ICI Viewpoints
The SEC’s Liquidity Proposal Is Arbitrary and Harmful to Investors
January 12, 2024—Open-end long-term mutual funds (“funds”) have a long history of successfully...
Comment Letter
ICI Comment Letter on Supplemental Information and Reopening of Comment Period for Amendments Regard...
The Investment Company Institute is writing to provide comments on the Securities and Exchange...
Comment Letter
ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities
On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the...
Comment Letter
ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals
ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its...
Comment Letter
ICI Comment Letter to Treasury Department on Additional Post-Trade Transparency
On August 19, ICI filed a comment letter discussing member views regarding the issues raised in the...
White Paper
Rule 17a-7 at the Crossroads: Supplemental Information on Equity Cross Trading (pdf)
ICI Viewpoints
Leading the Way to T+1
Shortening the settlement cycle will mitigate risk and maximize investment opportunities—all for the...