Home Policy Priorities Fund Regulation Products Exchange-Traded Funds
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Thu Mar 28 00:00:00 EDT 2013
- Frequently Asked Questions About the U.S. ETF Market Fri Jan 04 00:00:00 EST 2013
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Thu Nov 29 00:00:00 EST 2012
- ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf) Thu Nov 08 00:00:00 EST 2012
- ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper (pdf) Mon Sep 24 00:00:00 EDT 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Thu Aug 16 00:00:00 EDT 2012
- ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf) Thu May 03 00:00:00 EDT 2012
- ICI Submission on Proposed FATCA Regulations (pdf) Mon Apr 30 00:00:00 EDT 2012
- Frequently Asked Questions About How ETFs Compare with Other Investments Thu Dec 15 00:00:00 EST 2011
- Frequently Asked Questions About ETFs and Retail Investors Thu Dec 15 00:00:00 EST 2011
- Frequently Asked Questions About ETF Basics and Structure Thu Dec 15 00:00:00 EST 2011
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf) Mon Nov 07 00:00:00 EST 2011
- ICI Responds to Senate Banking Committee Hearing on Exchange-Traded Funds Wed Oct 19 00:00:00 EDT 2011
- ICI Letter on ESMA Consultation on Guidelines for Systems and Controls in a Highly Automated Trading Environment (pdf) Mon Oct 03 00:00:00 EDT 2011
- ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf) Fri Sep 30 00:00:00 EDT 2011
- ICI Letter on IOSCO Consultation on the Impact of Technological Changes on Market Integrity and Efficiency (pdf) Fri Aug 12 00:00:00 EDT 2011
- Joint Letter Regarding CFTC Proposal for Temporary Relief from Self-Effectuating Provisions of Dodd-Frank Act (pdf) Fri Jul 01 00:00:00 EDT 2011
- ICI Letter on SEC Short Sale Reporting Study (pdf) Thu Jun 23 00:00:00 EDT 2011
- ICI Letter on "Limit Up-Limit Down" Proposal (pdf) Wed Jun 22 00:00:00 EDT 2011
- ICI Letter Regarding Phase In Schedule for Swaps Rules (pdf) Fri Jun 10 00:00:00 EDT 2011
- Joint Industry Letters Regarding Self-Operative Derivatives Provisions of the Dodd-Frank Act (pdf) Fri Jun 10 00:00:00 EDT 2011
- ICI Letter on Treasury's Proposed Exemption for FX Swaps and Forwards from Definition of Swap (pdf) Mon Jun 06 00:00:00 EDT 2011
- ICI Comment Letter on FSB Note on "Potential Financial Stability Issues Arising From Recent Trends in Exchange-Traded Funds" (pdf) Mon May 16 00:00:00 EDT 2011
- ICI Letter on SEC Proposal Regarding Listing Standards for Compensation Committees (pdf) Thu Apr 28 00:00:00 EDT 2011
- ICI Letter on IOSCO Review of Dark Liquidity (pdf) Fri Feb 11 00:00:00 EST 2011
- ICI Letter on CFTC Proposal for Real-Time Reporting of Swap Transaction Data (pdf) Mon Feb 07 00:00:00 EST 2011
- ICI Letter on European Commission Review of MiFID (pdf) Wed Feb 02 00:00:00 EST 2011
- ICI Letter on CFTC Request for Comment on Anti-Disruptive Trading Practices Authority Contained in Dodd-Frank Act (pdf) Mon Jan 03 00:00:00 EST 2011
- ICI Response to Kauffman Foundation Paper Thu Nov 11 00:00:00 EST 2010
- ICI Comment Letter on SEC Concept Release on Proxy System (pdf) Thu Oct 21 00:00:00 EDT 2010
- ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf) Mon Aug 09 00:00:00 EDT 2010
- ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf) Fri Jul 23 00:00:00 EDT 2010
- ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf) Fri Jul 23 00:00:00 EDT 2010
- ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf) Thu Jun 24 00:00:00 EDT 2010
- ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf) Tue Jun 22 00:00:00 EDT 2010
- ICI Comment Letter on Single Stock Circuit Breakers (pdf) Thu Jun 03 00:00:00 EDT 2010
- ICI Submission for SEC Market Structure Roundtable (pdf) Tue Jun 01 00:00:00 EDT 2010
- ICI Comment Letter on SEC Concept Release on Equity Market Structure Wed Apr 21 00:00:00 EDT 2010
- Frequently Asked Questions About Exchange-Traded Funds Tue Feb 02 00:00:00 EST 2010
- ICI Comment Letter on SEC Flash Order Proposal Mon Nov 23 00:00:00 EST 2009
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf) Thu Oct 08 00:00:00 EDT 2009
- ICI Welcomes SEC Proposal to Simplify Launch of ETFs, May 2008 Thu May 22 00:00:00 EDT 2008
- ICI Comment Letter on SEC's ETF Rule Proposal (pdf) Mon May 19 00:00:00 EDT 2008
- ICI Urges House Leaders to Advance Tax Legislation Concerning Exchange-Traded Notes (pdf), November 2007 Thu Nov 01 00:00:00 EDT 2007
- ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007 Fri Oct 19 00:00:00 EDT 2007
- Institute Comments on Issues Raised by Actively Managed ETFs, January 2002 Tue Jan 15 00:00:00 EST 2002
- Background: SEC Seeks Public Comment on Actively Managed Exchange-Traded Funds Tue Nov 13 00:00:00 EST 2001
