Home Publications & Resources White Papers
- The Success of the U.S. Retirement System (pdf) Wed Dec 05 00:00:00 EST 2012
- Financial Intermediary Controls and Compliance Assessment Matrix (pdf) Thu Nov 08 00:00:00 EST 2012
- Financial Intermediary Controls and Compliance Assessment (pdf) Thu Nov 08 00:00:00 EST 2012
- The Tax Benefits and Revenue Costs of Tax Deferral (pdf) Tue Sep 11 00:00:00 EDT 2012
- Operational Impacts of Proposed Redemption Restrictions on Money Market Funds (pdf) Wed Jun 20 00:00:00 EDT 2012
- SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume I (pdf) Wed Dec 14 00:00:00 EST 2011
- SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume II (pdf) Wed Dec 14 00:00:00 EST 2011
- Overview of Fund Governance Practices, 1994-2010 (pdf) Wed Oct 19 00:00:00 EDT 2011
- Fund Board Oversight of Risk Management (pdf) Fri Sep 30 00:00:00 EDT 2011
- Navigating Intermediary Relationships (pdf) Wed Sep 30 00:00:00 EDT 2009
- Overview of Fund Governance Practices, 1994-2008 (pdf) Wed Sep 30 00:00:00 EDT 2009
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf) Mon Mar 02 00:00:00 EST 2009
- Oversight of Fund Proxy Voting (pdf) Thu Jul 10 00:00:00 EDT 2008
- Overview of Fund Governance Practices, 1994–2006 (pdf) Wed Nov 07 00:00:00 EST 2007
- Chief Risk Officers in the Mutual Fund Industry: Who Are They and What Is Their Role Within the Organization? (pdf) Tue Aug 07 00:00:00 EDT 2007
- Report of the Working Group on Rule 12b-1 (pdf) Wed May 30 00:00:00 EDT 2007
- A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf) Fri Mar 02 00:00:00 EST 2007
- ICI Policy Statement on Retirement Plan Disclosure (pdf) Fri Feb 02 00:00:00 EST 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Thu Dec 21 00:00:00 EST 2006
- Fair Valuation Series: The Role of the Board (pdf) Thu Jan 26 00:00:00 EST 2006
- Mutual Funds and Institutional Accounts: A Comparison (pdf) Thu Jan 26 00:00:00 EST 2006
- Overview of Fund Governance Practices, 1994-2004 (pdf) Wed Jan 11 00:00:00 EST 2006
- Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf) Thu Dec 15 00:00:00 EST 2005
- Fair Valuation Series: An Introduction to Fair Valuation (pdf) Fri Jun 10 00:00:00 EDT 2005
- Study Concludes Fair Valuation, Redemption Fees Necessary to Prevent Market Timing (pdf) Thu Oct 21 00:00:00 EDT 2004
- Insurance in the US Market for Investment Companies and Related Entities Tue May 13 00:00:00 EDT 2003
- Global Corporate Governance Issues for Mutual Funds (pdf), October 2000 Sun Oct 01 00:00:00 EDT 2000
- An Investment Company Director's Guide to Oversight of Codes of Ethics and Personal Investing (pdf) Sat Jul 01 00:00:00 EDT 2000
- Investment Advisers in the Internet Age Tue May 23 00:00:00 EDT 2000
- Report of the Advisory Group on Best Practices for Fund Directors (pdf) Thu Jun 24 00:00:00 EDT 1999
