ICI - All Research Papers

ICI Research Perspective

Ownership of Mutual Funds Through Investment Professionals, 2012 (pdf) Thu Feb 28 00:00:00 EST 2013
Money Market Mutual Funds, Risk, and Financial Stability in the Wake of the 2010 Reforms (pdf) Tue Jan 15 00:00:00 EST 2013
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2011 (pdf) Thu Dec 20 00:00:00 EST 2012
The Role of IRAs in U.S. Households' Saving for Retirement, 2012 (pdf) Mon Dec 17 00:00:00 EST 2012
Appendix: Additional Data on IRA Ownership in 2012 (pdf) Sun Dec 16 00:00:00 EST 2012
Characteristics of Mutual Fund Investors, 2012 (pdf) Tue Nov 20 00:00:00 EST 2012
Ownership of Mutual Funds, Shareholder Sentiment, and Use of the Internet, 2012 (pdf) Tue Nov 20 00:00:00 EST 2012
A Look at Private-Sector Retirement Plan Income After ERISA, 2011 (pdf) Mon Oct 22 00:00:00 EDT 2012
Supplemental Tables: A Look at the Private-Sector Retirement Plan Income After ERISA, 2011 (xls) Sun Oct 21 00:00:00 EDT 2012
Who Gets Retirement Plans and Why, 2011 (pdf) Wed Sep 26 00:00:00 EDT 2012
Supplemental Tables: Who Gets Retirement Plans and Why, 2011 (xls) Tue Sep 25 00:00:00 EDT 2012
Commodity Markets and Commodity Mutual Funds (pdf) Wed May 09 00:00:00 EDT 2012
Trends in the Expenses and Fees of Mutual Funds, 2011 (pdf) Mon Apr 23 00:00:00 EDT 2012
The Closed-End Fund Market, 2011 (pdf) Tue Mar 20 00:00:00 EDT 2012
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2010 (pdf) Wed Dec 21 00:00:00 EST 2011
A Look at Private-Sector Retirement Plan Income After ERISA, 2010 (pdf) Tue Dec 06 00:00:00 EST 2011
Supplemental Tables for “A Look at Private-Sector Retirement Plan Income After ERISA, 2010” (xls) Mon Dec 05 00:00:00 EST 2011
The Role of IRAs in U.S. Households' Saving for Retirement, 2011 (pdf) Thu Nov 17 00:00:00 EST 2011
Appendix: Additional Data on IRA Ownership in 2011 (pdf) Wed Nov 16 00:00:00 EST 2011
Who Gets Retirement Plans and Why, 2010 (pdf) Mon Oct 31 00:00:00 EDT 2011
Supplemental Tables for “Who Gets Retirement Plans and Why, 2010” (xls) Wed Oct 26 00:00:00 EDT 2011
Characteristics of Mutual Fund Investors, 2011 (pdf) Thu Oct 13 00:00:00 EDT 2011
Ownership of Mutual Funds, Shareholder Sentiment, and Use of the Internet, 2011 (pdf) Thu Oct 13 00:00:00 EDT 2011
The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2010 (pdf) Wed Jun 29 00:00:00 EDT 2011
Trends in the Fees and Expenses of Mutual Funds, 2010 (pdf) Thu Mar 24 00:00:00 EDT 2011
Who Gets Retirement Plans and Why: An Update (pdf) Thu Mar 24 00:00:00 EDT 2011
The Closed-End Fund Market, 2010 (pdf) Fri Mar 18 00:00:00 EDT 2011
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2009 (pdf) Mon Nov 22 00:00:00 EST 2010
A Look at Private-Sector Retirement Plan Income After ERISA (pdf) Thu Nov 18 00:00:00 EST 2010
Appendix: A Look at Private-Sector Retirement Plan Income After ERISA (pdf) Wed Nov 17 00:00:00 EST 2010
Trends in Proxy Voting by Registered Investment Companies, 2007-2009 (pdf) Thu Nov 11 00:00:00 EST 2010
The Evolving Role of IRAs in U.S. Retirement Planning (pdf) Mon Nov 23 00:00:00 EST 2009
401(k) Asset Allocation, Account Balances, and Loan Activity, 2008 (pdf) Tue Oct 06 00:00:00 EDT 2009
What Does Consistent Participation in 401(k) Plans Generate? (pdf) Tue Jul 14 00:00:00 EDT 2009
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2007 (pdf) Thu Dec 18 00:00:00 EST 2008
Who Gets Retirement Plans and Why (pdf) Fri Oct 03 00:00:00 EDT 2008
Appendix: Who Gets Retirement Plans and Why (pdf) Fri Oct 03 00:00:00 EDT 2008
