CLE/CPE Credit
October 8 and 10 • Virtual
Continuing Legal Education (CLE) Credit
The live virtual program has been approved by California and Pennsylvania for CLE credit. Application for Continuing Legal Education (CLE) approval will be submitted by ICI to Colorado, Illinois, Iowa Minnesota, Missouri, Ohio, Virgina, and Wisconsin. New York attorneys who need CLE credit should refer to the New York CLE board approved jurisdiction policy available at http://ww2.nycourts.gov/attorneys/cle/approvedjurisdictions.shtml. This two-day live virtual program may be eligible for approximately 4.5 hours of CLE credit. ICI will not be seeking CLE approval for the recordings. Because the credit requirements vary from state to state and are governed by different regulatory agencies, some states may award less than 4.5 hours of credit. We suggest that you contact your governing body to learn if this program meets your individual requirements.
Continuing Professional Education (CPE) Credit
Upon completion of this two-day live virtual program, each participant will be eligible for approximately 7.0 hours of CPE credit. Recordings are not eligible for CPE credit. ICI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors.
| Learning objectives: | Recognize the importance of current securities and regulatory developments affecting investment companies and investment advisers. Provide updates on current regulatory developments affecting registered funds and investment advisers. |
| Program level: | Basic |
| Delivery mode: | Group internet-based program |
| Recommended field of study: | Specialized knowledge |
| Prerequisites: | No prerequisites or advance preparations are necessary for this conference. |
Certificates
Certificates will be emailed to the address provided in your registration. CPE certificates may take four to six weeks to process. CLE certificates may take two to six months to process depending on when ICI receives approval(s). Please remember to remain logged in and respond to all polling questions when prompted.
Arriving late, departing early, taking extended breaks, or not answering the polling questions may result in not receiving full credit.
Financial Aid Policy
ICI will make full or partial scholarships available for Institute conferences to lawyers and law students experiencing financial hardships. Under this policy, a financial hardship is defined as income of $75,000 or less.
| Unemployed: | Full scholarship |
| Income up to $50,000: | 75 percent discount |
| Income $50,000 to $75,000: | 50 percent discount |
| Income above $75,000: | No discount |
To apply for financial aid, please send an email to CLE@ici.org, stating your interest in attending the specific program. Law students must include a copy of their current student ID card. All requests for financial aid must be submitted at least four weeks before the start of the conference. ICI will review the submitted materials and inform you whether you have been approved for financial aid.
CLE and CPE Questions
If you have any questions regarding administrative policies, CLE credit, or CPE credit, please contact CLE@ici.org and CPE@ici.org.