Policy Priorities

Comment Letters

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Comment Letter

ICI Comment Letter on OMB's Request for Information on Deregulation

May 12, 2025—ICI submitted a letter to the Office of Management and Budget in response to its...
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Comment Letter

Joint Comment Letter Requesting an Extension of Compliance Dates for Amendments to Regulation S-P

April 25, 2025—ICI submitted a joint comment letter requesting an extension of compliance dates for...
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Comment Letter

ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs

April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create...
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Comment Letter

ICI Comment Letter on FICC Proposal to Adopt IMM Charge

April 17, 2025—ICI submitted a letter in response to the Securities and Exchange Commission’s notice...
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Comment Letter

ICI Comment Letter on ESMA's Consultation on Amendments to the RTS on Settlement Discipline

April 14, 2025—ICI submitted a letter to the European Securities and Markets Authority (ESMA)...
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Comment Letter

ICI Comment Letter on the Potential Modernization of Municipal Fund Securities Disclosure Obligatio...

April 11, 2025—ICI submitted a letter on the Municipal Securities Rulemaking Board’s concept release...
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Comment Letter

ICI Comment Letter to SEC Chair Atkins on Investor Priorities

April 11, 2025—ICI President and CEO Eric J. Pan today submitted a letter to SEC Chair Atkins...
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Comment Letter

ICI Response to IOSCO's Consultation on AI in Capital Markets

April 10, 2025—ICI submitted a letter with its views on the International Organization of Securities...
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Comment Letter

ICI Comment Letter to FinCen Requesting a Delay to the Compliance Date for the AML/CFT Program

April 8, 2025—ICI submitted a letter to FinCEN to request a delay to the compliance date for the AML...