Proxy Voting by Registered Investment Companies: Promoting the Interests of Fund Shareholders (pdf) Thu Jul 10 00:00:00 EDT 2008
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2006 (pdf) Tue Jul 31 00:00:00 EDT 2007
401(k) Plans: A 25-Year Retrospective (pdf) Mon Nov 06 00:00:00 EST 2006
Appendix: Additional Information for a 25-Year 401(k) Retrospective (pdf), November 2006 Sun Nov 05 00:00:00 EST 2006
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2005 (pdf), August 2006 Thu Aug 24 00:00:00 EDT 2006
Appendix: Additional Figures for the EBRI/ICI Participant-Directed Retirement Plan Data Collection Project for Year-End 2005 (pdf), August 2006 Wed Aug 23 00:00:00 EDT 2006
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2004 (pdf), September 2005 Wed Sep 28 00:00:00 EDT 2005
Appendix: Additional Figures for the EBRI/ICI Participant-Directed Retirement Plan Data Collection Project for Year-End 2004 (pdf), September 2005 Tue Sep 27 00:00:00 EDT 2005
Are S&P 500 Index Mutual Funds Commodities? (pdf), August 2005 Tue Aug 09 00:00:00 EDT 2005
The Influence of Automatic Enrollment, Catch-Up, and IRA Contributions on 401(k) Accumulations at Retirement (pdf), July 2005 Tue Jul 12 00:00:00 EDT 2005
The Individual Retirement Account at Age 30: A Retrospective (pdf), February 2005 Fri Feb 11 00:00:00 EST 2005
Appendix: Additional Figures for the EBRI/ICI Participant-Directed Retirement Plan Data Collection Project for Year-End 2003 (pdf), August 2004 Mon Aug 09 00:00:00 EDT 2004
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2003 (pdf), August 2004 Mon Aug 09 00:00:00 EDT 2004
Mutual Fund and Economic Developments in 2003 (pdf), March 2004 Mon Mar 29 00:00:00 EST 2004
The Expenses of Defined Benefit Pension Plans and Mutual Funds (pdf), December 2003 Wed Dec 31 00:00:00 EST 2003
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2002 (pdf), September 2003 Fri Sep 12 00:00:00 EDT 2003
Appendix: Additional Figures for the EBRI/ICI Participant-Directed Retirement Plan Data Collection Project for Year-End 2002 (pdf), September 2003 Thu Sep 11 00:00:00 EDT 2003
Mutual Fund Independent Directors: A Model for Corporate America? (pdf), August 2003 Mon Aug 11 00:00:00 EDT 2003
Mutual Fund Distribution Channels and Distribution Costs (pdf) Fri Jul 11 00:00:00 EDT 2003
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2001 (pdf), March 2003 Tue Feb 25 00:00:00 EST 2003
Appendix: Additional Figures for the EBRI/ICI Participant-Directed Retirement Plan Data Collection Project for Year-End 2001 (pdf), March 2003 Mon Feb 24 00:00:00 EST 2003
Mutual Fund Industry Developments in 2002 (pdf), February 2003 Thu Feb 20 00:00:00 EST 2003
Can 401(k) Accumulations Generate Significant Income for Future Retirees? (pdf), November 2002 Sat Nov 30 00:00:00 EST 2002
Appendix: EBRI/ICI 401(k) Accumulation Projection Model (pdf), November 2002 Fri Nov 29 00:00:00 EST 2002
The Regulation of Operational Risk in Investment Management Companies (pdf), September 2002 Sun Sep 01 00:00:00 EDT 2002
Mutual Fund Industry Developments in 2001 (pdf), February 2002 Tue Jan 01 00:00:00 EST 2002
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 2000 (pdf), November 2001 Thu Nov 01 00:00:00 EST 2001
Contribution Behavior of 401(k) Plan Participants (pdf), October 2001 Mon Oct 01 00:00:00 EDT 2001
The Potential Effects of More Frequent Portfolio Disclosure on Mutual Fund Performance (pdf), June 2001 Fri Jun 01 00:00:00 EDT 2001
