Resources 12b-1 Fees401(k)401(k) Plan Asset Allocation401(k) Plans403(b) Plans529 PlansAccounting and AuditAdvertisingAdvisory Contract ApprovalAlternative Investment FundsAnti-Money LaunderingAntitrustAsiaAsia ESGAudit CommitteesAustraliaBank RegulationBCPBoard Leadership and CompositionBond FundsBond Mutual FundsBrightScope/ICI DC Plan ProfileBroker-Dealer IssuesBusiness ContinuityCanadaCapital Markets UnionChinaClearance and SettlementClosed-End FundsCommoditiesCommon Ownership TheoryCompensation/RemunerationComplex AssetsComplianceConsistent ParticipationCorporate BondsCorporate GovernanceCoverdell Education Savings AccountsCOVID-19CPO/CTACross-Border IssuesCyberCybersecurityDefined Contribution Plan ParticipantsDefined Contribution PlansDepartment of LaborDerivativesDigital AssetsDirectors and Fund GovernanceDisclosureDistributionDiversity and InclusionDiversity, Equity, and InclusionDiversity, Equity, and Inclusion ESGE-DeliveryEBRI/ICI 401(k) Investor DatabaseEquity FundsEquity InvestingESGEuropean UnionEuropean Union ESGEvent VideoEventsExchange-Traded Funds (ETFs)Explainer VideoFact BookFATCAFederal ReserveFees and ExpensesFiduciary IssuesFinancial MarketsFinancial Services LegislationFinancial Services Regulatory ReformFinancial StabilityFinancial TechnologyFinancial Transaction TaxFixed Income SecuritiesFixed-Income FundsFocus on FundsFraud PreventionFund Accounting & Financial ReportingFund Board Self-AssessmentsFund DisclosureFund GovernanceFund IndemnificationFund OperationsFund OwnershipFund RegulationFundamentals for Newer DirectorsGlobalGlobal ESGGMMGovernment AffairsHong KongHousehold Saving for CollegeICI Education FoundationICI GlobalICI Global Research PerspectiveICI NewsICI PACICI Research PerspectiveICI Statistical Classification DefinitionsIDCIdentity TheftIndex FundIndiaIndustry and Investor Statistics by StateIndustry ResearchInformation SecurityInstitutional Mutual Fund ShareholderIntermediary OversightInternationalInternational CompetitivenessInternational Tax IssuesInvestment AdvisersInvestment Company Act of 1940Investment EducationInvestor ResearchInvestorsIRA Investor DatabaseIRAsIrelandJapanLegal Entity IdentifierLiability ProtectionLiquidityLitigation and EnforcementLong-Term Mutual Fund Asset CompositionLong-Term Mutual FundsLost Property and EscheatmentMarket VolatilityMiFID, EMIR, AIFMD, UCITS VMinute with ICIMoney Market Fund AssetsMoney Market Fund Portfolio DataMoney Market FundsMonthly Mutual Fund Complex AssetsMortgage-Backed SecuritiesMunicipal BondsMunicipal SecuritiesMutual FundMutual FundsOperations and TechnologyOversightPensionPolicy ResearchPortfolio OversightPortfolio SecuritiesPrivacyProxy VotingQuarterly Mutual Fund DistributionsRecordkeepingRed Flag RulesRegulated FundsRegulatory ActivitiesRegulatory AgenciesResearch FundamentalsRetirement LegislationRetirement Plan ParticipationRetirement PlansRetirement PolicyRetirement ResearchRisk ManagementRisk OversightRoth IRARussiaSavingsSecurities and Exchange CommissionSecurities LendingService ProvidersShareholderShareholders' Use of InformationState IssuesState-Run Retirement PlansSwing PricingSwitzerlandSystemic RiskTarget Date FundsTax IncentivesTax Information ReportingTax LegislationTax ReformTaxesTechnologyTradingTrading and Markets (International)Trading and Markets (US)Traditional IRATransfer AgencyTreasury DepartmentTrends Data FilesTrends in Mutual Fund InvestingUnit Investment Trusts (UITs)United KingdomUnited StatesUnited States ESGUS Households' Views on Retirement SavingsUS Taxation of Mutual Funds and ShareholdersValuationVariable Insurance ProductsVideo InterviewsWeekly Estimated Flow Reports Format: AllAnnual ReportAnnual ReviewAssetAudioBoard UpdateBrochureComment LetterCommentaryCommittee ResourceEvent MaterialExplainerExternal LinkFact BookFact SheetFAQFocus on FundsFormGuideICI ViewpointsIDC UpdateLetters to the Editor & ResponsesMeeting MaterialsMinuteNews ReleaseOpinionsPaperPerspectivePodcastPublicationRegulatory LetterReportResearchResource CenterResource DocumentSpeechStatementStatisticTestimonyVideoWhite Paper Sort by DateA-ZZ-A More Paper Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf) More More ICI Viewpoints Leading the Way to T+1 Shortening the settlement cycle will mitigate risk and maximize investment opportunities—all for the... More More ICI Viewpoints A Shorter Settlement Cycle: T+1 Will Benefit Investors and Market Participant Firms by Reducing Syst... Recently, ICI, SIFMA, and the DTCC announced that our organizations are collaborating on efforts to... More
More ICI Viewpoints Leading the Way to T+1 Shortening the settlement cycle will mitigate risk and maximize investment opportunities—all for the... More
More ICI Viewpoints A Shorter Settlement Cycle: T+1 Will Benefit Investors and Market Participant Firms by Reducing Syst... Recently, ICI, SIFMA, and the DTCC announced that our organizations are collaborating on efforts to... More
