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  • Issues & Advocacy

    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
      • Standing Up for Main Street Investors and Retirement Savers
      • Protecting Investors from Premature Account Seizures
    • Comment Letters
    • Amicus Briefs
    Latest Comment Letters:
    Image
    European Union flags
    Comment Letter

    ICI Response to MiCA Review Consultation

    October 13, 2026
    The front of the Commodity Futures Trading Commission headquarters
    Comment Letter

    ICI Response to the CFTC's Proposed Amendments to CPO and CTA Registration Exemptions

    October 6, 2026
    ICI Default BG
    Comment Letter

    ICI Comment Letter to the Treasury on Saver's Match Contributions

    October 5, 2026
  • Research

    Research

    Explore research from ICI’s experts on industry-related developments, trends, and policy issues.

    View all Research

    • Statistics
      • All Statistics
      • Combined ETF and Mutual Funds
        • Weekly Combined Estimated ETF and Long-Term Flows
        • Monthly Active and Index Data
        • Monthly ESG Investing Data
        • Quarterly Worldwide Regulated Open-End Fund Market
      • Mutual Funds
        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
        • Quarterly Mutual Fund Distributions
        • Annual Institutional Mutual Fund Shareholder Data
      • Exchange Traded Funds
        • Weekly Estimated ETF Net Issuance
        • Monthly Exchange-Traded Fund Data
      • Closed-End Funds
        • Quarterly Closed-End Fund Assets
      • UITs
        • Monthly Unit Investment Trust Deposits
      • More Statistics
        • 529 Plan Program Statistics
        • Quarterly Retirement Market Data
    • Investment Company Fact Book
    • Closed-End Funds
    • Defined Contribution Plans
      • 401(k)s
        • Employee Benefit Research Institute (EBRI)/ICI 401(k) Database
        • 401(k) Plan Services, Fees, and Expenses
        • Ten Important Facts About 401(k) Plans
      • The ICI/ISS MI Defined Contribution Plan Profile
      • Defined Contribution Plan Participant Activities
      • Households' Views on Retirement Savings
    • ETF Ownership
    • Fees and Expenses
    • IRAs
      • The IRA Investor Database™
      • The Role of IRAs in US Households’ Saving for Retirement
      • Ten Important Facts About IRAs
      • Ten Important Facts About Roth IRAs
    • Money Market Funds
    • Mutual Funds
      • Mutual Fund Ownership
      • Fund Disclosure
      • Fund Governance
    • US Retirement System
      • Understanding the US Retirement System
      • Retirement Plan Coverage and Participation
      • Income from Retirement Plans
    • Publications
      • ICI Research Perspective
      • Fact Book Archive
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      • One Pagers
    • Global Industry Research
    Featured Publication
    ICI Default BG
    Perspective

    Supplemental Tables: Ongoing Charges for UCITS in the European Union, 2025 (xlsx)

    September 10, 2026
    Latest Research
    Panel discussion at 2026 ICI Tax and Accounting Conference
    ICI Viewpoints

    Three Key Takeaways From the 2026 ICI Tax and Accounting Conference

    October 16, 2026
    Four people huddles around a laptop in an office at a desk
    ICI Viewpoints

    A New Baseline for Valuing Private Assets in Retail Funds

    October 13, 2026
    Cover of the ICI Retail Valuation Benchmarking Survey report
    White Paper

    Retail Alternatives Valuation Benchmarking Survey

    October 13, 2026
  • Resource Hubs

    Resource Hubs

     Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.

    View all Resource Hubs

    • 401(k)
    • California Consumer Privacy Law
    • Closed-End Funds
    • Collective Investment Trusts
    • Commodity Investments
    • Common Ownership
    • Cybersecurity
    • Disclosure
    • DOL Fiduciary Duty Rule
    • ESG
    • Exchange-Traded Funds
    • Financial Services Regulatory
    • Financial Transaction Tax
    • Fraud Prevention
    • Global Retirement
    • Individual Retirement Account
    • Innovation
    • Liquidity Risk Management Program Rule
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  • News & Opinions

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    Panel discussion at 2026 ICI Tax and Accounting Conference
    ICI Viewpoints