Mutual Fund Assets and Flows in 2000 (pdf), February 2001 Thu Feb 01 00:00:00 EST 2001
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 1999 (pdf), January 2001 Mon Jan 01 00:00:00 EST 2001
The 1990s: A Decade of Change and Expansion in the U.S. Mutual Fund Industry (pdf), July 2000 Sat Jul 01 00:00:00 EDT 2000
Mutual Fund Assets and Flows in 1999 (pdf), February 2002 Tue Feb 01 00:00:00 EST 2000
401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 1998 (pdf), January 2000 Sun Jan 02 00:00:00 EST 2000
Appendix: 401(k) Plan Asset Allocation, Account Balances, and Loan Activity in 1997 (pdf), January 2000 Sat Jan 01 00:00:00 EST 2000
Operating Expense Ratios, Assets, and Economies of Scale in Equity Mutual Funds (pdf), December 1999 Wed Dec 01 00:00:00 EST 1999
Mutual Fund Costs, 1980-1998 (pdf), September 1999 Wed Sep 01 00:00:00 EDT 1999
Total Shareholder Cost of Bond and Money Market Mutual Funds (pdf), March 1999 Mon Mar 01 00:00:00 EST 1999
Mutual Fund Developments in 1998 (pdf), February 1999 Mon Feb 01 00:00:00 EST 1999
401(k) Plan Asset Allocation, Account Balances, and Loan Activity (pdf), January 1999 Fri Jan 01 00:00:00 EST 1999
Trends in the Ownership Cost of Equity Mutual Funds (pdf), November 1998 Sun Nov 01 00:00:00 EST 1998
U.S. Emerging Market Equity Funds and the 1997 Crisis in Asian Financial Markets (pdf), June 1998 Mon Jun 01 00:00:00 EDT 1998
Mutual Fund Developments in 1997 (pdf), March 1998 Sun Mar 01 00:00:00 EST 1998
Stock Markets, Economic Development, and Capital Control Liberalization (pdf), December 1997 Mon Dec 01 00:00:00 EST 1997
Selected Issues in International Taxation of Retirement Savings (pdf), August 1997 Fri Aug 01 00:00:00 EDT 1997
Continuing a Tradition of Integrity (pdf), July 1997 Tue Jul 01 00:00:00 EDT 1997
Growth and Development of Bond Mutual Funds (pdf), June 1997 Sun Jun 01 00:00:00 EDT 1997
Mutual Fund Developments in 1996 (pdf), March 1997 Sat Mar 01 00:00:00 EST 1997
U.S. Emerging Market Funds: Hot Money or Stable Source of Investment Capital (pdf), December 1996 Sun Dec 01 00:00:00 EST 1996
Helping America Save for the Future (pdf), June 1996 Sat Jun 01 00:00:00 EDT 1996
Investing the Assets of the Social Security Trust Fund in Equity Securities (pdf), May 1996 Wed May 01 00:00:00 EDT 1996
The Coming Crisis in Social Security (pdf), April 1996 Mon Apr 01 00:00:00 EST 1996
Mutual Fund Shareholder Activity During U.S. Stock Market Cycles, 1944-95 (pdf), March 1996 Fri Mar 01 00:00:00 EST 1996
Mutual Fund Regulation: Forging a New Federal and State Partnership (pdf), January 1996 Mon Jan 01 00:00:00 EST 1996
Improving Mutual Fund Risk Disclosure (pdf), November 1995 Wed Nov 01 00:00:00 EST 1995
Mutual Fund Shareholder Response to Market Disruptions (pdf), July 1995 Sat Jul 01 00:00:00 EDT 1995

ICI Research Reports

Profile of Mutual Fund Shareholders, 2012 (pdf) Thu Feb 28 00:00:00 EST 2013
Supplement: Profile of Mutual Fund Shareholders (xls) Wed Feb 27 00:00:00 EST 2013
America's Commitment to Retirement Security: Investor Attitudes and Actions, 2013 (pdf) Thu Feb 07 00:00:00 EST 2013
Defined Contribution Plan Participants' Activities, First Half 2012 (pdf) Wed Nov 14 00:00:00 EST 2012
The IRA Investor Profile: Traditional IRA Investors' Withdrawal Activity, 2007 and 2008 (pdf) Thu Jul 26 00:00:00 EDT 2012
The IRA Investor Profile: Appendix: Traditional IRA Investors' Withdrawal Activity, 2007 and 2008 (pdf) Wed Jul 25 00:00:00 EDT 2012
Defined Contribution Plan Participants’ Activities, First Quarter 2012 (pdf) Tue Jul 24 00:00:00 EDT 2012
