Save the Date!
Join industry leaders, regulators, and peers at the inaugural Compliance, Risk, and Legal Conference taking place September 15–17, 2026, in Nashville, Tennessee. Designed for professionals across compliance, legal, risk, and related oversight functions, the conference will offer practical insights on meeting legal and regulatory requirements, adopting best practices, and navigating examination and implementation challenges.
Save the Date: September 15–17, 2026
Anticipated Topics:
- Regulatory focus of agencies such as the SEC, CFTC, FINRA, and various exchanges
- Practical advice for compliance staff, including recommendations for implementing new requirements
- Risk management, governance, and operational resilience
- Cybersecurity oversight and incident response
- Compliance considerations for new technologies and investments in private and digital assets
- Compliance challenges for collective investment trusts and retail separately managed accounts
Program details are coming soon.
Conference registration opens in mid-June.