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Comment Letter

ICI Comment Letter on FINRA’s and MSRB’s Filings with the SEC to Shorten Reporting Timeframes

On February 15, 2024, ICI filed a comment letter in response to notices published by the Securities...
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Comment Letter

ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
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Comment Letter

ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...

ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
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ICI Viewpoints

The SEC’s Liquidity Proposal Is Arbitrary and Harmful to Investors

January 12, 2024—Open-end long-term mutual funds (“funds”) have a long history of successfully...
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News Release

ICI: SEC’s Safeguarding Proposal Would Upend Decades of Established Practice

ICI President and CEO Eric Pan released the following statement regarding the Securities and...
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Comment Letter

ICI Comment Letter to SEC on Re-Proposal Regarding ABS Conflicts of Interest

The Investment Company Institute appreciates the opportunity to comment on the Securities and...
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Comment Letter

ICI Comment Letter on SEC Treasury Clearing Proposal

On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its...
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Comment Letter

ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities

On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the...
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Comment Letter

ICI Comment Letter to CFTC and SEC on CCP Governance and Conflicts of Interest Proposals

ICI filed this comment letter with the CFTC on its DCO governance rule proposal and the SEC on its...