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Compliance, Risk, and Legal Issues Take Center Stage in Nashville

Join ICI in Nashville, Tennessee, September 15-17, 2026, for the inaugural Compliance, Risk, and Legal Conference. Connect with industry leaders, regulators, independent directors, and legal, regulatory, and risk professionals to explore the latest developments shaping the investment management industry.

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Taking a Helpful Step on Fund Proxy Reform

As market indexes become increasingly concentrated, funds that qualify as “diversified” are facing a growing challenge. Many funds must either limit exposure to their largest investments, potentially altering their strategy, or pursue shareholder approval to become non-diversified, a costly and uncertain process.

As many diversified indexes become increasingly concentrated (the S&P 500’s top 10 holdings constituted 38% of the index in August 2026), many “diversified” funds must consider whether to (i)...

Fund proxy campaigns are a costly burden. ICI demonstrated this in 2019 and again in 2026 . Major reforms to fund proxy requirements to alleviate these burdens would fit perfectly within the SEC’s...

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Our Impact by the Numbers


$46.13T

Total Assets Represented

Managed by ICI members across mutual funds, ETFs, closed-end funds, and more, underscoring our industry’s economic influence.

29K+

Funds Represented

Represented by ICI’s member companies, spanning a diverse range of investment products.

128M+

US Investors

Supported through ICI’s advocacy for policies that protect and empower individual investors nationwide.

About ICI


The Investment Company Institute (ICI) provides essential data and insights to strengthen the asset management industry and support informed decisions.

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Shaping Public Policy and Regulation

ICI works with regulators and policymakers in the United States and around the world, bringing to bear robust legal and economic analysis to support its efforts and applying a deep understanding of regulatory and policymaking processes and priorities.

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Publishing Leading-Edge Research

ICI publishes leading-edge research on financial markets, financial stability, and tax and retirement policy. ICI is also an authoritative source of statistics on the fund industry, collected from ICI member firms and trusted organizations, to provide a comprehensive assessment of the industry and its shareholders at any given point in time.

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Supporting the Asset Management Industry

ICI organizes each year eight major public industry conferences and dozens of webinars and trainings each year as well as hosts more than 100 member committees, working groups, and task forces to share industry best practices, gather input from industry professionals, and discuss common challenges related to operations, regulations, and technology.