Corporate Governance
Directors & Fund Governance
- Trends in Proxy Voting by Registered Investment Companies, 2007-2009 (pdf) Nov 11, 2010
- Proxy Voting by Registered Investment Companies: Promoting the Interests of Fund Shareholders (pdf) Jul 10, 2008
- A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf) Mar 2, 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Dec 21, 2006
Fees & Expenses
- Inside the Structure of Defined Contribution/401(k) Plan Fees Nov 15, 2011
- Trends in the Fees and Expenses of Mutual Funds, 2010 (pdf) Mar 24, 2011
- Trends in the Fees and Expenses of Mutual Funds, 2009 (pdf) Apr 13, 2010
- Defined Contribution/401(k) Fee Study (pdf) Jun 24, 2009
- Trends in the Fees and Expenses of Mutual Funds, 2008 (pdf) Apr 9, 2009
- Fees and Expenses of Mutual Funds, 2006 (pdf) Jun 19, 2007
- Fees and Expenses of Mutual Funds, 2005 (pdf) Jun 12, 2006
- Mutual Funds and Institutional Accounts: A Comparison (pdf) Jan 26, 2006
- Competition in the Mutual Fund Business (pdf) Jan 17, 2006
Financial Services
- The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2010 (pdf) Jun 29, 2011
- The Economics of Providing 401(k) Plans, 2009 (pdf) Sep 16, 2010
- The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2007 (pdf) Dec 4, 2008
- The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2006 (pdf) Sep 20, 2007
- The Economics of Providing 401(k) Plans: Services, Fees, and Expenses (pdf) Nov 30, 2006
- Competition in the Mutual Fund Business (pdf) Jan 17, 2006
Fund Disclosure
- Delivering ERISA Disclosure for Defined Contribution Plans (pdf) Jun 14, 2011
- Investor Views on the U.S. Securities and Exchange Commission's Proposed Summary Prospectus (pdf) Mar 17, 2008
- Cost-Benefit Analysis of the Summary Prospectus Proposal (pdf) Feb 28, 2008
- Understanding Investor Preferences for Mutual Fund Information (pdf) Aug 25, 2006
- Summary of Findings: Understanding Investor Preferences for Mutual Fund Information (pdf) May 18, 2006
Fund Regulation
Industry Overview
- Competition in the Mutual Fund Business (pdf) Jan 17, 2006
Markets & Investment Advisers
