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Home Policy Priorities Fund Regulation Advertising

  • ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
    Jul 6, 2016
  • ICI Submits Comment Letter on FINRA's BrokerCheck Proposal (pdf)
    Aug 3, 2015
  • ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
    Jul 2, 2014
  • ICI Submits Comment Letter in Response to FINRA's Rule 2210 BrokerCheck Proposal (pdf)
    Jun 17, 2014
  • ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
    Jun 9, 2014
  • Focus on Funds: Safeguards Needed for Private Fund Advertising
    Sep 27, 2013
  • ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
    Sep 23, 2013
  • Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf)
    Feb 15, 2013
  • ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)
    Jul 19, 2012
  • ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)
    May 22, 2012
  • ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)
    Feb 7, 2012
  • ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
    Jan 18, 2012
  • Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
    Dec 7, 2011
  • Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
    Aug 24, 2011
  • ICI Comment Letter on FINRA Advertising Proposal (pdf)
    Nov 19, 2009
  • ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
    Sep 22, 2006
  • ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005
    Jul 25, 2005
  • ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
    Jul 6, 2016
  • ICI Submits Comment Letter on FINRA's BrokerCheck Proposal (pdf)
    Aug 3, 2015
  • ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
    Jul 2, 2014
  • ICI Submits Comment Letter in Response to FINRA's Rule 2210 BrokerCheck Proposal (pdf)
    Jun 17, 2014
  • ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
    Jun 9, 2014
  • Focus on Funds: Safeguards Needed for Private Fund Advertising
    Sep 27, 2013
  • ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
    Sep 23, 2013
  • Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf)
    Feb 15, 2013
  • ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)
    Jul 19, 2012
  • ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)
    May 22, 2012
  • ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)
    Feb 7, 2012
  • ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
    Jan 18, 2012
  • Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
    Dec 7, 2011
  • Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
    Aug 24, 2011
  • ICI Comment Letter on FINRA Advertising Proposal (pdf)
    Nov 19, 2009
  • ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
    Sep 22, 2006
  • ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005
    Jul 25, 2005

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