www.ici.org

ICI WEBINAR

The Intermediary’s Perspective: The Good, the Bad, and the Ugly of Oversight
October 20

At this webinar, representatives of financial intermediary firms shared their experiences with fund oversight of their activities. Topics included oversight pain points, benefits, and recommendations for a more effective oversight process.

SPEAKERS

Stuart Bateman

Michele A. Coletti

Kyle Schmiegel

STUART BATEMAN
Moderator
Senior Vice President
Franklin Templeton

MICHELE A. COLETTI
Chief Operating Officer, Trust and Custody
Mid Atlantic Capital Group

KYLE SCHMIEGEL
Vice President, Brokerage Services
Charles Schwab

 


This webinar was closed to the media and regulators.

All registrants will receive a link to the recording.

MATERIALS