2008
- ICI Comments on SEC Study of Mark-To-Market Accounting (pdf)
Fri Nov 14 00:00:00 EST 2008
- ICI Letter to Employee Benefits Security Administration on Relief Requested from Form 5500 for 403(b) Plans
Wed Nov 12 00:00:00 EST 2008
- ICI Letter on Plan Termination Under the Final 403(b) Regulations
Wed Nov 12 00:00:00 EST 2008
- Institute Comment Letter on DOL Investment Advice Proposal (pdf)
Mon Oct 06 00:00:00 EDT 2008
- Institute Letter on IOSCO Point of Sale Issues Paper (pdf)
Fri Oct 03 00:00:00 EDT 2008
- ICI Comments to SEC Guidance with Respect to Investment Adviser Portfolio Trading Practices
Wed Oct 01 00:00:00 EDT 2008
- ICI Comment Letter on SEC Proposal to Modify Rules Allowing Foreign Broker-Dealers to Access U.S. Investors (pdf)
Thu Sep 11 00:00:00 EDT 2008
- ICI Comment Letter on SEC Proposal to Clarify the Status of Certain Indexed Annuities Under the Federal Securities Laws (pdf)
Wed Sep 10 00:00:00 EDT 2008
- Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal
Mon Sep 08 00:00:00 EDT 2008
- ICI Comment Letter on DOL Proposed Participant Disclosure Rules (pdf)
Mon Sep 08 00:00:00 EDT 2008
- ICI Comment Letter to DOL on Participant Fee Disclosure Proposal
Mon Sep 08 00:00:00 EDT 2008
- ICI Comment Letter on SEC Proposal to Remove NRSRO Ratings from Rule 2a-7 (pdf)
Fri Sep 05 00:00:00 EDT 2008
- ICI Comment Letter In Response To SEC's Reopening Of Comment Period For Summary Prospectus Proposal (pdf)
Fri Aug 29 00:00:00 EDT 2008
- ICI Comment Letters On SEC XBRL Proposals (pdf)
Fri Aug 01 00:00:00 EDT 2008
- ICI Comment Letter on SEC Amendments to NRSRO Rules (pdf)
Fri Jul 25 00:00:00 EDT 2008
- Investors Benefit from Fair, Liquid Commodities Market, ICI Tells Hill, July 2008
Tue Jul 15 00:00:00 EDT 2008
- ICI Comment Letter on SEC's ETF Rule Proposal (pdf)
Mon May 19 00:00:00 EDT 2008
- ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf)
Fri May 16 00:00:00 EDT 2008
- ICI Comment Letter Seeking Relief for Closed-End Funds' Auction Market Preferred Stock
Mon Apr 28 00:00:00 EDT 2008
- Institute's Letter to Securities and Exchange Board of India - Margining of Institutional Trades (pdf)
Mon Apr 14 00:00:00 EDT 2008
- Institute's Comment Letter - Canadian Securities Administrators' Revised Proposal on Soft Dollars (pdf)
Tue Apr 08 00:00:00 EDT 2008
- ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf)
Thu Feb 28 00:00:00 EST 2008
- ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf)
Thu Feb 28 00:00:00 EST 2008
- Submission to Senate Republican Capital Markets Task Force, February 2008
Thu Feb 28 00:00:00 EST 2008
- IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf)
Fri Feb 15 00:00:00 EST 2008
- ICI Comment Letter on DOL Service Provider Disclosure Proposal (pdf)
Mon Feb 11 00:00:00 EST 2008
- ICI Letter on Proposed IRS Rules on Automatic Contribution Arrangements, February 2008
Wed Feb 06 00:00:00 EST 2008
- ICI Comment Letter on FINRA Proposal Relating to Deferred Variable Annuities (pdf)
Thu Jan 24 00:00:00 EST 2008
- ICI Comment Letter On FINRA Proposal To Modify Principal Approval Requirement For Certain Sales Material (pdf)
Fri Jan 18 00:00:00 EST 2008
- ICI Strongly Opposes Massachusetts' Information Security Proposal, January 2008
Thu Jan 10 00:00:00 EST 2008
