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- Financial Intermediary Controls and Compliance Assessment Engagements (pdf)
Aug 5, 2020
- ICI Letter re Application of New Partnership Audit Rules to RICs (pdf)
Oct 25, 2016
- The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)
Aug 19, 2016
- IDC/ICI File Comment Letter on PCAOB Proposed Changes to the Auditor's Report (pdf)
Aug 18, 2016
- ICI Comment Letter to SEC on Proposed National Market System Plan to Implement the Consolidated Audit Trail (pdf)
Jul 18, 2016
- IDC/ICI Comment Letter on PCAOB Staff Consultation Paper (pdf)
Nov 3, 2014
- ICI Comment Letter on PCAOB Proposal to Require Auditor's Report to Name the Engagement Partner (pdf)
Feb 27, 2014
- Updated FICCA Framework Makes Auditing Omnibus Accounts Easier, More EfficientJan 27, 2014
- IDC/ICI Comment Letter on PCAOB Auditor Reporting Model (pdf)
Dec 11, 2013
- ICI Letter Supporting Audit Integrity and Job Protection Act (pdf)
Jun 18, 2013
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf)
Mar 28, 2013
- Governance Leaders Release Auditor Evaluation Tool for Audit Committees
Oct 15, 2012
- Audit Committee Annual Evaluation of the External Auditor (pdf)
Oct 15, 2012
- ICI, IDC Statement for Hearing on "Accounting and Auditing Oversight: Pending Proposals and Emerging Issues Confronting Regulators, Standard Setters, and the Economy"
Mar 28, 2012
- IDC and ICI Oppose Mandatory Audit Firm Rotation (pdf)
Dec 14, 2011

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