The Implications of Capital Buffer Proposals for Money Market Funds (pdf) Wed May 16 00:00:00 EDT 2012
Money Market Fund Regulations: The Voice of the Treasurer (pdf) Thu Apr 19 00:00:00 EDT 2012
Defined Contribution Plan Participants' Activities, 2011 (pdf) Mon Apr 02 00:00:00 EDT 2012
Profile of Mutual Fund Shareholders, 2011 (pdf) Wed Feb 15 00:00:00 EST 2012
America's Commitment to Retirement Security: Investor Attitudes and Actions (pdf) Tue Jan 24 00:00:00 EST 2012
Inside the Structure of Defined Contribution/401(k) Plan Fees Tue Nov 15 00:00:00 EST 2011
Defined Contribution Plan Participants' Activities, First Half 2011 (pdf) Wed Oct 26 00:00:00 EDT 2011
The IRA Investor Profile: Traditional IRA Investors' Asset Allocation, 2007 and 2008 (pdf) Mon Sep 19 00:00:00 EDT 2011
The IRA Investor Profile: Appendix: Traditional IRA Investors' Asset Allocation, 2007 and 2008 (pdf) Sun Sep 18 00:00:00 EDT 2011
Defined Contribution Plan Participants' Activities, First Quarter 2011 (pdf) Mon Aug 08 00:00:00 EDT 2011
Defined Contribution Plan Participants' Activities, 2010 (pdf) Tue May 10 00:00:00 EDT 2011
Profile of Mutual Fund Shareholders, 2010 (pdf) Fri Feb 18 00:00:00 EST 2011
Commitment to Retirement Security: Investor Attitudes and Actions (pdf) Thu Jan 27 00:00:00 EST 2011
Pricing of U.S. Money Market Funds (pdf) Tue Jan 25 00:00:00 EST 2011
The IRA Investor Profile: Appendix: Traditional IRA Investors' Rollover Activity, 2007 and 2008 (pdf) Thu Dec 23 00:00:00 EST 2010
Traditional IRA Investors' Rollover Activity, 2007 and 2008 (pdf) Thu Dec 16 00:00:00 EST 2010
Defined Contribution Plan Participants' Activities: First Half 2010 (pdf) Wed Oct 20 00:00:00 EDT 2010
Defined Contribution Plan Participants' Activities: First Quarter 2010 (pdf) Wed Aug 04 00:00:00 EDT 2010
The IRA Investor Profile: Traditional IRA Investors' Contribution Activity, 2007 and 2008 (pdf) Tue Jul 27 00:00:00 EDT 2010
The IRA Investor Profile: Appendix: Traditional IRA Investors' Contribution Activity, 2007 and 2008 (pdf) Mon Jul 26 00:00:00 EDT 2010
Profile of Mutual Fund Shareholders, 2009 (pdf) Tue Feb 23 00:00:00 EST 2010
Enduring Confidence in the 401(k) System (pdf) Sat Jan 09 00:00:00 EST 2010
Appendix: Regression Analysis for the Defined Contribution/401(k) Fee Study (pdf) Wed Jun 24 00:00:00 EDT 2009
Defined Contribution/401(k) Fee Study (pdf) Wed Jun 24 00:00:00 EDT 2009
Report of the Money Market Working Group (pdf) Tue Mar 17 00:00:00 EDT 2009
Profile of Mutual Fund Shareholders, 2008 (pdf) Fri Feb 27 00:00:00 EST 2009
Retirement Saving in Wake of Financial Market Volatility (pdf) Fri Dec 19 00:00:00 EST 2008
Appendices: Additional Figures for Equity and Bond Ownership in America, 2008 (pdf) Mon Dec 15 00:00:00 EST 2008
Equity and Bond Ownership in America, 2008 (pdf) Mon Dec 15 00:00:00 EST 2008
Defined Contribution Plan Distribution Choices at Retirement (pdf) Tue Oct 21 00:00:00 EDT 2008
Oversight of Fund Proxy Voting (pdf) Thu Jul 10 00:00:00 EDT 2008
Profile of Mutual Fund Shareholders, 2007 (pdf) Thu Apr 24 00:00:00 EDT 2008
Investor Views on the U.S. Securities and Exchange Commission's Proposed Summary Prospectus (pdf) Mon Mar 17 00:00:00 EDT 2008
Cost-Benefit Analysis of the Summary Prospectus Proposal (pdf) Thu Feb 28 00:00:00 EST 2008
Understanding Investor Preferences for Mutual Fund Information (pdf) Fri Aug 25 00:00:00 EDT 2006
Summary of Findings: Understanding Investor Preferences for Mutual Fund Information (pdf) Thu May 18 00:00:00 EDT 2006
