Comment Letter
ICI Comment Letter to Support FINRA's Proposed Exemption for Non-Traded BDCs
April 21, 2025—ICI filed a letter with the SEC in support of FINRA's proposed rule change to create...
Opinions
For US Treasury Troubles, Treat the Cause Not the Symptom
Financial regulators in the US have recently expressed worries over the growing use of Treasury...
Comment Letter
ICI Comment Letter on FINRA’s and MSRB’s Filings with the SEC to Shorten Reporting Timeframes
On February 15, 2024, ICI filed a comment letter in response to notices published by the Securities...
Comment Letter
ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
Comment Letter
ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
ICI Viewpoints
The SEC’s Liquidity Proposal Is Arbitrary and Harmful to Investors
January 12, 2024—Open-end long-term mutual funds (“funds”) have a long history of successfully...
News Release
ICI: SEC’s Safeguarding Proposal Would Upend Decades of Established Practice
ICI President and CEO Eric Pan released the following statement regarding the Securities and...
Comment Letter
ICI Comment Letter to SEC on Re-Proposal Regarding ABS Conflicts of Interest
The Investment Company Institute appreciates the opportunity to comment on the Securities and...