Comment Letter Content

October 31, 1997 Ms. Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: NASD Regulation Request for Comment 97-58 Dear Ms. Conley: The Investment Company Institute 1 is writing in response to NASD Regulation Request...

October 2, 1997 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: SEC Request for Comment on Proposed NASD Notice to Members Relating to the Electronic Delivery of Information Between Members and Their Customers (File No...

September 29, 1997 Ms. Joan Conley Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: Amendments to Rules Governing Sale and Distribution of Investment Company Shares (NASD Regulation Request for Comment 97-48) Dear Ms. Conley: The Investment Company...

September 29, 1997 Ms. Joan C. Conley Office of Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: Presentation of Related Performance Information (NASD Regulation Request for Comment 97-47) Dear Ms. Conley: The Investment Company Institute 1...

September 26, 1997 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: File No. SR-NASD-97-35 Dear Mr. Katz: The Investment Company Institute 1 is writing to comment on the revised proposed amendments to NASD Conduct Rule...

September 10, 1997 Mr. Frank G. Zarb Chairman, President & Chief Executive Officer National Association of Securities Dealers, Inc. 1735 K Street, NW Washington, DC 20006 Dear Mr. Zarb: I am writing to underscore the Investment Company Institute’s strong opposition to NASDR’s changing...

September 10, 1997 Ms. Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: Institute Report on Shareholder Assessment of Bond Mutual Fund Risk Ratings in Supplemental Sales Literature Dear Ms. Conley: In March 1997...

July 15, 1997 Ms. Joan Conley Office of the Corporate Secretary NASD 1735 K Street, N.W. Washington, D.C. 20006 Re: Special NASD Request for Comment 97-41 Dear Ms. Conley: The Investment Company Institute 1 is writing in response to the NASD’s request for comment on the possible use...

July 14, 1997 Ms. Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: NASD Request for Comment on Proposed Definition of Correspondence for Rules Regarding Communications with the Public (NASD Notice to Members 97-37)...

June 30, 1997 Ms. Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: NASD Notice to Members 97-29 Relating to NASD Request for Comment on the Appropriateness of Adopting a Rule Governing Risk Disclosure (the "Notice"...