Competition in the Mutual Fund Business (pdf) Tue Jan 17 00:00:00 EST 2006
Equity Ownership in America, 2005 (pdf) Thu Nov 10 00:00:00 EST 2005
Appendices: Additional Figures for Equity Ownership in America, 2005 (pdf) Wed Nov 09 00:00:00 EST 2005
Mutual Funds and Portfolio Turnover (pdf) Wed Nov 17 00:00:00 EST 2004
Profile of Mutual Fund Shareholders (pdf) Thu Oct 21 00:00:00 EDT 2004
Reports of "Portfolio Pumping" by Mutual Funds: A Closer Look (pdf) Fri Jul 23 00:00:00 EDT 2004
Profile of Households Saving for College (pdf) Mon Oct 06 00:00:00 EDT 2003
Equity Ownership in America, 2002 (pdf) Thu Sep 26 00:00:00 EDT 2002
Profile of Mutual Fund Shareholders, 2001 (pdf) Mon Oct 01 00:00:00 EDT 2001
Defined Contribution Plan Distribution Choices at Retirement (pdf) Wed Nov 01 00:00:00 EST 2000
401(k) Plan Participants: Characteristics, Contributions, and Account Activity (pdf) Mon May 01 00:00:00 EDT 2000
Equity Ownership in America (pdf) Fri Oct 01 00:00:00 EDT 1999
Profile of Mutual Fund Shareholders, 1998 (pdf) Wed Sep 01 00:00:00 EDT 1999
Retirement Plan Holdings of Mutual Funds (pdf) Wed Oct 01 00:00:00 EDT 1997
Shareholder Assessment of Bond Fund Risk Ratings (pdf) Wed Oct 01 00:00:00 EDT 1997
Understanding Shareholders' Use of Information and Advisers (pdf) Fri Apr 25 00:00:00 EDT 1997
Mutual Fund Shareholders: The People Behind the Growth (pdf) Sat Jun 01 00:00:00 EDT 1996
The Profile Prospectus: An Assessment by Mutual Fund Shareholders, Summary (pdf) Thu May 30 00:00:00 EDT 1996
The Profile Prospectus: An Assessment by Mutual Fund Shareholders, Volume 1 (pdf) Wed May 29 00:00:00 EDT 1996
The Profile Prospectus: An Assessment by Mutual Fund Shareholders, Volume 2 (pdf) Tue May 28 00:00:00 EDT 1996
Shareholder Assessment of Risk Disclosure Methods (pdf), April 1996 Mon Apr 01 00:00:00 EST 1996
401(k) Plans: How Plan Sponsors See the Marketplace (pdf) Fri Dec 01 00:00:00 EST 1995
Profiles of First-Time Mutual Fund Buyers (pdf) Thu Dec 01 00:00:00 EST 1994
Distribution Channels for Mutual Funds: Understanding Shareholder Choices (pdf) Wed Jun 01 00:00:00 EDT 1994
Understanding Shareholder Redemption Decisions (pdf) Wed Dec 01 00:00:00 EST 1993
Piecing Together Shareholder Perceptions of Investment Risk (pdf) Thu Apr 01 00:00:00 EST 1993

White Papers

The Success of the U.S. Retirement System (pdf) Wed Dec 05 00:00:00 EST 2012
Financial Intermediary Controls and Compliance Assessment Matrix (pdf) Thu Nov 08 00:00:00 EST 2012
Financial Intermediary Controls and Compliance Assessment (pdf) Thu Nov 08 00:00:00 EST 2012
The Tax Benefits and Revenue Costs of Tax Deferral (pdf) Tue Sep 11 00:00:00 EDT 2012
Operational Impacts of Proposed Redemption Restrictions on Money Market Funds (pdf) Wed Jun 20 00:00:00 EDT 2012
SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume I (pdf) Wed Dec 14 00:00:00 EST 2011
SEC Valuation and Liquidity Guidance for Registered Investment Companies: Volume II (pdf) Wed Dec 14 00:00:00 EST 2011
Overview of Fund Governance Practices, 1994-2010 (pdf) Wed Oct 19 00:00:00 EDT 2011
Fund Board Oversight of Risk Management (pdf) Fri Sep 30 00:00:00 EDT 2011
Navigating Intermediary Relationships (pdf) Wed Sep 30 00:00:00 EDT 2009
Overview of Fund Governance Practices, 1994-2008 (pdf) Wed Sep 30 00:00:00 EDT 2009
Financial Services Regulatory Reform: Discussion and Recommendations (pdf) Mon Mar 02 00:00:00 EST 2009
Oversight of Fund Proxy Voting (pdf) Thu Jul 10 00:00:00 EDT 2008
