Archive of 1998 Comment Letters
ICI Files Comment Letter on NYSE's Proposed Amendments to Its Shareholder Approval Policy, December 1998
Institute Files Comment Letter on DoL's Proposed Benefit Plan Claims Procedures, December 1998
Institute Submits Comments on Draft U.K. Financial Services and Markets Bill, December 1998
Institute Files Comment Letter on Roth IRA Guidance, December 1998
Institute Files Comment Letter on NASD Proposal for Bond Fund Volatility Ratings, December 1998
Institute Submits Comment Letter on Department of Commerce Data Privacy Principles, November 1998
Institute Files Comment Letter on Broker-Dealer Recordkeeping Proposal, November 1998
Institute Submits Comment Letter to IRS on Paperless Technologies in Retirement Plans, October 1998
ICI Files Comment Letter on SEC Proposed Amendments Regarding Interim Adviser Contracts, October 1998
ICI Submits Comment Letter on Closed-End Fund Quotes, September 1998
Institute Submits Comment Letter on NASD Proposal Regarding Nonelectronic Public Correspondence, September 1998
ICI Submits Comment Letter on CFTC Concept Release Re OTC Derivs, September 1998
Institute Submits Comment Letter on Revised Proposed Amendments to NASD Sales Charge Rule, September 1998
ICI Submits Comments on Proposed Anticutback Rules for Defined Contribution Retirement Plans, August 1998
Institute Files Comment Letter on NYSE Shareholder Approval Policy Regarding Stock Option Plans, August 1998
Institute Comments on Improving Shareholder Reports, August 1998
Institute Files Comment Letters on SEC's Year 2000 Rule Proposals, August 1998
Institute Files Comment Letter on Proposed Research Report Exemption, July 1998
Institute Files Comment Letter on NASAA Proposal for Sales of Securities at Financial Institutions, June 1998
Institute Comments on Proposed Changes to NASD Rules Regarding Customer Correspondence Standards, May 1998
Institute Files Comment Letter with the Department of Labor on Cross Trades, May 1998
Institute Files Comment Letter on NASDR Proposed Rule Amendments Regarding Review of Customer Correspondence, May 1998
Institute Comments on Agenda for Upcoming Conference on Uniformity of Federal-State Securities Regulation, April 1998
Institute Sends Letter to NASAA Re Proposed Examination for Investment Adviser Representatives, April 1998
Institute Files Comment Letter on SEC Year 2000 Temporary Rule Proposals for Transfer Agents and Broker-Dealers, April 1998
Institute President Comments on Financial Services Act of 1997, March 1998
ICI Submits Comment Letter on Proposed Circuit Breaker Rule Amendments, March 1998
Institute Comment Letter on SEC Proposal to Define Statistical Rating Organizations, March 1998
Institute Submits Testimony on Market Circuit Breakers, February 1998
Institute Comment Letter on SEC Proposed New Rule Regarding Delivery of Disclosure Documents to Households, February 1998
Institute Comment Letter on SEC's Proposed Amendments to Investment Advisers Act, January 1998
© 1997 - 2008 Investment Company Institute
