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- ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
Jul 6, 2016
- ICI Submits Comment Letter on FINRA's BrokerCheck Proposal (pdf)
Aug 3, 2015
- ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
Jul 2, 2014
- ICI Submits Comment Letter in Response to FINRA's Rule 2210 BrokerCheck Proposal (pdf)
Jun 17, 2014
- ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
Jun 9, 2014
- Focus on Funds: Safeguards Needed for Private Fund Advertising
Sep 27, 2013
- ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
Sep 23, 2013
- Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf)
Feb 15, 2013
- ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)
Jul 19, 2012
- ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)
May 22, 2012
- ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)
Feb 7, 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
Jan 18, 2012
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Dec 7, 2011
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Aug 24, 2011
- ICI Comment Letter on FINRA Advertising Proposal (pdf)
Nov 19, 2009
- Final ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
Sep 22, 2006
- ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005
Jul 25, 2005
- ICI Submits Comment Letter on FINRA's Proposed Amendments to Communications with the Public Rules (pdf)
Jul 6, 2016
- ICI Submits Comment Letter on FINRA's BrokerCheck Proposal (pdf)
Aug 3, 2015
- ICI Submits Comment Letter in Response to DOL's Request for Comment on Its Target Date Fund Disclosure Proposal (pdf)
Jul 2, 2014
- ICI Submits Comment Letter in Response to FINRA's Rule 2210 BrokerCheck Proposal (pdf)
Jun 17, 2014
- ICI Submits Comment Letter in Response to SEC's Latest Target Date Funds Release (pdf)
Jun 9, 2014
- Focus on Funds: Safeguards Needed for Private Fund Advertising
Sep 27, 2013
- ICI Comments on Proposed Measures Relating to General Solicitation and Advertising for Private Funds (pdf)
Sep 23, 2013
- Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf)
Feb 15, 2013
- ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf)
Jul 19, 2012
- ICI Submits Advance Comments on JOBS Act Rulemaking (pdf)
May 22, 2012
- ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf)
Feb 7, 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf)
Jan 18, 2012
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Dec 7, 2011
- Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf)
Aug 24, 2011
- ICI Comment Letter on FINRA Advertising Proposal (pdf)
Nov 19, 2009
- Final ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf)
Sep 22, 2006
- ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005
Jul 25, 2005