Overview of Fund Governance Practices, 1994–2006 (pdf) Wed Nov 07 00:00:00 EST 2007
Chief Risk Officers in the Mutual Fund Industry: Who Are They and What Is Their Role Within the Organization? (pdf) Tue Aug 07 00:00:00 EDT 2007
Report of the Working Group on Rule 12b-1 (pdf) Wed May 30 00:00:00 EDT 2007
A Review of the SEC Office of Economic Analysis Board Independence Studies (pdf) Fri Mar 02 00:00:00 EST 2007
ICI Policy Statement on Retirement Plan Disclosure (pdf) Fri Feb 02 00:00:00 EST 2007
Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Thu Dec 21 00:00:00 EST 2006
Fair Valuation Series: The Role of the Board (pdf) Thu Jan 26 00:00:00 EST 2006
Mutual Funds and Institutional Accounts: A Comparison (pdf) Thu Jan 26 00:00:00 EST 2006
Overview of Fund Governance Practices, 1994-2004 (pdf) Wed Jan 11 00:00:00 EST 2006
Assessing the Adequacy and Effectiveness of a Fund's Compliance Policies and Procedures (pdf) Thu Dec 15 00:00:00 EST 2005
Fair Valuation Series: An Introduction to Fair Valuation (pdf) Fri Jun 10 00:00:00 EDT 2005
Study Concludes Fair Valuation, Redemption Fees Necessary to Prevent Market Timing (pdf) Thu Oct 21 00:00:00 EDT 2004
Insurance in the US Market for Investment Companies and Related Entities Tue May 13 00:00:00 EDT 2003
Global Corporate Governance Issues for Mutual Funds (pdf), October 2000 Sun Oct 01 00:00:00 EDT 2000
An Investment Company Director's Guide to Oversight of Codes of Ethics and Personal Investing (pdf) Sat Jul 01 00:00:00 EDT 2000
Investment Advisers in the Internet Age Tue May 23 00:00:00 EDT 2000
Report of the Advisory Group on Best Practices for Fund Directors (pdf) Thu Jun 24 00:00:00 EDT 1999

Fundamentals

The Role of IRAs in U.S. Households' Saving for Retirement, 2010 (pdf) Wed Dec 01 00:00:00 EST 2010
Appendix: Additional Data on IRA Ownership in 2010 (pdf) Wed Dec 01 00:00:00 EST 2010
Characteristics of Mutual Fund Investors, 2010 (pdf) Tue Sep 28 00:00:00 EDT 2010
Ownership of Mutual Funds, Shareholder Sentiment, and Use of the Internet, 2010 (pdf) Tue Sep 28 00:00:00 EDT 2010
The Economics of Providing 401(k) Plans, 2009 (pdf) Thu Sep 16 00:00:00 EDT 2010
The Closed-End Fund Market, 2009 (pdf) Thu Jun 10 00:00:00 EDT 2010
The U.S. Retirement Market, 2009 (pdf) Thu May 06 00:00:00 EDT 2010
Trends in the Fees and Expenses of Mutual Funds, 2009 (pdf) Tue Apr 13 00:00:00 EDT 2010
The Role of IRAs in U.S. Households Saving for Retirement, 2009 (pdf) Thu Jan 21 00:00:00 EST 2010
IRA Appendix: Additional Data on IRA Ownership in 2009 (pdf) Thu Jan 21 00:00:00 EST 2010
Revised: The Role of IRAs in U.S. Households' Saving for Retirement, 2008 and Appendix: Additional Data on IRA Ownership in 2008 (pdf) Wed Jan 20 00:00:00 EST 2010
Characteristics of Mutual Fund Investors, 2009 (pdf) Thu Dec 03 00:00:00 EST 2009
Ownership of Mutual Funds, Shareholder Sentiment, and Use of the Internet, 2009 (pdf) Thu Dec 03 00:00:00 EST 2009
The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2008 (pdf) Thu Aug 06 00:00:00 EDT 2009
Appendix: Additional Data on the U.S. Retirement Market, 2008 (pdf) Mon Jun 08 00:00:00 EDT 2009
The U.S. Retirement Market, 2008 (pdf) Mon Jun 08 00:00:00 EDT 2009
The Closed-End Fund Market, 2008 (pdf), May 2009 Fri May 29 00:00:00 EDT 2009
Trends in the Fees and Expenses of Mutual Funds, 2008 (pdf) Thu Apr 09 00:00:00 EDT 2009
Characteristics of Mutual Fund Investors, 2008 (pdf) Fri Feb 27 00:00:00 EST 2009
The Role of IRAs in U.S. Households' Saving for Retirement, 2008 (pdf) Fri Jan 30 00:00:00 EST 2009
