Home Policy Priorities Fund Regulation Advertising
- ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
Wed Jul 06 00:00:00 EDT 2016
- ICI Submits Comment Letter on FINRA's BrokerCheck Proposal (pdf)
Mon Aug 03 00:00:00 EDT 2015
- ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
Wed Jul 02 00:00:00 EDT 2014
- ICI Submits Comment Letter in Response to FINRA's Rule 2210 BrokerCheck Proposal (pdf)
Tue Jun 17 00:00:00 EDT 2014
- ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
Mon Jun 09 00:00:00 EDT 2014
- Focus on Funds: Safeguards Needed for Private Fund Advertising
Fri Sep 27 00:00:00 EDT 2013
- ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
Mon Sep 23 00:00:00 EDT 2013
- Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf)
Fri Feb 15 00:00:00 EST 2013
- ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)
Thu Jul 19 00:00:00 EDT 2012
- ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)
Tue May 22 00:00:00 EDT 2012
- ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)
Tue Feb 07 00:00:00 EST 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
Wed Jan 18 00:00:00 EST 2012
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Wed Dec 07 00:00:00 EST 2011
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Wed Aug 24 00:00:00 EDT 2011
- ICI Comment Letter on FINRA Advertising Proposal (pdf)
Thu Nov 19 00:00:00 EST 2009
- Final ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
Fri Sep 22 00:00:00 EDT 2006
- ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005
Mon Jul 25 00:00:00 EDT 2005
- ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
Wed Jul 06 00:00:00 EDT 2016
- ICI Submits Comment Letter on FINRA's BrokerCheck Proposal (pdf)
Mon Aug 03 00:00:00 EDT 2015
- ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
Wed Jul 02 00:00:00 EDT 2014
- ICI Submits Comment Letter in Response to FINRA's Rule 2210 BrokerCheck Proposal (pdf)
Tue Jun 17 00:00:00 EDT 2014
- ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
Mon Jun 09 00:00:00 EDT 2014
- Focus on Funds: Safeguards Needed for Private Fund Advertising
Fri Sep 27 00:00:00 EDT 2013
- ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
Mon Sep 23 00:00:00 EDT 2013
- Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf)
Fri Feb 15 00:00:00 EST 2013
- ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)
Thu Jul 19 00:00:00 EDT 2012
- ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)
Tue May 22 00:00:00 EDT 2012
- ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)
Tue Feb 07 00:00:00 EST 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
Wed Jan 18 00:00:00 EST 2012
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Wed Dec 07 00:00:00 EST 2011
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Wed Aug 24 00:00:00 EDT 2011
- ICI Comment Letter on FINRA Advertising Proposal (pdf)
Thu Nov 19 00:00:00 EST 2009
- Final ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
Fri Sep 22 00:00:00 EDT 2006
- ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005
Mon Jul 25 00:00:00 EDT 2005
