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    Retail Alternatives and Closed-End Funds Conference -
    Registration is Now Open!

    November 10

    Oct 15

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    New York, NY
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    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
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        • Quarterly Worldwide Regulated Open-End Fund Market
      • Mutual Funds
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        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
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  • Issues & Advocacy

    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
      • Standing Up for Main Street Investors and Retirement Savers
      • Protecting Investors from Premature Account Seizures
    • Comment Letters
    • Amicus Briefs
    Latest Comment Letters:
    Image
    European Union flags
    Comment Letter

    ICI Response to MiCA Review Consultation

    October 13, 2026
    The front of the Commodity Futures Trading Commission headquarters
    Comment Letter

    ICI Response to the CFTC's Proposed Amendments to CPO and CTA Registration Exemptions

    October 6, 2026
    ICI Default BG
    Comment Letter

    ICI Comment Letter to the Treasury on Saver's Match Contributions

    October 5, 2026
  • Research

    Research

    Explore research from ICI’s experts on industry-related developments, trends, and policy issues.

    View all Research

    • Statistics
      • All Statistics
      • Combined ETF and Mutual Funds
        • Weekly Combined Estimated ETF and Long-Term Flows
        • Monthly Active and Index Data
        • Monthly ESG Investing Data
        • Quarterly Worldwide Regulated Open-End Fund Market
      • Mutual Funds
        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
        • Quarterly Mutual Fund Distributions
        • Annual Institutional Mutual Fund Shareholder Data
      • Exchange Traded Funds
        • Weekly Estimated ETF Net Issuance
        • Monthly Exchange-Traded Fund Data
      • Closed-End Funds
        • Quarterly Closed-End Fund Assets
      • UITs
        • Monthly Unit Investment Trust Deposits
      • More Statistics
        • 529 Plan Program Statistics
        • Quarterly Retirement Market Data
    • Investment Company Fact Book
    • Closed-End Funds
    • Defined Contribution Plans
      • 401(k)s
        • Employee Benefit Research Institute (EBRI)/ICI 401(k) Database
        • 401(k) Plan Services, Fees, and Expenses
        • Ten Important Facts About 401(k) Plans
      • The ICI/ISS MI Defined Contribution Plan Profile
      • Defined Contribution Plan Participant Activities
      • Households' Views on Retirement Savings
    • ETF Ownership
    • Fees and Expenses
    • IRAs
      • The IRA Investor Database™
      • The Role of IRAs in US Households’ Saving for Retirement
      • Ten Important Facts About IRAs
      • Ten Important Facts About Roth IRAs
    • Money Market Funds
    • Mutual Funds
      • Mutual Fund Ownership
      • Fund Disclosure
      • Fund Governance
    • US Retirement System
      • Understanding the US Retirement System
      • Retirement Plan Coverage and Participation
      • Income from Retirement Plans
    • Publications
      • ICI Research Perspective
      • Fact Book Archive
      • ICI White Papers
      • One Pagers
    • Global Industry Research
    Featured Publication
    ICI Default BG
    Perspective

    Supplemental Tables: Ongoing Charges for UCITS in the European Union, 2025 (xlsx)

    September 10, 2026
    Latest Research
    Four people huddles around a laptop in an office at a desk
    ICI Viewpoints

    A New Baseline for Valuing Private Assets in Retail Funds

    October 13, 2026
    Cover of the ICI Retail Valuation Benchmarking Survey report
    White Paper

    Retail Alternatives Valuation Benchmarking Survey

    October 13, 2026
    Eric Pan CEO and President of the Investment Company Institute at CRL 2026 conference
    ICI Viewpoints

    Inside ICI’s First Compliance, Risk, and Legal Conference

    October 1, 2026
  • Resource Hubs

    Resource Hubs

     Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.

    View all Resource Hubs

    • 401(k)
    • California Consumer Privacy Law
    • Closed-End Funds
    • Collective Investment Trusts
    • Commodity Investments
    • Common Ownership
    • Cybersecurity
    • Disclosure
    • DOL Fiduciary Duty Rule
    • ESG
    • Exchange-Traded Funds
    • Financial Services Regulatory
    • Financial Transaction Tax
    • Fraud Prevention
    • Global Retirement
    • Individual Retirement Account
    • Innovation
    • Liquidity Risk Management Program Rule
    • Money Market Fund
    • Processing Fees
    • Proxy Voting
    • Shortened Settlement Cycle
    • Target Retirement Date Funds
    • Treasury Clearing
  • News & Opinions

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    Read ICI’s latest publications, press releases, statements, and blog posts.

