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Home Research & Statistics Research Reports

  • Defined Contribution Plan Participants’ Activities, First Three Quarters of 2020 (pdf)
    Nov 19, 2020
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at 401(k) Plans, 2017 (pdf)
    Aug 18, 2020
  • Defined Contribution Plan Participants’ Activities, First Half 2020 (pdf)
    Aug 18, 2020
  • Ten Important Facts About IRAs (pdf)
    May 15, 2020
  • Defined Contribution Plan Participants’ Activities, First Quarter 2020 (pdf)
    May 14, 2020
  • Defined Contribution Plan Participants’ Activities, 2019 (pdf)
    Apr 30, 2020
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at ERISA 403(b) Plans, 2016 (pdf)
    Apr 16, 2020
  • Ten Important Facts About 401(k) Plans (pdf)
    Mar 30, 2020
  • Defined Contribution Plan Participants’ Activities, First Three Quarters of 2019 (pdf)
    Feb 27, 2020
  • American Views on Defined Contribution Plan Saving, 2019 (pdf)
    Jan 28, 2020
  • Defined Contribution Plan Participants’ Activities, First Half 2019 (pdf)
    Dec 19, 2019
  • Profile of Mutual Fund Shareholders, 2019 (pdf)
    Dec 5, 2019
  • Supplement: Profile Mutual Fund Shareholders, 2019 (xls)
    Dec 4, 2019
  • Defined Contribution Plan Participants’ Activities, First Quarter 2019 (pdf)
    Aug 20, 2019
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at 401(k) Plans, 2016 (pdf)
    Jun 19, 2019
  • Defined Contribution Plan Participants’ Activities, 2018 (pdf)
    May 23, 2019
  • Defined Contribution Plan Participants’ Activities, First Three Quarters of 2018 (pdf)
    Feb 21, 2019
  • Defined Contribution Plan Participants’ Activities, First Three Quarters of 2018 (pdf)
    Feb 21, 2019
  • American Views on Defined Contribution Plan Saving, 2018 (pdf)
    Feb 7, 2019
  • Profile of Mutual Fund Shareholders, 2018 (pdf)
    Dec 20, 2018
  • Supplement: Profile Mutual Fund Shareholders, 2018 (xls)
    Dec 19, 2018
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at ERISA 403(b) Plans, 2015 (pdf)
    Dec 6, 2018
  • Defined Contribution Plan Participants’ Activities, First Half 2018 (pdf)
    Nov 29, 2018
  • A Close Look at ETF Households (pdf)
    Sep 28, 2018
  • The IRA Investor Profile: Traditional IRA Investors’ Activity, 2007–2016 (pdf)
    Sep 18, 2018
  • The IRA Investor Profile: Roth IRA Investors’ Activity, 2007–2016 (pdf)
    Sep 18, 2018
  • Defined Contribution Plan Participants’ Activities, First Quarter 2018 (pdf)
    Aug 24, 2018
  • Defined Contribution Plan Participants’ Activities, 2017 (pdf)
    May 17, 2018
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at 401(k) Plans, 2015 (pdf)
    Mar 12, 2018
  • Defined Contribution Plan Participants’ Activities, First Three Quarters of 2017 (pdf)
    Feb 22, 2018
  • American Views on Defined Contribution Plan Saving, 2017 (pdf)
    Feb 1, 2018
  • Defined Contribution Plan Participants’ Activities, First Half 2017 (pdf)
    Nov 21, 2017
  • Profile of Mutual Fund Shareholders, 2017 (pdf)
    Oct 26, 2017
  • Supplement: Profile Mutual Fund Shareholders, 2017 (xls)
    Oct 25, 2017
  • Defined Contribution Plan Participants’ Activities, First Quarter 2017 (pdf)
    Aug 31, 2017
  • The IRA Investor Profile: Traditional IRA Investors’ Activity, 2007–2015 (pdf)
    Jun 7, 2017
  • The IRA Investor Profile: Roth IRA Investors’ Activity, 2007–2015 (pdf)