IRA Appendix: Additional Data on IRA Ownership in 2008 (pdf) Fri Jan 30 00:00:00 EST 2009
Ownership of Mutual Funds, Shareholder Sentiment, and Use of the Internet, 2008 (pdf) Wed Dec 31 00:00:00 EST 2008
The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2007 (pdf) Thu Dec 04 00:00:00 EST 2008
Ownership of Mutual Funds Through Professional Financial Advisers, 2007 (pdf) Tue Sep 23 00:00:00 EDT 2008
Appendix: The U.S. Retirement Market, 2007 (pdf) Tue Jul 22 00:00:00 EDT 2008
The U.S. Retirement Market, 2007 (pdf) Tue Jul 22 00:00:00 EDT 2008
Characteristics of Mutual Fund Investors, 2007 (pdf) Wed Apr 30 00:00:00 EDT 2008
The Role of IRAs in U.S. Households' Saving for Retirement (pdf) Mon Jan 28 00:00:00 EST 2008
Appendix: Additional Data on IRA Ownership in 2007 (pdf) Sun Jan 27 00:00:00 EST 2008
Shareholder Sentiment About the Mutual Fund Industry (pdf), December 2007 Mon Dec 17 00:00:00 EST 2007
Trends in Ownership of Mutual Funds in the United States, 2007 (pdf), November 2007 Tue Nov 13 00:00:00 EST 2007
The Economics of Providing 401(k) Plans: Services, Fees, and Expenses, 2006 (pdf) Thu Sep 20 00:00:00 EDT 2007
The U.S. Retirement Market, 2006 (pdf) Wed Jul 25 00:00:00 EDT 2007
Appendix: The U.S. Retirement Market, 2006 (pdf) Tue Jul 24 00:00:00 EDT 2007
Fees and Expenses of Mutual Funds, 2006 (pdf) Tue Jun 19 00:00:00 EDT 2007
Why Do Mutual Fund Investors Use Professional Financial Advisers? (pdf) Tue May 01 00:00:00 EDT 2007
Shareholder Sentiment About the Mutual Fund Industry, 2006 (pdf), December 2006 Wed Dec 13 00:00:00 EST 2006
The Economics of Providing 401(k) Plans: Services, Fees, and Expenses (pdf) Thu Nov 30 00:00:00 EST 2006
Ownership of Mutual Funds and Use of the Internet, 2006 (pdf), October 2006 Sun Oct 01 00:00:00 EDT 2006
The U.S. Retirement Market, 2005 (pdf) Fri Jul 14 00:00:00 EDT 2006
Appendix: The U.S. Retirement Market, 2005 (pdf) Thu Jul 13 00:00:00 EDT 2006
Fees and Expenses of Mutual Funds, 2005 (pdf) Mon Jun 12 00:00:00 EDT 2006
The Closed-End Fund Market in 2005 (pdf), March 2006 Wed Mar 22 00:00:00 EST 2006
Mutual Fund Shareholders' Use of the Internet (pdf) Tue Feb 14 00:00:00 EST 2006
The Role of IRAs in Americans' Retirement Preparedness (pdf) Tue Jan 31 00:00:00 EST 2006
Appendix: Additional Data on IRA Ownership in 2005 (pdf) Tue Jan 31 00:00:00 EST 2006
Shareholder Sentiment About the Mutual Fund Industry, 2005 (pdf) Sat Dec 31 00:00:00 EST 2005
Fees and Expenses of Mutual Funds, 2004 (pdf) Wed Nov 02 00:00:00 EST 2005
U.S. Household Ownership of Mutual Funds in 2005 (pdf) Mon Oct 31 00:00:00 EST 2005
Mutual Funds and the U.S. Retirement Market in 2004 (pdf) Thu Aug 18 00:00:00 EDT 2005
Appendix: Additional Data on Mutual Funds and the U.S. Retirement Market in 2004 (pdf) Thu Aug 18 00:00:00 EDT 2005
Ownership of Mutual Funds Through Professional Financial Advisers (pdf) Tue Apr 12 00:00:00 EDT 2005
How Mutual Funds Use 12b-1 Fees (pdf) Thu Feb 24 00:00:00 EST 2005
IRA Ownership in 2004 (pdf) Fri Feb 11 00:00:00 EST 2005
Total Shareholder Cost of Mutual Funds, 2003 (pdf) Tue Dec 28 00:00:00 EST 2004
Shareholder Sentiment of the Mutual Fund Industry (pdf) Fri Oct 29 00:00:00 EDT 2004
U.S. Household Ownership of Mutual Funds in 2004 (pdf) Thu Oct 21 00:00:00 EDT 2004
Mutual Funds and the U.S. Retirement Market in 2003 (pdf) Tue Jun 22 00:00:00 EDT 2004
The Cost of Buying and Owning Mutual Funds (pdf) Wed Feb 18 00:00:00 EST 2004
