Fund Clearance and Settlement
ICI Urges CFTC To Take Up Uncleared Margin Rulemakings
ICI President and CEO Eric Pan urged the CFTC to complete, without delay, its work to address the...
T+1 Securities Settlement Industry Implementation Playbook (pdf)
T+1 Securities Settlement Industry Implementation Workbook (pdf)
T+1 Securities Settlement Industry Implementation Workbook (xls)
ICI Welcomes the SEC’s Proposal to Shorten the Settlement Cycle
ICI issued a statement in response to the Securities and Exchange Commission (SEC) proposing to...
ICI Comment Letter on CFTC Request for Comment on Swap Clearing Requirements and LIBOR Transition (pdf)
Accelerating the US Securities Settlement Cycle to T+1
ICI, SIFMA, and DTCC Lay Out Path to Shorten US Securities Settlement Cycle to T+1 by First Half of 2024
The Investment Company Institute (ICI), the Securities Industry and Financial Markets Association...
ICI Global Response to EU Commission CSDR Consultation on Settlement Discipline Regime (pdf)
ICI Comment Letter on SEC Proposed Exemptive Order on Portfolio Margining (pdf)
ICI Comment Letter to CFTC and SEC on Portfolio Margining (pdf)
Financial Intermediary Controls and Compliance Assessment Engagements (pdf)
Operational Process Flows and Considerations Related to Dealer/Custodian Resignations (pdf)
For T+2, It’s All Systems Go
For T+2, It’s All Systems Go By Michael Bodson, Kenneth E. Bentsen Jr., and Paul Schott Stevens (As...
Financial Services Industry Commends SEC on Final Rule to Facilitate a Shorter Settlement Cycle in US (pdf)Mar 22, 2017
ICI Submits Comment Letter on SEC's Amendment to Securities Transaction Settlement Cycle Proposal (pdf)
IDC Files Comment Letter Supporting Move to T+2 Settlement Cycle (pdf)
Evaluating Swing Pricing: Operational Considerations (pdf)
Focus on Funds: ICI Expands Its Service to the Industry’s “Middle Office”
Rapid change in the fund industry means that the operational support provided by what’s known as the...
The Evolution of the Financial Intermediary Controls and Compliance Assessment (pdf)
ICI Comment Letter in Response to Swap Data Repository Rulebook (pdf)
ICI Responds to FSOC Update on Review of Asset Management Products and Activities (pdf)
ICI Comment Letter to SEC on Proposed National Market System Plan to Implement the Consolidated Audit Trail (pdf)
ICI Submits Comment Letters Supporting Efforts by MSRB and FINRA to Shorten the U.S. Securities Settlement Cycle (pdf)
T+2 Industry Steering Committee Applauds Regulatory Support for Move to Two Day Settlement Cycle in the United States (pdf)Oct 5, 2015
SIFMA and ICI Submit Comments to the SEC Regarding Shortened Settlement Cycle Regulatory Initiatives (pdf)
Financial Services Industry Announces Proposed Timeline for T+2 Settlement Cycle in the U.S.T+2 Industry Steering Committee, June 2015
ICI Comments on the Financial Stability Board’s Second Consultation Regarding Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (pdf)
ICI Comment Letter to FSOC on Asset Management Products and Activities (pdf)
ICI Global Comment Letter on Implementing Regulation Under MiFID II and MiFIR (pdf)
ICI Files Comment Letter on FINRA Review of Its Non-Cash Compensation Rule (pdf)
ICI Submits Comment Letter on FINRA's Retrospective Review of Communications with the Public Rules (pdf)
ICI: G-SIFI Designation of Regulated Funds Unnecessary and Inappropriate, Would Harm Investors
ICI: G-SIFI Designation of Regulated Funds Unnecessary and Inappropriate, Would Harm Investors FSB...
ICI Comment Letter on Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (pdf)
Financial Stability and U.S. Mutual Funds
Financial Stability and U.S. Mutual Funds Paul Schott Stevens President and CEO Investment Company...
ICI Endorses Move to Shorten Settlement Cycles
Initiative to Reduce Systemic, Operational Risks Could Benefit Investors Washington, DC, February 18...
ICI and ICI Global Submit Comment Letter to the FSB on Securities Lending and Repo Haircuts (pdf)
ICI Comment Letter on OFR Asset Management and Financial Stability Study (pdf)
Comment Letter to SEC in Response to RFI on Possible Fiduciary Duty for Broker-Dealers and IA-BD Harmonization (pdf)
ICI and ICI Global Comment Letter on Basel Proposed Supervisory Framework for Measuring and Controlling Large Exposures (pdf)
ICI and ICI Global Letter to Senate Committee About Exemptive Relief for Non-Deliverable Forwards (pdf)
ICI's Marty Burns Describes Legal Entity Identifiers (video)
Legal Entity Identifiers Marty Burns, ICI’s Senior Director for Operations and Distribution...