Comment Letters

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Comment Letter

ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs

April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create...

Comment Letter

ICI Recommended Amendment for NYSE and CBOE CEF Proposals

The letter contains a proposed amendment to the Exchange Proposals that would continue to achieve...

Comment Letter

ICI Response to Statements Filed in Comment Letters by Professor Robert J. Jackson, Jr. and Saba

January 24, 2025—ICI submitted a response to address certain statements in comment letters filed on...

Comment Letter

ICI Comment Letter on the SEC Instituting Proceedings to Determine Rule Changes on Closed-End Funds

October 31, 2024—ICI submitted a letter to the Securities and Exchange Commission regarding the...

Comment Letter

ICI Comment Letter in Support of NYSE Proposed Rulemaking Exempting Closed-End Funds from Annual Mee...

On July 30, 2024, ICI submitted a comment letter to the SEC in support of NYSE's proposed amendments...

Comment Letter

ICI Letter Supporting Three Bipartisan Amendments to Help Americans Save for Retirement

March 5, 2024—The Investment Company Institute (ICI) expresses our strong support for three...

Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...

Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...

Comment Letter

ICI and ICI Global Comment Letter to ESMA's Call for Evidence

On December 15, 2023, ICI and ICI Global filed a cover note and response to the European Securities...

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