Comment Letter
ICI Comment Letter on FINRA’s and MSRB’s Filings with the SEC to Shorten Reporting Timeframes
On February 15, 2024, ICI filed a comment letter in response to notices published by the Securities...
Comment Letter
ICI Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking Organizations...
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
Comment Letter
ICI Supplemental Comment Letter on Regulatory Capital Rule: Large Banking Organizations and Banking ...
ICI has filed two letters in response to the joint notice of proposed rulemaking issued by the Board...
Comment Letter
ICI Comment Letter on Supplemental Information and Reopening of Comment Period for Amendments Regard...
The Investment Company Institute is writing to provide comments on the Securities and Exchange...
Comment Letter
ICI Comment Letter to SEC on Re-Proposal Regarding ABS Conflicts of Interest
The Investment Company Institute appreciates the opportunity to comment on the Securities and...
Comment Letter
ICI Comment Letter on SEC Treasury Clearing Proposal
On December 23, ICI filed a comment letter with the Securities and Exchange Commission on its...
Comment Letter
ICI Follow-Up Letter to SEC on Rule 15c2-11 and Rule 144A Debt Securities
On October 25, ICI submitted the attached follow-up letter to SEC Chair Gary Gensler on the...
Comment Letter
ICI Comment Letter to FINRA and MSRB Regarding Shortening Trade Reporting Timeframes
On October 3, 2022, ICI filed a comment letter on behalf of members discussing certain concerns with...