Resources

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ICI Viewpoints

Fixing Our Broken Proxy Voting System

November 15, 2024—Just as publicly traded companies do, mutual funds, ETFs, and closed-end funds...
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Fact Sheet

Closed-End Fund Activism (pdf)

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Comment Letter

ICI Comment Letter on the SEC Instituting Proceedings to Determine Rule Changes on Closed-End Funds

October 31, 2024—ICI submitted a letter to the Securities and Exchange Commission regarding the...
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Opinions

Only Activist Raiders Would Miss Annual Meetings

September 12, 2024—Powerful activist investors have been abusing the New York Stock Exchange's...
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One Pager

Support NYSE’s Proposal—End Unnecessary Annual Meetings for Listed Closed-End Funds

August 27, 2024—The New York Stock Exchange’s (NYSE) annual shareholder meeting requirement for...
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One Pager

Listed CEF Activism by the Numbers—The Takeover of Voya Prime Rate Trust (pdf)

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Comment Letter

ICI Comment Letter in Support of NYSE Proposed Rulemaking Exempting Closed-End Funds from Annual Mee...

On July 30, 2024, ICI submitted a comment letter to the SEC in support of NYSE's proposed amendments...
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Research

2024 Investment Company Fact Book: US Closed-End Funds (pdf)

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FAQ

Closed-End Funds and Their Use of Leverage: FAQs

This document contains FAQs about CEFs, including information related to failed auctions for auction...