broader range of professionally managed investment funds than policymakers envisioned when many of the rules were first developed under the Employee...

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401(k)

This resource center provides the fund industry's perspective on developments that affect 401(k) plans and their investors, including ICI's research and analysis of the 401(k)-plan market and participant activity, as well as our advocacy for cost-effective 401(k) planning tools, services, and disclosure.