Home Policy Priorities Fund Regulation Investment Advisers
- Letter to the Editor, Wall Street Journal: Labor Ought to Execute the President’s Policy
Tue Apr 25 00:00:00 EDT 2017
- DOL Must Rescind or Revise Fiduciary Rule to Protect Retirement Savers
Tue Apr 18 00:00:00 EDT 2017
- ICI Comment Letter on Re-examination of Fiduciary Rule (pdf)
Mon Apr 17 00:00:00 EDT 2017
- Focus on Funds: European Views of Regulation and Capital Markets, Post-Brexit
Thu Apr 13 00:00:00 EDT 2017
- ICI Welcomes Delay of Fiduciary Rule, Urges Additional Delay to Avoid Market Disruption and Harm to Investors
Tue Apr 04 00:00:00 EDT 2017
- ICI Files Comment Letter on CFTC Recordkeeping Proposal (pdf)
Mon Mar 20 00:00:00 EDT 2017
- DOL's Delay of Fiduciary Rule Justified to Avoid Costs, Disruptions for Retirement Savers
Fri Mar 17 00:00:00 EDT 2017
- ICI Submits Comment Letter Supporting Proposed Delay of DOL Fiduciary Rule Applicability Date (pdf)
Fri Mar 17 00:00:00 EDT 2017
- ICI Supports Executive Orders to Reform Dodd-Frank and Delay Fiduciary Rule Implementation
Fri Feb 03 00:00:00 EST 2017
- ICI Files Comment Letter with FDIC on Proposal on Stays in Qualified Financial Contracts of Certain FDIC-Regulated Banks (pdf)
Fri Dec 09 00:00:00 EST 2016
- ICI Comment Letter on SEC Business Continuity and Transition Planning Proposal for Advisers (pdf)
Tue Aug 23 00:00:00 EDT 2016
- ICI Submits Comment Letter to SEC on Incentive-Based Compensation Proposal (pdf)
Fri Jul 22 00:00:00 EDT 2016
- Focus on Funds: Responding to the Department of Labor’s New Fiduciary Rule
Fri Apr 15 00:00:00 EDT 2016
- ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)
Mon Mar 14 00:00:00 EDT 2016
- ICI Comment Letter to OMB on Regulatory Impact Analysis Supporting DOL's Fiduciary Proposal (pdf)
Mon Feb 22 00:00:00 EST 2016
- ICI Files Letter with SEC Supporting Adoption of FINRA Pay-to-Play Rule, Rule 2390 (pdf)
Wed Jan 06 00:00:00 EST 2016
- ICI Submits Comment Letter on FinCEN's Proposed AML and Reporting Regulations for Investment Advisers (pdf)
Mon Nov 02 00:00:00 EST 2015
- Oral Statement for House Hearing on the Department of Labor’s Proposed Fiduciary Rule
Wed Sep 30 00:00:00 EDT 2015
- ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)
Wed Sep 30 00:00:00 EDT 2015
- ICI Submits Supplementary Comments on DOL Fiduciary Rule (pdf)
Thu Sep 24 00:00:00 EDT 2015
- ICI Statement for House Hearing: "Preserving Retirement Security and Investment Choices for All Americans" (pdf)
Thu Sep 10 00:00:00 EDT 2015
- Oral Testimony for House Hearing: "Preserving Retirement Security and Investment Choices for All Americans"
Thu Sep 10 00:00:00 EDT 2015
- Oral Statement for Department of Labor Hearing: Proposed Fiduciary Rules—Regulatory Impact Analysis
Tue Aug 11 00:00:00 EDT 2015
- ICI Comment Letter to SEC on Reporting Modernization Proposal (pdf)
Tue Aug 11 00:00:00 EDT 2015
- Oral Statement for Department of Labor Hearing on Proposed Fiduciary Rules—Rule and Exemptions
Mon Aug 10 00:00:00 EDT 2015
- ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)
Tue Jul 21 00:00:00 EDT 2015
- ICI Comments on DOL Fiduciary Rule: Overview (pdf)
Tue Jul 21 00:00:00 EDT 2015
- ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
Tue Jul 21 00:00:00 EDT 2015
- ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf)
Tue Jul 21 00:00:00 EDT 2015