    View all News and Opinions

    • News Releases
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    • Opinions
      • Op-Eds & Letters to the Editors
      • Speeches & Testimony
    Latest News:
    Image
    Four people huddles around a laptop in an office at a desk
    ICI Viewpoints

    A New Baseline for Valuing Private Assets in Retail Funds

    October 13, 2026
    Office colleagues reviewing content on a hand held device in the office corridor
    News Release

    ICI: Lower Costs, Strong Protections With SEC’s Cross Trading Proposal

    October 9, 2026
    Picture of the outside of the EU building in Brussels with people walking in and out of the entrance
    News Release

    ICI Applauds ECOFIN Agreement on MISP

    October 9, 2026
  • Events

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    Featured Events
    Image
    New York City skyline

    Retail Alternatives and Closed-End Funds Conference -
    Registration is Now Open!

    November 10

    Oct 15

    ICI Webinar

    Talent Connection: Learn About Career Opportunities in the Asset Management Industry, October 2026

    Virtual
    3:00pm - 4:00pm (EDT)

    Nov 10

    ICI Conference

    Retail Alternatives and Closed-End Funds Conference

    New York, NY
  • Sign Up
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  • About ICI
  • Related Sites
    • IDC
    • ICIEF
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Main navigation
  • Issues & Advocacy
    Issues & Advocacy

    Issues & Advocacy

    Stay informed of the policy priorities ICI champions on behalf of individual investors and the asset management industry.

    • Key Policies
      Key Policies
      • Ensuring Tax Fairness and Financial Security
      • Establishing Certainty in Financial Regulations
      • Expanding Access to Private Markets
      • Modernizing Disclosure for a Digital World
      • Retirement Fairness for Educators and Nonprofit Employees
      • Standing Up for Main Street Investors and Retirement Savers
      • Protecting Investors from Premature Account Seizures
    • Comment Letters
    • Amicus Briefs
  • Research
    Research

    Research

    Explore research from ICI’s experts on industry-related developments, trends, and policy issues.

    View all Research

    • Statistics
      Statistics
      • All Statistics
      • Combined ETF and Mutual Funds
        Combined ETF and Mutual Funds
        • Weekly Combined Estimated ETF and Long-Term Flows
        • Monthly Active and Index Data
        • Monthly ESG Investing Data
        • Quarterly Worldwide Regulated Open-End Fund Market
      • Mutual Funds
        Mutual Funds
        • Weekly Estimated Long-Term Mutual Fund Flows
        • Weekly Money Market Fund Assets
        • Monthly Money Market Fund Portfolio Data
        • Monthly Trends in Mutual Fund Investing
        • Monthly Mutual Fund Complex Assets
        • Quarterly Long-Term Mutual Fund Asset Composition
        • Quarterly Mutual Fund Assets in Retirement Accounts
        • Quarterly Mutual Fund Distributions
      • Exchange Traded Funds
        Exchange Traded Funds
        • Weekly Estimated ETF Net Issuance
        • Monthly Exchange-Traded Fund Data
      • Closed-End Funds
        Closed-End Funds
        • Quarterly Closed-End Fund Assets
      • UITs
        UITs
        • Monthly Unit Investment Trust Deposits
      • More Statistics
        More Statistics
        • 529 Plan Program Statistics
        • Quarterly Retirement Market Data
    • Investment Company Fact Book
    • Closed-End Funds
    • Defined Contribution Plans
      Defined Contribution Plans
      • 401(k)s
        401(k)s
        • Employee Benefit Research Institute (EBRI)/ICI 401(k) Database
        • 401(k) Plan Services, Fees, and Expenses
        • Ten Important Facts About 401(k) Plans
      • The ICI/ISS MI Defined Contribution Plan Profile
      • Defined Contribution Plan Participant Activities
      • Households' Views on Retirement Savings
    • ETF Ownership
    • Fees and Expenses
    • IRAs
      IRAs
      • The IRA Investor Database™
      • The Role of IRAs in US Households’ Saving for Retirement
      • Ten Important Facts About IRAs
      • Ten Important Facts About Roth IRAs
    • Money Market Funds
    • Mutual Funds
      Mutual Funds
      • Mutual Fund Ownership
      • Fund Disclosure
      • Fund Governance
    • US Retirement System
      US Retirement System
      • Understanding the US Retirement System
      • Retirement Plan Coverage and Participation
      • Income from Retirement Plans
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     Explore expert resources, analysis, and opinions on key topics affecting the asset management industry.