    Three Key Takeaways From the 2026 ICI Tax and Accounting Conference

    October 16, 2026
    Four people huddles around a laptop in an office at a desk
    ICI Viewpoints

    A New Baseline for Valuing Private Assets in Retail Funds

    October 13, 2026
    Office colleagues reviewing content on a hand held device in the office corridor
    News Release

    ICI: Lower Costs, Strong Protections With SEC’s Cross Trading Proposal

    October 9, 2026
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    Image
    New York City skyline

    Retail Alternatives and Closed-End Funds Conference -
    Registration is Now Open!
    November 10

    Nov 10

    ICI Conference

    Retail Alternatives and Closed-End Funds Conference

    New York, NY

    Feb
    3-5

    ICI Conference

    2027 Innovate

    Phoenix, AZ
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  • Issues & Advocacy
    Issues & Advocacy

    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
      • Standing Up for Main Street Investors and Retirement Savers
      • Protecting Investors from Premature Account Seizures
    • Comment Letters
    • Amicus Briefs
  • Research
    Research

    Research

    Explore research from ICI’s experts on industry-related developments, trends, and policy issues.

    View all Research

    • Statistics
      Statistics
      • All Statistics
      • Combined ETF and Mutual Funds
        Combined ETF and Mutual Funds
        • Weekly Combined Estimated ETF and Long-Term Flows
        • Monthly Active and Index Data
        • Monthly ESG Investing Data
        • Quarterly Worldwide Regulated Open-End Fund Market
      • Mutual Funds
        Mutual Funds
        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
        • Quarterly Mutual Fund Distributions
      • Exchange Traded Funds
        Exchange Traded Funds
        • Weekly Estimated ETF Net Issuance
        • Monthly Exchange-Traded Fund Data
      • Closed-End Funds
        Closed-End Funds
        • Quarterly Closed-End Fund Assets
      • UITs
        UITs
        • Monthly Unit Investment Trust Deposits
      • More Statistics
        More Statistics
        • 529 Plan Program Statistics
        • Quarterly Retirement Market Data
    • Investment Company Fact Book
    • Closed-End Funds
    • Defined Contribution Plans
      Defined Contribution Plans
      • 401(k)s
        401(k)s
        • Employee Benefit Research Institute (EBRI)/ICI 401(k) Database
        • 401(k) Plan Services, Fees, and Expenses
        • Ten Important Facts About 401(k) Plans
      • The ICI/ISS MI Defined Contribution Plan Profile
      • Defined Contribution Plan Participant Activities
      • Households' Views on Retirement Savings
    • ETF Ownership
    • Fees and Expenses
    • IRAs
      IRAs
      • The IRA Investor Database™
      • The Role of IRAs in US Households’ Saving for Retirement
      • Ten Important Facts About IRAs
      • Ten Important Facts About Roth IRAs
    • Money Market Funds
    • Mutual Funds
      Mutual Funds
      • Mutual Fund Ownership
      • Fund Disclosure
      • Fund Governance
    • US Retirement System
      US Retirement System
      • Understanding the US Retirement System
      • Retirement Plan Coverage and Participation
      • Income from Retirement Plans
    • Publications
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      • One Pagers
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  • Resource Hubs
    Resource Hubs

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     Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.

    View all Resource Hubs

    • 401(k)
    • California Consumer Privacy Law
    • Closed-End Funds
    • Collective Investment Trusts
    • Commodity Investments
    • Common Ownership
    • Cybersecurity
    • Disclosure
    • DOL Fiduciary Duty Rule
    • ESG
    • Exchange-Traded Funds
    • Financial Services Regulatory
    • Financial Transaction Tax
    • Fraud Prevention
    • Global Retirement
    • Individual Retirement Account
    • Innovation
    • Liquidity Risk Management Program Rule
    • Money Market Fund
    • Processing Fees
    • Proxy Voting
    • Shortened Settlement Cycle
    • Target Retirement Date Funds
    • Treasury Clearing
  • News & Opinions
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    View all News and Opinions

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  2. JOHN RANDALL
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John Randall
Author

John Randall
Senior Director, Operations & Distribution

Senior Director, Operations and Distribution

Viewpoints by this Author

Modernizing CIT Operations to Support the Next Phase of Growth
Solving for Data Transparency in the Retirement World
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