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Comment Letters
This page presents letters submitted by ICI in response to requests for public comment by regulatory agencies.
- ICI Comment Letter on FSOC Proposal to Replace Interpretive Guidance on Nonbank Financial Company Determinations (pdf)
May 13, 2019
- ICI Letter on Massachusetts Fiduciary Regulation (pdf)
Jan 6, 2019
- ICI Files Comment Letter with SEC on Proposals Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (pdf)
Nov 20, 2018
- IDC Comment Letter on SEC's Investor Experience Release (pdf)
Oct 30, 2018
- ICI and Other Trade Associations Request that SEC Re-Propose and Extend Comment Deadline of Security-Based Swaps Release (pdf)
Oct 26, 2018
- ICI Submits Second Comment Letter in Response to SEC's Proposed Transaction Fee Pilot (pdf)
Oct 1, 2018
- ICI Comment Letter on Competition and Consumer Protection in the 21st Century (pdf)
Aug 20, 2018
- ICI Global Letter to Basel Committee on Step-In Risk (pdf)
May 15, 2017
- ICI Submits Comment Letter on Proposed Framework for Post-Implementation Evaluation of the Effects of the G20 Financial Regulatory Reforms (pdf)
May 11, 2017
- ICI Global Submits Response to EBA Discussion Paper on a New Prudential Regime for Investment Firms (pdf)
Feb 2, 2017
- ICI Files Comment Letter on Federal Reserve Bank of Minneapolis Proposed "Shadow Bank" Tax on Regulated Funds (pdf)
Jan 17, 2017
- ICI Comment Letter to the Financial Stability Board on Proposed Policy Recommendations to Address Structural Vulnerabilities from Asset Management Activities (pdf)
Sep 21, 2016
- ICI Responds to FSOC Update on Review of Asset Management Products and Activities (pdf)
Jul 18, 2016
- ICI Comments on the Financial Stability Board’s Second Consultation Regarding Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (pdf)
May 29, 2015
- ICI Comment Letter to FSOC on Asset Management Products and Activities (pdf)
Mar 25, 2015
- Comment Letter on Canadian Systemic Risk Legislation (pdf)
Dec 8, 2014
- ICI Comment Letter on Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions (pdf)
Apr 7, 2014
- ICI Comment Letter on OFR Asset Management and Financial Stability Study (pdf)
Nov 1, 2013
- ICI Comments on Proposed Enhanced Prudential Standards for Foreign Banking Organizations and Foreign "SIFIs" (pdf)
Apr 30, 2013
- ICI Letter on Proposed Enhanced Prudential Standards for "SIFIs" and Large Bank Holding Companies (pdf)
Apr 30, 2012
- ICI Letter on FSOC Proposal Regarding Designation of Nonbank Financial Companies for Heightened Supervision (pdf)
Feb 25, 2011
- ICI Letter on FSOC Designations of Nonbank Financial Companies for Heightened Supervision and Regulation (pdf)
Nov 5, 2010