    Jun 7, 2017
  • Defined Contribution Plan Participants’ Activities, 2016 (pdf)
    Jun 6, 2017
  • Defined Contribution Plan Participants’ Activities, First Three Quarters of 2016 (pdf)
    Feb 22, 2017
  • American Views on Defined Contribution Plan Saving, 2016 (pdf)
    Feb 22, 2017
  • Supplement: Profile Mutual Fund Shareholders, 2016 (xls)
    Feb 16, 2017
  • Profile of Mutual Fund Shareholders, 2016 (pdf)
    Feb 16, 2017
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at 401(k) Plans, 2014 (pdf)
    Dec 20, 2016
  • What Happens When Rates Rise? A Forecast of Bond Mutual Fund Flows Under a 2013 Taper Tantrum Interest Rate Scenario (pdf)
    Dec 13, 2016
  • Defined Contribution Plan Participants’ Activities, First Half 2016 (pdf)
    Oct 27, 2016
  • Defined Contribution Plan Participants’ Activities, First Quarter 2016 (pdf)
    Aug 11, 2016
  • The IRA Investor Profile: Roth IRA Investors' Activity, 2007–2014 (pdf)
    Aug 4, 2016
  • The IRA Investor Profile: Traditional IRA Investors' Activity, 2007–2014 (pdf)
    Aug 4, 2016
  • Defined Contribution Plan Participants' Activities, 2015 (pdf)
    Jun 16, 2016
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at ERISA 403(b) Plans 2013 (pdf)
    May 23, 2016
  • Supplement: Profile Mutual Fund Shareholders, 2015 (xls)
    Mar 18, 2016
  • Profile of Mutual Fund Shareholders, 2015 (pdf)
    Mar 18, 2016
  • Defined Contribution Plan Participants' Activities, First Three Quarters of 2015 (pdf)
    Feb 23, 2016
  • American Views on Defined Contribution Plan Saving, 2015 (pdf)
    Feb 4, 2016
  • How America Supports Retirement: Challenging the Conventional Wisdom on Who Benefits
    Jan 20, 2016
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at 401(k) Plans, 2013 (pdf)
    Dec 22, 2015
  • Defined Contribution Plan Participants' Activities, First Half 2015 (pdf)
    Nov 24, 2015
  • Defined Contribution Plan Participants’ Activities, First Quarter 2015 (pdf)
    Aug 6, 2015
  • The IRA Investor Profile: Roth IRA Investors' Activity, 2007–2013 (pdf)
    Jul 28, 2015
  • The IRA Investor Profile: Traditional IRA Investors' Activity, 2007–2013 (pdf)
    Jul 14, 2015
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at ERISA 403(b) Plans (pdf)
    Jun 30, 2015
  • Defined Contribution Plan Participants' Activities, 2014 (pdf)
    Apr 29, 2015
  • The Role and Activities of Authorized Participants of Exchange-Traded Funds (pdf)
    Mar 16, 2015
  • Profile of Mutual Fund Shareholders, 2014 (pdf)
    Feb 23, 2015
  • Supplement: Profile of Mutual Fund Shareholders, 2014 (xls)
    Feb 22, 2015
  • Defined Contribution Plan Participants' Activities, First Three Quarters of 2014 (pdf)
    Feb 11, 2015
  • American Views on Defined Contribution Plan Saving (pdf)
    Jan 20, 2015
  • The BrightScope/ICI Defined Contribution Plan Profile: A Close Look at 401(k) Plans (pdf)
    Dec 8, 2014
  • Defined Contribution Plan Participants’ Activities, First Half 2014 (pdf)
    Nov 6, 2014
  • Inside the Structure of Defined Contribution/401(k) Plan Fees, 2013 (pdf)
    Aug 20, 2014
  • Defined Contribution Plan Participants' Activities, First Quarter 2014 (pdf)
    Aug 12, 2014
  • The IRA Investor Profile: Roth IRA Investors' Activity, 2007–2012 (pdf)
    Jun 26, 2014
  • Defined Contribution Plan Participants' Activities, 2013 (pdf)
    Apr 23, 2014
