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Home Events Past Event Highlights ICI Webinars

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WEBINAR

2019 Fall Update on BDAC and BTRAC
November 20, 2019

Join us on November 20 for timely information about key ICI Broker-Dealer Advisory Committee (BDAC) and Bank, Trust, and Retirement Advisory Committee (BTRAC) projects, including:

  • Identifying operational pain points and opportunities
  • Interval funds
  • Mutual Fund Information Xchange (MFIX)
  • Large-trade notification tool

Though the webinar is designed for operations and compliance professionals in the asset management industry, all representatives from ICI member firms are welcome to attend.

MATERIALS

  • Archive recording
  • Slides (pdf)

FEATURED SPEAKERS

Stuart Bateman Theresa Sloan-Yancik
Stuart Bateman
Chair, ICI Broker-Dealer
Advisory Committee
Senior Vice President
Franklin Templeton Investments
Teresa Sloan-Yancik
Chair, ICI Bank, Trust, and
Retirement Advisory Committee
Senior Operations Manager
Vanguard
Kyle Schmiegel Allyn Jones
Kyle Schmiegel
Vice President
Charles Schwab
Allyn Jones
Senior Vice President
Fidelity Investments
Lisa Borth Derrick Mosley
Lisa Borth
Director
AllianceBernstein
Derrick Mosley
Relationship Manager
Franklin Templeton
Erik Depalma  
Erik DePalma
Senior Director
Fidelity Investments
 

MODERATORS

Jeff Naylor John Randall
Jeff Naylor
Director, Operations and Distribution
Investment Company Institute
John Randall
Director, Operations and Distribution
Investment Company Institute

This webinar is closed to the media and regulators.

If you have any questions, please contact the ICI Conference Division at 202-326-5968 or conferences@ici.org.


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