Resources

More
ICI Viewpoints

The SEC’s Liquidity Proposal Is Arbitrary and Harmful to Investors

January 12, 2024—Open-end long-term mutual funds (“funds”) have a long history of successfully...
More
One Pager

Liquidity Management: A Mutual Fund Success Story (pdf)

More
Comment Letter

ICI Comment Letter on Supplemental Information and Reopening of Comment Period for Amendments Regard...

The Investment Company Institute is writing to provide comments on the Securities and Exchange...
More
Comment Letter

ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities

On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the...
More
Comment Letter

ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals

ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its...
More
Comment Letter

ICI Comment Letter to Treasury Department on Additional Post-Trade Transparency

On August 19, ICI filed a comment letter discussing member views regarding the issues raised in the...
More
White Paper

Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf)

More
ICI Viewpoints

Leading the Way to T+1

Shortening the settlement cycle will mitigate risk and maximize investment opportunities—all for the...
More
ICI Viewpoints

A Shorter Settlement Cycle: T+1 Will Benefit Investors and Market Participant Firms by Reducing Syst...

Recently, ICI, SIFMA, and the DTCC announced that our organizations are collaborating on efforts to...