2008
- ICI Comments on SEC Study of Mark-To-Market Accounting (pdf)
Nov 14, 2008
- ICI Letter to Employee Benefits Security Administration on Relief Requested from Form 5500 for 403(b) Plans
Nov 12, 2008
- ICI Letter on Plan Termination Under the Final 403(b) Regulations
Nov 12, 2008
- Institute Comment Letter on DOL Investment Advice Proposal (pdf)
Oct 6, 2008
- Institute Letter on IOSCO Point of Sale Issues Paper (pdf)
Oct 3, 2008
- ICI Comments to SEC Guidance with Respect to Investment Adviser Portfolio Trading Practices
Oct 1, 2008
- ICI Comment Letter on SEC Proposal to Modify Rules Allowing Foreign Broker-Dealers to Access U.S. Investors (pdf)
Sep 11, 2008
- ICI Comment Letter on SEC Proposal to Clarify the Status of Certain Indexed Annuities Under the Federal Securities Laws (pdf)
Sep 10, 2008
- Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal
Sep 8, 2008
- ICI Comment Letter on DOL Proposed Participant Disclosure Rules (pdf)
Sep 8, 2008
- ICI Comment Letter to DOL on Participant Fee Disclosure Proposal
Sep 8, 2008
- ICI Comment Letter on SEC Proposal to Remove NRSRO Ratings from Rule 2a-7 (pdf)
Sep 5, 2008
- ICI Comment Letter In Response To SEC's Reopening Of Comment Period For Summary Prospectus Proposal (pdf)
Aug 29, 2008
- ICI Comment Letters On SEC XBRL Proposals (pdf)
Aug 1, 2008
- ICI Comment Letter on SEC Amendments to NRSRO Rules (pdf)
Jul 25, 2008
- Investors Benefit from Fair, Liquid Commodities Market, ICI Tells Hill, July 2008
Jul 15, 2008
- ICI Comment Letter on SEC's ETF Rule Proposal (pdf)
May 19, 2008
- ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf)
May 16, 2008
- ICI Comment Letter Seeking Relief for Closed-End Funds' Auction Market Preferred Stock
Apr 28, 2008
- Institute's Letter to Securities and Exchange Board of India - Margining of Institutional Trades (pdf)
Apr 14, 2008
- Institute's Comment Letter - Canadian Securities Administrators' Revised Proposal on Soft Dollars (pdf)
Apr 8, 2008
- ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf)
Feb 28, 2008
- ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf)
Feb 28, 2008
- Submission to Senate Republican Capital Markets Task Force, February 2008
Feb 28, 2008
- IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf)
Feb 15, 2008
- ICI Comment Letter on DOL Service Provider Disclosure Proposal (pdf)
Feb 11, 2008
- ICI Letter on Proposed IRS Rules on Automatic Contribution Arrangements, February 2008
Feb 6, 2008
- ICI Comment Letter on FINRA Proposal Relating to Deferred Variable Annuities (pdf)
Jan 24, 2008
- ICI Comment Letter On FINRA Proposal To Modify Principal Approval Requirement For Certain Sales Material (pdf)
Jan 18, 2008
- ICI Strongly Opposes Massachusetts' Information Security Proposal, January 2008
Jan 10, 2008
