Home Policy Priorities Fund Regulation Products
Closed-End Funds
- ICI Comments on Proposed Enhanced Prudential Standards for Foreign Banking Organizations and Foreign "SIFIS" (pdf) Apr 30, 2013
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Mar 28, 2013
- ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf) Mar 15, 2013
- ICI Participates in Joint Buy-Side Trade Association Letters on FX Swaps and FX Forwards (pdf) Sep 28, 2012
- ICI and Banks File Joint Supplemental Comment Letter on Credit Risk Retention Proposal's Application to Tender Option Bond Programs (pdf) Aug 31, 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Aug 16, 2012
- ICI Comment Letter on SEC's Statement on Sequencing of Compliance Dates for Final Rules for Security-Based Swaps (pdf) Aug 13, 2012
- ICI and ICI Global Submit Comments to European Securities and Markets Authority on the Regulation of OTC Derivatives (pdf) Aug 6, 2012
Exchange-Traded Funds
- ICI and ICI Global Comment on IOSCO's Principles for Financial Benchmarks (pdf) May 16, 2013
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Mar 28, 2013
- Frequently Asked Questions About the U.S. ETF Market Jan 4, 2013
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Nov 29, 2012
- ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf) Nov 8, 2012
- ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper (pdf) Sep 24, 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Aug 16, 2012
- ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf) May 3, 2012
- ICI Submission on Proposed FATCA Regulations (pdf) Apr 30, 2012
Money Market Funds
- Money Market Fund Resource Center
- ICI Comments on Proposed Enhanced Prudential Standards for Foreign Banking Organizations and Foreign "SIFIS" (pdf) Apr 30, 2013
- ICI and Money Market Working Group Statements on FSOC Action on Money Market Fund Regulation Nov 13, 2012
- ICI Files Letter Regarding Banking Organizations' Regulatory Capital Proposals (pdf) Oct 22, 2012
- This is Not a Bank (pdf) Oct 4, 2012
- ICI Comments On SEC Decision To Halt Official Agency Consideration Of Money Market Fund Proposals Aug 23, 2012
- ICI and the Retirement Plan Community's Letter to the SEC Regarding Proposed Money Market Fund Reforms (pdf) Aug 21, 2012
- ICI's Letter to Treasury Secretary Geithner on the 2012 Annual Report of the Financial Stability Oversight Council (pdf) Jul 25, 2012
- Frequently Asked Questions About Money Market Funds Jul 25, 2012
- ICI Files Letter with OCC Regarding Proposal to Revise Requirements for Short-Term Investment Funds (pdf) Jun 8, 2012
Unit Investment Trusts
- Frequently Asked Questions About Unit Investment Trusts Dec 16, 2009
- Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf) Sep 8, 2009
- ICI Comment Letter on NASD Compensation Proposal (pdf) Aug 5, 2005
- Comment Letter on Proposed Fair Value Requirements (pdf) Sep 7, 2004
- ICI Comments on SEC's Proposed Regulation S-AM (pdf) Aug 13, 2004
- ICI Comments on Enhanced Breakpoint Disclosure Requirements (pdf) Feb 5, 2004
- ICI Comments on SEC Fund Pricing Proposal (pdf) Feb 5, 2004
- Comment Letter on Measures to Improve Compliance with Securities Laws (pdf) Apr 17, 2003
- Comment Letter on Proposed Fund Fees for New Accounting Oversight Board (pdf) Apr 4, 2003
- NASD Proposal Would Permit UITs in Nasdaq Price Quotation Service, December 2000 Dec 7, 2000
Variable Insurance Products
- ICI Files Comment Letter and Cost-Benefit Analysis on CFTC Rule 4.5 Harmonization Proposal (pdf) Apr 24, 2012
- ICI Comment Letter on SEC's Proposed Amendments to Money Market Fund Regulation (pdf) Sep 8, 2009
- ICI Comment Letter on SEC Proposal to Clarify the Status of Certain Indexed Annuities Under the Federal Securities Laws (pdf) Sep 10, 2008
- ICI Comment Letter on FINRA Proposal Relating to Deferred Variable Annuities (pdf) Jan 24, 2008
- ICI Comment Letter On FINRA Proposal To Modify Principal Approval Requirement For Certain Sales Material (pdf) Jan 18, 2008
- ICI Comments on NASD's Deferred Variable Annuity Proposal (pdf) Jul 19, 2006
- ICI Comment Letter on NASD's Deferred Variable Annuity Proposal (pdf) Sep 19, 2005
- ICI Comments on SEC Point of Sale Disclosure Proposal Apr 4, 2005
