Comment Letters

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Comment Letter

ICI Comment Letter on OMB's Request for Information on Deregulation

May 12, 2025—ICI submitted a letter to the Office of Management and Budget in response to its...

Comment Letter

Joint Comment Letter Requesting an Extension of Compliance Dates for Amendments to Regulation S-P

April 25, 2025—ICI submitted a joint comment letter requesting an extension of compliance dates for...

Comment Letter

ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs

April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create...

Comment Letter

ICI Comment Letter on FICC Proposal to Adopt IMM Charge

April 17, 2025—ICI submitted a letter in response to the Securities and Exchange Commission’s notice...

Comment Letter

ICI Comment Letter on ESMA's Consultation on Amendments to the RTS on Settlement Discipline

April 14, 2025—ICI submitted a letter to the European Securities and Markets Authority (ESMA)...

Comment Letter

ICI Comment Letter on the Potential Modernization of Municipal Fund Securities Disclosure Obligatio...

April 11, 2025—ICI submitted a letter on the Municipal Securities Rulemaking Board’s concept release...

Comment Letter

ICI Comment Letter to SEC Chair Atkins on Investor Priorities

April 11, 2025—ICI President and CEO Eric J. Pan today submitted a letter to SEC Chair Atkins...

Comment Letter

ICI Response to IOSCO's Consultation on AI in Capital Markets

April 10, 2025—ICI submitted a letter with its views on the International Organization of Securities...

Comment Letter

ICI Comment Letter to FinCen Requesting a Delay to the Compliance Date for the AML/CFT Program

April 8, 2025—ICI submitted a letter to FinCEN to request a delay to the compliance date for the AML...

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