    View all Resource Hubs

    • 401(k)
    • California Consumer Privacy Law
    • Closed-End Funds
    • Collective Investment Trusts
    • Commodity Investments
    • Common Ownership
    • Cybersecurity
    • Disclosure
    • DOL Fiduciary Duty Rule
    • ESG
    • Exchange-Traded Funds
    • Financial Services Regulatory
    • Financial Transaction Tax
    • Fraud Prevention
    • Global Retirement
    • Individual Retirement Account
    • Innovation
    • Liquidity Risk Management Program Rule
    • Money Market Fund
    • Processing Fees
    • Proxy Voting
    • Shortened Settlement Cycle
    • Target Retirement Date Funds
    • Treasury Clearing
  • News & Opinions
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ICI/DCALTA Conference

Defined Contribution Alternatives Summit

Where thought leaders and private capital converge

November 10, 2026
New YorkNY
Register for ICI/DCALTA Conference
Event Overview

Program
Fees
Hotel
CLE/CPE Credit
FAQs
Sponsorship
Emerging Leaders
Register for ICI/DCALTA Conference

FAQs

Registration


1. What is the registration cancellation policy? 

Cancellations received by October 26 are subject to a $250 administrative fee. After October 27, we regret that no registration fees can be refunded. If you are unable to attend, a colleague can attend in your place, and the administrative fee will not be applied. Cancellations and substitutions can be made online through your registration confirmation (see FAQs 3 and 4 below for more information). For cancellations due to health-related concerns, please contact us at conferences@ici.org. 

On-demand registration is nonrefundable. 

2. Is there a deadline to register for the conference?

No. Online registration will remain open through the conference and onsite registrations will be accepted.

3. How can I cancel my registration? 

To cancel your registration for a refund (minus a $250 administration fee):

  1. Go to the Defined Contribution Alternatives Summit website and select Already Registered.
  2. On the next page, enter the email address you used to register and your registration confirmation number, then click Log In. If you do not know your confirmation number, click Forgot Your Confirmation Number? and your confirmation number will be immediately emailed to you.
  3. On the next page, click Modify and select Cancel Registration.

If you need additional assistance, please contact ICI’s Conference Division.

4. I am unable to attend and would like to send a colleague in my place. How can I transfer my registration to a colleague? 

Yes. To transfer your registration, please follow these six steps:

  1. Go to the Defined Contribution Alternatives Summit website and select Already Registered.
  2. On the next page, enter the email address you used to register and your registration confirmation number, then click Log In. 
    If you do not know your confirmation number, click Forgot Your Confirmation Number? and your confirmation number will be immediately emailed to you.
  3. On the next page, click Transfer Registration.
  4. Enter the required fields for the person substituting for you. Click Next.
  5. A pop-up box will appear. Confirm that the substitute’s information is correct and click Confirm.
  6. A confirmation email will be sent to the substitute.

If you need additional assistance, please contact ICI’s Conference Division.

5. How do I determine if I am eligible to register at ICI/DCALTA’s member registration rate?

The “registration type” on your attendee registration should reflect your firm’s membership status at ICI or DCALTA.  

If you are uncertain of your firm’s membership status, please check the relevant membership listings (ICI, DCALTA) to avoid any possible invoices and registration cancellations. If the registration type selected is incorrect, a payment adjustment may be necessary. ICI will contact you within 30 days after the event to make the adjustment.  

6. Is this conference open to the media? 

All sessions will be open to members of the media and noted in the program. Media registration is available here. Please contact Stephen Bradford (Stephen.bradford@ici.org) with any questions.