Institutional Investment Management: A Comparison of Portfolio Management Expenses of Mutual Funds and Defined Benefit Pension Plans (pdf) Tue Nov 04 00:00:00 EST 2003
U.S. Household Ownership of Mutual Funds in 2003 (pdf) Thu Oct 30 00:00:00 EST 2003
IRA Ownership in 2003 (pdf) Tue Oct 07 00:00:00 EDT 2003
Performance Fees and Expense Ratios (pdf) Fri Aug 01 00:00:00 EDT 2003
Mutual Funds and the U.S. Retirement Market in 2002 (pdf) Mon Jun 23 00:00:00 EDT 2003
U.S. Household Ownership of Mutual Funds in 2002 (pdf) Wed Oct 23 00:00:00 EDT 2002
Total Shareholder Cost of Mutual Funds: An Update (pdf) Mon Sep 30 00:00:00 EDT 2002
IRA Ownership in 2002 (pdf) Sun Sep 15 00:00:00 EDT 2002
Mutual Funds and the U.S. Retirement Market in 2001 (pdf), June 2002 Sun Jun 30 00:00:00 EDT 2002
U.S. Household Ownership of Closed-End Funds in 2001 (pdf), March 2002 Fri Mar 01 00:00:00 EST 2002
U.S. Household Ownership of Mutual Funds in 2001 (pdf), September 2001 Sun Sep 30 00:00:00 EDT 2001
IRA Ownership in 2001 (pdf), September 2001 Sat Sep 01 00:00:00 EDT 2001
Mutual Funds and the Retirement Market in 2000 (pdf), June 2001 Fri Jun 01 00:00:00 EDT 2001
Redemption Activity of Mutual Fund Owners (pdf), March 2001 Thu Mar 01 00:00:00 EST 2001
Financial Decisions at Retirement (pdf), November 2000 Wed Nov 01 00:00:00 EST 2000
IRA Ownership in 2000 (pdf), October 2000 Sun Oct 01 00:00:00 EDT 2000
U.S. Household Ownership of Mutual Funds in 2000 (pdf), August 2000 Tue Aug 01 00:00:00 EDT 2000
Mutual Fund Shareholders' Use of the Internet (pdf), July 2000 Sat Jul 01 00:00:00 EDT 2000
Mutual Funds and the Retirement Market (pdf), May 2000 Mon May 01 00:00:00 EDT 2000
Use of Rule 12b-1 Fees by Mutual Funds in 1999 (pdf) Sat Apr 01 00:00:00 EST 2000
IRA Ownership in 1999 (pdf), December 1999 Wed Dec 01 00:00:00 EST 1999
U.S. Household Ownership of Mutual Funds in 1999 (pdf), October 1999 Fri Oct 01 00:00:00 EDT 1999
Mutual Funds and the Retirement Market (pdf), July 1999 Thu Jul 01 00:00:00 EDT 1999
U.S. Household Ownership of Closed-End Funds in 1998 (pdf), April 1999 Thu Apr 01 00:00:00 EST 1999
U.S. Household Ownership of Mutual Funds in 1998 (pdf), March 1999 Mon Mar 01 00:00:00 EST 1999
IRA Ownership in 1998 (pdf), March 1999 Mon Mar 01 00:00:00 EST 1999
Mutual Funds and the Retirement Market (pdf), July 1998 Wed Jul 01 00:00:00 EDT 1998
U.S. Household Ownership of Mutual Funds in 1997 (pdf), February 1998 Sat Feb 28 00:00:00 EST 1998
Characteristics of Shareholders Using Ranking Services (pdf) Wed Oct 01 00:00:00 EDT 1997
How Mutual Funds Use the Internet (pdf), September 1997 Mon Sep 01 00:00:00 EDT 1997
Mutual Fund Ownership in the U.S. (pdf), December 1996 Sun Dec 01 00:00:00 EST 1996
Mutual Fund Statistics for the Bank Distribution Channel (pdf), November 1996 Fri Nov 01 00:00:00 EST 1996
Public Confidence in the Social Security System (pdf), October 1996 Tue Oct 01 00:00:00 EDT 1996
Shareholders with 401(k) Plans Invested in Mutual Funds (pdf) Wed May 01 00:00:00 EDT 1996
Shareholders of International and Global Mutual Funds (pdf), March 1996 Fri Mar 01 00:00:00 EST 1996
Shareholders of Municipal Bond Mutual Funds (pdf), January 1996 Mon Jan 01 00:00:00 EST 1996
Shareholders' Use of Home PCs (pdf), December 1995 Fri Dec 01 00:00:00 EST 1995
Institutional Investors and Mutual Funds (pdf), July 1995 Sat Jul 01 00:00:00 EDT 1995
Households with IRAs (pdf), May 1995 Mon May 01 00:00:00 EDT 1995
Shareholder Perceptions of Investment Risk (pdf), January 1994 Sat Jan 01 00:00:00 EST 1994

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