  • The IRA Investor Profile: Traditional IRA Investors' Activity, 2007-2012 (pdf)
    Mar 10, 2014
  • Profile of Mutual Fund Shareholders, 2013 (pdf)
    Feb 24, 2014
  • Supplement: Profile of Mutual Fund Shareholders, 2013 (xls)
    Feb 23, 2014
  • Defined Contribution Plan Participants' Activities, First Three Quarters of 2013 (pdf)
    Feb 6, 2014
  • Americans' Views on Defined Contribution Plan Saving (pdf)
    Jan 29, 2014
  • Defined Contribution Plan Participants' Activities, First Half 2013 (pdf)
    Nov 5, 2013
  • The IRA Investor Profile: Traditional IRA Investors' Activity, 2007-2011 (pdf)
    Oct 17, 2013
  • Defined Contribution Plan Participants' Activities, First Quarter 2013 (pdf)
    Jul 31, 2013
  • Defined Contribution Plan Participants' Activities, 2012 (pdf)
    Apr 25, 2013
  • Profile of Mutual Fund Shareholders, 2012 (pdf)
    Feb 28, 2013
  • Supplement: Profile of Mutual Fund Shareholders, 2012 (xls)
    Feb 27, 2013
  • America's Commitment to Retirement Security: Investor Attitudes and Actions, 2013 (pdf)
    Feb 7, 2013
  • Defined Contribution Plan Participants' Activities, First Half 2012 (pdf)
    Nov 14, 2012
  • The IRA Investor Profile: Traditional IRA Investors' Withdrawal Activity, 2007 and 2008 (pdf)
    Jul 26, 2012
  • The IRA Investor Profile: Appendix: Traditional IRA Investors' Withdrawal Activity, 2007 and 2008 (pdf)
    Jul 25, 2012
  • Defined Contribution Plan Participants’ Activities, First Quarter 2012 (pdf)
    Jul 24, 2012
  • The Implications of Capital Buffer Proposals for Money Market Funds (pdf)
    May 16, 2012
  • Money Market Fund Regulations: The Voice of the Treasurer (pdf)
    Apr 19, 2012
  • Defined Contribution Plan Participants' Activities, 2011 (pdf)
    Apr 2, 2012
  • Profile of Mutual Fund Shareholders, 2011 (pdf)
    Feb 15, 2012
  • America's Commitment to Retirement Security: Investor Attitudes and Actions (pdf)
    Jan 24, 2012
  • Inside the Structure of Defined Contribution/401(k) Plan Fees (pdf)
    Nov 15, 2011
  • Defined Contribution Plan Participants' Activities, First Half 2011 (pdf)
    Oct 26, 2011
  • The IRA Investor Profile: Traditional IRA Investors' Asset Allocation, 2007 and 2008 (pdf)
    Sep 19, 2011
  • The IRA Investor Profile: Appendix: Traditional IRA Investors' Asset Allocation, 2007 and 2008 (pdf)
    Sep 18, 2011
  • Defined Contribution Plan Participants' Activities, First Quarter 2011 (pdf)
    Aug 8, 2011
  • Defined Contribution Plan Participants' Activities, 2010 (pdf)
    May 10, 2011
  • Profile of Mutual Fund Shareholders, 2010 (pdf)
    Feb 18, 2011
  • Commitment to Retirement Security: Investor Attitudes and Actions (pdf)
    Jan 27, 2011
  • Pricing of U.S. Money Market Funds (pdf)
    Jan 25, 2011
  • The IRA Investor Profile: Appendix: Traditional IRA Investors' Rollover Activity, 2007 and 2008 (pdf)
    Dec 23, 2010
  • Traditional IRA Investors' Rollover Activity, 2007 and 2008 (pdf)
    Dec 16, 2010
  • Defined Contribution Plan Participants' Activities: First Half 2010 (pdf)
    Oct 20, 2010
  • Defined Contribution Plan Participants' Activities: First Quarter 2010 (pdf)
    Aug 4, 2010
  • The IRA Investor Profile: Traditional IRA Investors' Contribution Activity, 2007 and 2008 (pdf)
    Jul 27, 2010
  • The IRA Investor Profile: Appendix: Traditional IRA Investors' Contribution Activity, 2007 and 2008 (pdf)
    Jul 26, 2010
  • Profile of Mutual Fund Shareholders, 2009 (pdf)
