Archive of 2007 Comment Letters
ICI Makes Recommendations on SEC Exemptive Application Proposal, December 2007
ICI Provides Input on Technical Issues Concerning "Qualified Default Investment Alternatives," December 2007
Expiring Foreign Withholding Tax Provision Should Be Extended in 2007, December 2007
ICI Comments on Labor Department's Investment Advice Initiative, December 2007
Treasury Review of the U.S. Regulatory Structure Is a "Timely and Welcome Undertaking," December 2007
ICI Urges Critical Amendments to Cost-Basis Reporting Legislation, December 2007
ICI Makes Recommendations on Application of International Accounting Standards to Funds, November 2007
ICI Urges House Leaders to Advance Tax Legislation Concerning Exchange-Traded Notes (pdf), November 2007
New Michigan Tax Legislation Impacts Financial Services Providers and Their Customers, October 2007
ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007
ICI Comments on Canadian Point-of-Sale Disclosure Proposal, October 2007
ICI Opposes Proposal to Allow Public Advertising of Private Securities Offerings, October 2007
ICI Supports SEC Shareholder Proxy Access Effort, October 2007
ICI Calls for Enactment of Tax "Flow-Through" Legislation, September 2007
ICI Urges Changes to Tax Reporting Legislation, September 2007
ICI Comments on Treasury Implementation of 403(b) Plan Effort, September 2007
ICI Praises Ongoing European Efforts Concerning Shareholder Voting Rights, July 2007
Joint Submission to Labor Department on 401(k) Disclosure, July 2007
ICI Advocates Better Disclosure to 401(k) Participants in Comments to Department of Labor, July 2007
ICI Comments on SEC Review of 12b-1 Fees, July 2007
ICI Supports NASD/NYSE Guidance on Electronic Communications, July 2007
ICI Supports Single Private Placement Regime for EU, June 2007
ICI Supports Proposal to Make Auditing Standards Consistent with SEC Rule Changes, June 2007
ICI Strongly Opposes New Jersey Data Security Proposal, June 2007
ICI Requests Clarification on Proposal Concerning Business Entertainment Practices, June 2007
ICI Recommends Changes to European Fund Market Proposals, June 2007
Institute Proposal Would Permit Electronic Delivery of Dividend Disclosures, June 2007
ICI Supports Amendments to Financial Responsibility Rules for Broker-Dealers, June 2007
ICI, SIFMA Comment on Proposed 529 Plan Regulation, June 2007
ICI Requests Guidance on Retirement, Education Savings, and Tax Issues, June 2007
ICI Supports Model Privacy Form Proposal, Expresses Reservations, June 2007
Department of Labor Proposal Will Advance Interests of Retirement Plan Participants, June 2007
New European Disclosure Initiative Represents an Improvement, May 2007
ICI Urges Revisions to Rhode Island State Tax Legislation, May 2007
ICI, Other Associations Supports Legislative Measure on American Financial Services Competitiveness, April 2007
Institute Comments on Cross-Trading Guidance, April 2007
ICI Responds to Accounting Board's Request Concerning Financial Reporting, April 2007
ICI Makes Recommendations on Proposal Concerning Internet Availability of Proxy Materials, March 2007
ICI Welcomes IOSCO Assessment of Soft Commission Arrangements, March 2007
ICI Applauds IRS Guidance on Employer Stock Diversification Requirements, March 2007
ICI Offers Recommendations on SEC's NRSRO Proposal, March 2007
ICI Supports Proposal to Amend SEC Interactive Data Voluntary Reporting Program, March 2007
ICI Comments on Proposed SEC Rules Concerning Hedge Funds and Other Private Investment Pools, March 2007
ICI Comments on NASD and NYSE Proposals Relating to Research Analyst Conflicts of Interest, March 2007
ICI Comments on SEC Staff Economic Papers Relating to Fund Governance, March 2007
ICI Comments on SEC Studies Concerning Board Independence, March 2007
ICI Supports Proposal Targeting Corporate Financial Reporting Standards, February 2007
Institute Supports Illinois Education Savings Legislation, February 2007
Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007
ICI Recommends Clarifications in SEC Short Selling Proposal, February 2007
ICI, Other Associations Back Senate Resolution on the Competitiveness of U.S. Markets, February 2007
ICI Encourages Associations to Alert Members of Redemption Fee Rule Compliance Requirements, February 2007
ICI Comments to European Regulatory Committee on Investment Manager Arrangements, February 2007
ICI Makes Recommendations to Chamber of Commerce Commission on Capital Markets Regulation, February 2007
ICI Advises Against Computer Model for Providing Investment Advice to IRAs, February 2007
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