7. How do I pick up my name badge on site? 

Name badges can be picked up at the registration desk, located in the foyer. To print your badge, you will need to enter either your name or email that you used to register. 

8. Where is the onsite registration desk located, and what are the registration hours?

Registration is located in the Foyer.  

Tuesday, November 10 | 7:45 a.m. – 3:50 p.m.

9. Can I bring a guest to the conference?

No, there is not a guest registration option.

10. Can I get a receipt for my registration payment?

Yes. Your confirmation email contains the financial record of your conference registration payment. If you misplaced your confirmation email or need another copy, please follow these steps:

  1. Go to the Defined Contribution Alternatives Summit website and select Already Registered.
  2. On the next page, enter the email address you used to register and your registration confirmation number, then click Log In. 
    If you do not know your confirmation number, click Forgot Your Confirmation Number? and your confirmation number will be immediately emailed to you.
  3. On the next page, select Print Invoice/Receipt.

If you need additional assistance, please contact ICI’s Conference Division.

11. Can I be placed on a mailing list to receive updates for this conference? 

Yes. Please contact ICI’s Conference Division, sending your name, company name, and preferred email address.

12. How do I complete my payment with a check?

Registration with check payment is available online. For payment, select check as your payment method.

Make checks payable to the Investment Company Institute.

By Mail:
Investment Company Institute 
P.O. Box 2025543
New York, NY 10087-3543

By Overnight Service: 
JPMorgan Chase – Lockbox Processing 
Attn: Investment Company Institute & 2025543 
4 Chase Metrotech Center
7th floor
East Brooklyn, NY 11245

Check or money order payments are due five days before the start of the conference. If payment is not received prior to the start of the conference, your registration will be cancelled. 

Hotel


13. How can I make a hotel reservation?

This conference does not have an official hotel block. However, you can find several hotels near Convene on the hotel page.

14. Is parking available at the venue?

Nearby parking is available.

15. Which airports, subway stations, and train stations are near the conference venue?

For more information on nearby airports and train stations, please visit the 225 Liberty Street map and directions page.

Logistics


16. I have dietary restrictions or other special needs. How do I let the conference organizer know?

Please provide any dietary restrictions or special needs during your conference registration. If you would like to modify this information, simply click Modify Registration on your registration confirmation email to access and edit your information. Please note that dietary requests need to be made at least 10 days prior to your arrival.

17. Are CLE and CPE credits available?

Details on potential CLE and CPE credits will be announced shortly. 

18. Does this conference offer sponsorship opportunities?

Yes. Registration for sponsorship opportunities is now open, and opportunities are available, on a first-come, first-served basis. To view a list of current available opportunities, costs, and benefits, visit our sponsorship page. 

19. How can I suggest a speaker for this conference?

If you have suggestions for conference speakers, please contact ICI’s Conference Division including the speaker’s biography with your request. 

20. What is the conference dress code? 

The conference dress code is business casual. 

21. Is Wi-Fi available onsite?

Yes, free Wi-Fi is available to attendees in all meeting spaces. The network name and password will be available onsite.  

22. Is there a mobile app for the conference?

Yes. The mobile app will enable you to view general logistics, speaker information, schedule details, and session presentations. It also will enable you to pose questions directly to session moderators and view and download conference materials. More information about how to download and access the mobile app will be available before the conference. 

23. How can I access the attendee list? 

You may view the conference attendee list before the conference by accessing your registration online.

  1. Go to the Defined Contribution Alternatives Summit Attendee Hub
  2. Enter your first name, last name and email address. 
    You will receive a verification code to your email and mobile number on file, if provided.
  3. On the next page, select Attendees from the top menu.

If you need additional assistance, please contact ICI’s Conference Division.

24. Where can I access conference materials?

All materials are available for you to review and, if you choose, download during the conference on the mobile app. 
If you have any questions, please contact ICI’s Conference Division.

25. Will the conference be available on-demand?

On-demand viewing will be available after the conference for those unable to attend in person or for those who want to review any of the sessions. On-demand viewing will be free for registered conference attendees. If you were not able to attend in person, you may register for on-demand viewing for $250. CLE/CPE credit is not available for sessions viewed on demand; and all on-demand registrations are nonrefundable. Only select sessions will be available for on-demand viewing beginning November 20 through February 20. 

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