Archive of 2002 Comment Letters
ICI Supports Efforts to Combat Abusive Tax Shelter Transactions, December 2002
ICI Calls for Equitable Allocation of Accounting Support Fee Mandated by Sarbanes-Oxley Act, December 2002
German Tax Legislation Discriminates Against Foreign Fund Providers, Proves Anti-Competitive, December 2002
Institute Supports SEC Corporate Disclosure Proposals, December 2002
ICI Comments on SEC Fund Proxy Voting Proposal, December 2002
ICI Supports AMEX Closed-End Fund Listing Program, December 2002
ICI Urges Illinois Legislators to Enact College Savings Legislation, December 2002
ICI Supports Anti-Money Laundering Programs for Unregistered Funds, November 2002
Institute Supports FASB Stock Option Disclosure Proposal, November 2002
ICI Supports Efforts to Improve Disclosure in Municipal Securities Market, November 2002
ICI Strongly Supports NYSE, Nasdaq Stock Option Approval Proposals, November 2002
ICI Supports Legislation Increasing Annual Retirement Plan Contribution Limits, October 2002
ICI Supports Certification of Mutual Fund Financial Information, October 2002
Institute Urges Congress to Fully Fund the SEC for Fiscal-Year 2003 Before Adjourning, October 2002
Institute Supports Proposal to Help Investors Evaluate Investments, October 2002
Institute Comments on Issues Relating to Collective Investment Funds, October 2002
Institute Supports SEC Investment Adviser Rule Amendments, September 2002
ICI Strongly Supports SEC Corporate Reform Rules, September 2002
ICI Supports Regulation Addressing Potential Analyst Conflicts of Interest, September 2002
Associations Support Risk-Based Approach for Anti-Money Laundering Standards, September 2002
ICI Supports Anti-Money Laundering Rules, Urges Appropriate Transition Period, September 2002
Proposed Transaction Disclosure Unnecessary for Registered Investment Companies, September 2002
Institute Supports Minimum Performance Standards for Custodians, September 2002
ICI Supports Efforts to Simplify Distribution Procedures for IRA Beneficiaries, August 2002
Institute Strongly Supports SEC Form 8-K Proposal, August 2002
Institute Comments to FASB on Stock Option Accounting Standards, August 2002
Institute Comments on CEO Certification Proposal, August 2002
ICI Supports Improvements to Existing Settlement System, August 2002
Institute Urges Changes to Singapore's Shareholder Reporting Rules, August 2002
ICI Supports SEC Fund Advertising Proposal, August 2002
Anti-Money Laundering Efforts Continue to Progress, July 2002
ICI Comments on SEC Proposal Regarding Fund Transactions with Certain Affiliates, July 2002
ICI Strongly Supports SEC Critical Accounting Proposal, July 2002
ICI Comments on NYSE Corporate Governance and Disclosure Report, July 2002
Institute Urges Treasury to Simplify Tax Rules, July 2002
Institute Comments on Proposed EU Reporting Rules for Institutional Investors, July 2002
Institute Raises Concerns About California 403(b) Bill, July 2002
ICI Urges SEC to Improve Disclosure of Trading by Corporate Insiders, June 2002
Institute Recommends Changes to Proposed Regulatory Framework for Canadian Funds, June 2002
ICI Comments on Issues Raised by Proposed Anti-Money Laundering Rule, May 2002
ICI Urges SEC to Address Corporate Financial Reporting, May 2002
Institute Issues Statement to the NYSE Corporate Accountability and Listing Standards Committee, May 2002
ICI Letter Includes Recommendations for European Settlement, Clearance System, May 2002
Institute Recommends Improvements to Industry Regulation, May 2002
ICI Comments on Possible Changes to European Securities Ownership Reporting Rules, April 2002
ICI Urges Investor Representation on Financial Accounting Standards Board, April 2002
Institute Comments on Research Analyst Disclosure Proposal, April 2002
Institute Recommends Improved Section 529 Plan Tax Disclosure, April 2002
Institute Supports Efforts to Combat Money Laundering and Terrorist Activity, April 2002
Institute Comments on Recordkeeping Requirements for Section 529 Programs, March 2002
Institute Comments on NASD's Proposed Anti-Money Laundering Program Standards, March 2002
Institute, SIA Jointly Urge State Officials to Make Tax Code Changes, March 2002
Institute Comments on MSRB'S Municipal Market Professional Guidance, March 2002
Institute Comments on Proposed Suspicious Activity Reporting Rules, March 2002
Institute Comments on Deadline for Using Revised IRS Forms, February 2002
Institute Comments on Amendments to Rules Covering Communications with the Public, February 2002
Institute Comments on Draft Trade Management Guidelines, February 2002
Institute Comments on Correspondent Account Rules Proposed Under Patriot Act, February 2002
Institute Comments on Proposed Amendments to Rules Governing Use of Depositories, February 2002
Institute Comments on Proposed Regulation of Catch-Up Provisions, January 2002
Institute Comments on Proposed Amendments to Fund Merger Rules, January 2002
Institute Comments on Proposed Amendments to MSRB Qualification Requirements, January 2002
Institute Comments on Issues Raised by Actively Managed ETFs, January 2002
Institute Comments on Proposal to Allow U.S., Chinese Joint Ventures, January 2002
Institute Supports Efforts to Eliminate Chilean Capital Restrictions, January 2002
Institute Responds to SEC Guidance on Riskless Principal Transactions, January 2002
© 1997 - 2008 Investment Company Institute
