Comment Letters

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Comment Letter

ICI Comment Letter on the Definition of an Investment Advice Fiduciary

The Investment Company Institute submitted a comment to the Department of Labor (the “Department”)...

Comment Letter

Joint Comment Letter to the SEC on Liquidity Rule

On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

Comment Letter

ICI Comment Letter on Proposed Amendments to FINRA Rule 2210

Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...

Comment Letter

ICI Global Response to UK Call for Evidence on Scope 3 GHG Emissions Reporting

ICI Global submitted the attached letter to the Call for Evidence launched by the UK Department for...

Comment Letter

ICI Global Responds to European Commission SFDR Targeted Consultation

ICI Global welcomes the European Commission’s targeted consultation seeking feedback on the...

Comment Letter

ICI and ICI Global Comment Letter to ESMA's Call for Evidence

On December 15, 2023, ICI and ICI Global filed a cover note and response to the European Securities...

Comment Letter

ICI's Letter to OMB Regarding its Review of DOL's Amendments to QPAM Exemption

On December 6, 2023, ICI submitted a letter to the Office of Management and Budget (OMB), expressing...

Comment Letter

Joint Comment Letter to the SEC on ESG Disclosures

On November 30, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint...

Comment Letter

ICI Global Comment Letter on Financial Resources and Tools for Central Counterparty Resolution

On November 20, 2023, ICI Global filed comments with the Financial Stability Board (FSB) regarding...

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