    Feb 23, 2010
  • Enduring Confidence in the 401(k) System (pdf)
    Jan 9, 2010
  • Appendix: Regression Analysis for the Defined Contribution/401(k) Fee Study (pdf)
    Jun 24, 2009
  • Defined Contribution/401(k) Fee Study (pdf)
    Jun 24, 2009
  • Report of the Money Market Working Group (pdf)
    Mar 17, 2009
  • Profile of Mutual Fund Shareholders, 2008 (pdf)
    Feb 27, 2009
  • Retirement Saving in Wake of Financial Market Volatility (pdf)
    Dec 19, 2008
  • Equity and Bond Ownership in America, 2008 (pdf)
    Dec 15, 2008
  • Appendices: Additional Figures for Equity and Bond Ownership in America, 2008 (pdf)
    Dec 14, 2008
  • Defined Contribution Plan Distribution Choices at Retirement (pdf)
    Oct 21, 2008
  • Oversight of Fund Proxy Voting (pdf)
    Jul 10, 2008
  • Profile of Mutual Fund Shareholders, 2007 (pdf)
    Apr 24, 2008
  • Investor Views on the U.S. Securities and Exchange Commission's Proposed Summary Prospectus (pdf)
    Mar 17, 2008
  • Cost-Benefit Analysis of the Summary Prospectus Proposal (pdf)
    Feb 28, 2008
  • Understanding Investor Preferences for Mutual Fund Information (pdf)
    Aug 25, 2006
  • Summary of Findings: Understanding Investor Preferences for Mutual Fund Information (pdf)
    May 18, 2006
  • Competition in the Mutual Fund Business (pdf)
    Jan 17, 2006
  • Equity Ownership in America, 2005 (pdf)
    Nov 10, 2005
  • Appendices: Additional Figures for Equity Ownership in America, 2005 (pdf)
    Nov 9, 2005
  • Mutual Funds and Portfolio Turnover (pdf)
    Nov 17, 2004
  • Profile of Mutual Fund Shareholders (pdf)
    Oct 21, 2004
  • Reports of "Portfolio Pumping" by Mutual Funds: A Closer Look (pdf)
    Jul 23, 2004
  • Profile of Households Saving for College (pdf)
    Oct 6, 2003
  • Equity Ownership in America, 2002 (pdf)
    Sep 26, 2002
  • Profile of Mutual Fund Shareholders, 2001 (pdf)
    Oct 1, 2001
  • Defined Contribution Plan Distribution Choices at Retirement (pdf)
    Nov 1, 2000
  • 401(k) Plan Participants: Characteristics, Contributions, and Account Activity (pdf)
    May 1, 2000
  • Equity Ownership in America (pdf)
    Oct 1, 1999
  • Profile of Mutual Fund Shareholders, 1998 (pdf)
    Sep 1, 1999
  • Retirement Plan Holdings of Mutual Funds (pdf)
    Oct 1, 1997
  • Shareholder Assessment of Bond Fund Risk Ratings (pdf)
    Oct 1, 1997
  • Understanding Shareholders' Use of Information and Advisers (pdf)
    Apr 25, 1997
  • Mutual Fund Shareholders: The People Behind the Growth (pdf)
    Jun 1, 1996
  • The Profile Prospectus: An Assessment by Mutual Fund Shareholders, Summary (pdf)
    May 30, 1996
  • The Profile Prospectus: An Assessment by Mutual Fund Shareholders, Volume 1 (pdf)
    May 29, 1996
  • The Profile Prospectus: An Assessment by Mutual Fund Shareholders, Volume 2 (pdf)
    May 28, 1996
  • Shareholder Assessment of Risk Disclosure Methods (pdf), April 1996
    Apr 1, 1996
  • 401(k) Plans: How Plan Sponsors See the Marketplace (pdf)
    Dec 1, 1995
  • Profiles of First-Time Mutual Fund Buyers (pdf)
    Dec 1, 1994
  • Distribution Channels for Mutual Funds: Understanding Shareholder Choices (pdf)
    Jun 1, 1994
  • Understanding Shareholder Redemption Decisions (pdf)
    Dec 1, 1993
  • Piecing Together Shareholder Perceptions of Investment Risk (pdf)
    Apr 1, 1993

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