Continuing Legal Education (CLE) Credit
Conference participants will generally receive CLE credit, with the conference sponsor cooperating to certify attendance. Application for approval will be submitted by the Investment Company Institute (ICI) to the appropriate state agencies. This program should qualify for approximately 10 hours of CLE credit. Because credit requirements vary by state and are governed by different regulatory agencies, please contact your governing body to learn if this program meets your individual requirements. To be eligible for CLE credit, you must attend the conference in person; it is not available for those who view the conference on demand. CLE certificates may take up to six months and will be emailed upon state approval.
Continuing Professional Education (CPE) Credit
Upon completion of this program, each participant will be eligible for approximately 14 hours of CPE credit. ICI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors. CPE credit is for in-person participants only, and is not available for those who view the conference on demand.
|Learning objectives:||To provide updates on current securities law and other US and global legislative and regulatory developments affecting registered investment companies and investment advisers|
|Delivery mode:||Group live course|
Your conference badge will be scanned automatically when you enter and exit conference sessions. ICI uses the information collected by this process and will not share the information with any other organization for any purpose other than state-required audits.
No prerequisites or advance preparations are necessary for these programs.
Financial Aid Policy
ICI will make full or partial scholarships available for Institute conferences to lawyers and law students experiencing financial hardships. Under this policy, a financial hardship is defined as income of $35,000 or less.
|No income:||100 percent discount|
|Income below $35,000:||50 percent discount|
|Income above $35,000:||No discount|
To apply for financial aid, please submit a completed registration form, along with a letter stating your interest in attending the specific program. Law students must include a copy of their current student ID card. All requests for financial aid must be submitted at least four weeks before the start of the conference. ICI will review the submitted materials and inform you whether you have been approved for financial aid.