More than 300 professionals from around the country recently convened in Nashville for ICI’s inaugural Compliance, Risk, and Legal Conference. Building on the foundation of our longstanding Securities Law Developments Conference, the CRL Conference’s program reflected the broader and more integrated challenges facing compliance, risk, and legal professionals.
The inaugural CRL Conference in September 2026 reflected the expanding role of compliance, risk, and legal professionals, bringing together more than 300 industry participants to address emerging...
Keith Cassidy, Director of the Division of Examinations at the SEC, gives the keynote speech at ICI's Compliance, Risk, and Legal Conference. More than 300 professionals from around the country...
ICI and ISS Market Intelligence today released their collaborative report on 403(b) plans subject to the Employee Retirement Income Security Act of 1974. The report found that employer contributions increased from $11 billion in 2021 and 2.5 times the amount made in 2009.
ICI President and CEO Eric J. Pan issued a statement in response to the Securities and Exchange Commission’s vote to propose amendments under the Investment Company Act of 1940 concerning repurchase offers and multiple share classes for regulated closed-end funds and business development companies.
The SEC recently expanded voting flexibility for shareholders of operating companies, but similar relief for mutual fund investors includes additional restrictions. ICI supports providing fund shareholders the same voluntary voting options.
Tax, accounting, valuation, audit, and operations professionals are the people who translate the industry’s biggest ideas into products investors can trust. Their work will be at the center of ICI’s 2026 Tax and Accounting Conference, convening September 27–30 in Marco Island, Florida.
ICI submitted a comment letter that supports the SEC’s proposal to make electronic delivery the default for investor communications, a long-overdue modernization that reflects how investors access information today. The change could save fund shareholders billions of dollars while improving access to important disclosures.
Join ICI in Nashville, Tennessee, September 15-17, 2026, for the inaugural Compliance, Risk, and Legal Conference. Connect with industry leaders, regulators, independent directors, and legal, regulatory, and risk professionals to explore the latest developments shaping the investment management industry.