- ICI Letter to IRS on Adviser Contributions to Money Market Funds (pdf)
Thu Jun 04 00:00:00 EDT 2015
- Joint Letter to Department of Labor on Comment Period for Conflict of Interest Rule and Related Exemptions (pdf)
Tue Apr 21 00:00:00 EDT 2015
- ICI Letter to Department of Labor Secretary Perez on Re-Proposal of Fiduciary Rule (pdf)
Wed Dec 10 00:00:00 EST 2014
- ICI Files Comment Letter with SEC on FINRA's Proposed Consolidated Supervisory Rules (pdf)
Mon Jul 29 00:00:00 EDT 2013
- Comment Letter to SEC in Response to RFI on Possible Fiduciary Duty for Broker-Dealers and IA-BD Harmonization (pdf)
Wed Jul 03 00:00:00 EDT 2013
- IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf)
Fri Oct 05 00:00:00 EDT 2012
- ICI Comments on Proposed Rules to Implement the JOBS Act (pdf)
Fri Oct 05 00:00:00 EDT 2012
- ICI Letter on CFTC's Minimum Block Trade Reproposal (pdf)
Mon May 14 00:00:00 EDT 2012
- ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf)
Mon Apr 02 00:00:00 EDT 2012
- ICI Comment Letter on FASB Consolidation Proposal (pdf)
Wed Feb 15 00:00:00 EST 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
Wed Jan 18 00:00:00 EST 2012
- ICI Follow-up Hearing Submission on the DOL Fiduciary Definition Proposal (pdf)
Tue Apr 12 00:00:00 EDT 2011
- ICI Letter on SEC Municipal Advisor Registration Proposal (pdf)
Tue Feb 22 00:00:00 EST 2011
- ICI Comment Letter on Proposed Changes to Form ADV and Amendments to Pay-to-Play Rule (pdf)
Mon Jan 24 00:00:00 EST 2011
- ICI Letter to IRS and Treasury on Average Cost as Default Method (pdf)
Thu Jan 13 00:00:00 EST 2011
- Investment Company Institute Cost-Benefit Analysis of SEC Rule 12b-1 Reform Proposal (pdf)
Wed Dec 01 00:00:00 EST 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf)
Fri Nov 05 00:00:00 EDT 2010
- ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf)
Tue Oct 26 00:00:00 EDT 2010
- ICI Comment Letter on SEC's IA/BD Study (pdf)
Mon Aug 30 00:00:00 EDT 2010
- Institute Comment Letters on DOL Investment Advice Proposal (pdf)
Tue May 04 00:00:00 EDT 2010
- ICI Files Letter With FINRA Supporting Greater Flexibility in Maintaining FINRA Registrations (pdf)
Wed Feb 24 00:00:00 EST 2010
- ICI Letter on SEC Pay-to-Play Restrictions for Investment Advisers (pdf)
Tue Oct 06 00:00:00 EDT 2009
- Institute Statement to Ways and Means Committee Regarding Investment Advice and Disclosure
Mon Oct 05 00:00:00 EDT 2009
- Navigating Intermediary Relationships (pdf)
Wed Sep 30 00:00:00 EDT 2009
- ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly
Wed Jun 10 00:00:00 EDT 2009
- ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions
Thu Jun 04 00:00:00 EDT 2009
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf)
Mon Mar 02 00:00:00 EST 2009
- ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf)
Fri May 16 00:00:00 EDT 2008
- ICI Comments on Labor Department's Investment Advice Initiative, December 2007
Fri Dec 14 00:00:00 EST 2007
- Institute Letter to DOL on Investment Advice (pdf)
Wed Dec 12 00:00:00 EST 2007
- Mutual Fund Investors Rely on Professional Advice, May 2007
Tue May 01 00:00:00 EDT 2007
- Institute Comment Letter on Proposed Investment Adviser Antifraud Rules and New Category of Accredited Investor (pdf)
Fri Mar 09 00:00:00 EST 2007
- Institute Comment Letter on Investment Advice to IRAs (pdf)
Tue Jan 30 00:00:00 EST 2007
