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Home Policy Priorities ICI Comment Letters Archives 2008

2008
  • ICI Comments on SEC Study of Mark-To-Market Accounting (pdf)
    Nov 14, 2008
  • ICI Letter to Employee Benefits Security Administration on Relief Requested from Form 5500 for 403(b) Plans
    Nov 12, 2008
  • ICI Letter on Plan Termination Under the Final 403(b) Regulations
    Nov 12, 2008
  • Institute Comment Letter on DOL Investment Advice Proposal (pdf)
    Oct 6, 2008
  • Institute Letter on IOSCO Point of Sale Issues Paper (pdf)
    Oct 3, 2008
  • ICI Comments to SEC Guidance with Respect to Investment Adviser Portfolio Trading Practices
    Oct 1, 2008
  • ICI Comment Letter on SEC Proposal to Modify Rules Allowing Foreign Broker-Dealers to Access U.S. Investors (pdf)
    Sep 11, 2008
  • ICI Comment Letter on SEC Proposal to Clarify the Status of Certain Indexed Annuities Under the Federal Securities Laws (pdf)
    Sep 10, 2008
  • Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal
    Sep 8, 2008
  • ICI Comment Letter on DOL Proposed Participant Disclosure Rules (pdf)
    Sep 8, 2008
  • ICI Comment Letter to DOL on Participant Fee Disclosure Proposal
    Sep 8, 2008
  • ICI Comment Letter on SEC Proposal to Remove NRSRO Ratings from Rule 2a-7 (pdf)
    Sep 5, 2008
  • ICI Comment Letter In Response To SEC's Reopening Of Comment Period For Summary Prospectus Proposal (pdf)
    Aug 29, 2008
  • ICI Comment Letters On SEC XBRL Proposals (pdf)
    Aug 1, 2008
  • ICI Comment Letter on SEC Amendments to NRSRO Rules (pdf)
    Jul 25, 2008
  • Investors Benefit from Fair, Liquid Commodities Market, ICI Tells Hill, July 2008
    Jul 15, 2008
  • ICI Comment Letter on SEC's ETF Rule Proposal (pdf)
    May 19, 2008
  • ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf)
    May 16, 2008
  • ICI Comment Letter Seeking Relief for Closed-End Funds' Auction Market Preferred Stock
    Apr 28, 2008
  • Institute's Letter to Securities and Exchange Board of India - Margining of Institutional Trades (pdf)
    Apr 14, 2008
  • Institute's Comment Letter - Canadian Securities Administrators' Revised Proposal on Soft Dollars (pdf)
    Apr 8, 2008
  • ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf)
    Feb 28, 2008
  • ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf)
    Feb 28, 2008
  • Submission to Senate Republican Capital Markets Task Force, February 2008
    Feb 28, 2008
  • IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf)
    Feb 15, 2008
  • ICI Comment Letter on DOL Service Provider Disclosure Proposal (pdf)
    Feb 11, 2008
  • ICI Letter on Proposed IRS Rules on Automatic Contribution Arrangements, February 2008
    Feb 6, 2008
  • ICI Comment Letter on FINRA Proposal Relating to Deferred Variable Annuities (pdf)
    Jan 24, 2008
  • ICI Comment Letter On FINRA Proposal To Modify Principal Approval Requirement For Certain Sales Material (pdf)
    Jan 18, 2008
  • ICI Strongly Opposes Massachusetts' Information Security Proposal, January 2008
    Jan 10, 2008

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