Archive of 2003 Comment Letters
ICI Comments on Director Nominee Rule Proposal, December 2003
ICI Urges SEC Rulemaking on Soft Dollars, Directed Brokerage, December 2003
ICI Strongly Supports Changes to Fund of Fund Investment Rules, December 2003
ICI Supports New NYSE, Nasdaq Corporate Governance Standards, December 2003
Institute Recommends Changes to NYSE Corporate Governance Proposal, December 2003
ICI Comments on CESR's Role in Regulating UCITS, December 2003
ICI Supports Amex Proposal to Enhance the Independence of Listed Companies' Boards of Directors, November 2003
ICI Comments on Enhanced Breakpoint Disclosure Requirements, November 2003
ICI Supports New Amex Rule Requiring Shareholder Approval of Equity Compensation Plans, November 2003
ICI Supports IRS Efforts to Simplify Rules Governing 401(k) Plans, October 2003
ICI Comments on EU Capital Adequacy Proposal, October 2003
ICI Urges China's Regulators to Open Securities Markets to All Investors, October 2003
ICI Chairman Calls for Mutual Fund Representation on NYSE Board, September 2003
ICI Supports Repeal of NYSE Rule 500, October 2003
ICI Comments on Proposed Disclosure Regarding Director Nomination, Communication Processes, September 2003
Matt Fink Letter to SEC Chairman Agreeing to Assist with SEC Inquiry, September 2003
ICI Pledges Full Cooperation in SEC Probe of Fund Industry Allegations, September 2003
ICI Alerts Trade Representatives to Barriers to Entry in Chinese Asset Management Industry, August 2003
ICI Supports EU Approach to Improving Shareholder Rights in Europe, August 2003
ICI Supports Fund Performance Presentation Standards Proposed by International Regulators, August 2003
Tax Legislation Provides Incentives for Foreign Investment in U.S. Funds, August 2003
Institute Requests Guidance on Implementing Decreased Tax on Foreign Dividends, August 2003
Proposed Code of Conduct Duplicates Existing Fund Regulations, July 2003
Institute Comments on SEC Concept Release on Credit Rating Agencies, July 2003
ICI Supports Requiring Advisers to Establish Anti-Money Laundering Programs, July 2003
ICI Letter to SEC Discusses Hedge Fund Investing, July 2003
ICI Urges Congress to Extend Favorable Tax Treatment Provided in New Retirement Legislation, July 2003
ICI Comments on Customer Identification Program, June 2003
Institute Comments on the Regulation of Nasdaq-Listed Securities, June 2003
Institute Strongly Supports Continued Decimalization, May 2003
ICI Supports NYSE Proposal to Improve Corporate Governance, May 2003
ICI Supports Additional Protections for Hedge Fund Investors, May 2003
ICI Supports Measures to Conform State, Federal Tax Treatment of 529 Plans, April 2003
ICI Supports Proposal to Provide Investors with Investment Analysis Tool, April 2003
ICI Supports Measures to Simplify IRA Distribution Rules, April 2003
ICI Addresses NASD Measures to Enhance Independent Directors' Role, April 2003
ICI Supports Measures to Improve Compliance with Securities Laws, April 2003
ICI Comments on Proposed Fund Fees for New Accounting Oversight Board, April 2003
ICI Urges Japan to Provide Equal Tax Treatment of Foreign, Domestic Investments, March 2003
ICI Supports Efforts to Combat Money Laundering Activity, March 2003
Institute Comments on SEC Burden Estimates Concerning Proxy Voting Filing, March 2003
ICI Supports Proposed Audit Committee Standards, February 2003
Institute Sends Letter to Congress Addressing Effective SEC Regulation, February 2003
Institute Supports Improved Cost, Portfolio Disclosure for Fund Shareholders, February 2003
ICI Comments on Indian Regulations Governing Financial Institutional Investors, February 2003
ICI Supports Changes to Procedures for Accounting for Stock Options, February 2003
Institute Comments on Proposed EU Capital Requirements, January 2003
ICI Recommends Changes to Proposal Addressing Abusive Tax Avoidance Transactions, January 2003
ICI Comments on Auditor Independence Proposal, January 2003
Institute Corresponds with NASD on Sales Charge Breakpoints, January 2003
ICI Supports Proposal Regarding Sale of 529 Plan Securities Through Employers, January 2003
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