Home Policy Priorities Fund Regulation Products
Closed-End Funds
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Thu Mar 28 00:00:00 EDT 2013
- ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf) Fri Mar 15 00:00:00 EDT 2013
- ICI Participates in Joint Buy-Side Trade Association Letters on FX Swaps and FX Forwards (pdf) Fri Sep 28 00:00:00 EDT 2012
- ICI and Banks File Joint Supplemental Comment Letter on Credit Risk Retention Proposal's Application to Tender Option Bond Programs (pdf) Fri Aug 31 00:00:00 EDT 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Thu Aug 16 00:00:00 EDT 2012
- ICI Comment Letter on SEC's Statement on Sequencing of Compliance Dates for Final Rules for Security-Based Swaps (pdf) Mon Aug 13 00:00:00 EDT 2012
- ICI and ICI Global Submit Comments to European Securities and Markets Authority on the Regulation of OTC Derivatives (pdf) Mon Aug 06 00:00:00 EDT 2012
- ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf) Thu Jul 19 00:00:00 EDT 2012
Exchange-Traded Funds
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Thu Mar 28 00:00:00 EDT 2013
- Frequently Asked Questions About the U.S. ETF Market Fri Jan 04 00:00:00 EST 2013
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Thu Nov 29 00:00:00 EST 2012
- ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf) Thu Nov 08 00:00:00 EST 2012
- ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper (pdf) Mon Sep 24 00:00:00 EDT 2012
- ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Thu Aug 16 00:00:00 EDT 2012
- ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf) Thu May 03 00:00:00 EDT 2012
- ICI Submission on Proposed FATCA Regulations (pdf) Mon Apr 30 00:00:00 EDT 2012
- Frequently Asked Questions About How ETFs Compare with Other Investments Thu Dec 15 00:00:00 EST 2011
Money Market Funds
- Money Market Fund Resource Center
- ICI and Money Market Working Group Statements on FSOC Action on Money Market Fund Regulation Tue Nov 13 00:00:00 EST 2012
- ICI Files Letter Regarding Banking Organizations' Regulatory Capital Proposals (pdf) Mon Oct 22 00:00:00 EDT 2012
- This is Not a Bank (pdf) Thu Oct 04 00:00:00 EDT 2012
- ICI Comments On SEC Decision To Halt Official Agency Consideration Of Money Market Fund Proposals Thu Aug 23 00:00:00 EDT 2012
- ICI and the Retirement Plan Community's Letter to the SEC Regarding Proposed Money Market Fund Reforms (pdf) Tue Aug 21 00:00:00 EDT 2012
- ICI's Letter to Treasury Secretary Geithner on the 2012 Annual Report of the Financial Stability Oversight Council (pdf) Wed Jul 25 00:00:00 EDT 2012
- Frequently Asked Questions About Money Market Funds Wed Jul 25 00:00:00 EDT 2012
- ICI Files Letter with OCC Regarding Proposal to Revise Requirements for Short-Term Investment Funds (pdf) Fri Jun 08 00:00:00 EDT 2012
- ICI Submits Letter on FSB Report on Securities Lending and Repos (pdf) Tue May 29 00:00:00 EDT 2012
Unit Investment Trusts
- Frequently Asked Questions About Unit Investment Trusts Wed Dec 16 00:00:00 EST 2009
- Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf) Tue Sep 08 00:00:00 EDT 2009
- ICI Comment Letter on NASD Compensation Proposal (pdf) Fri Aug 05 00:00:00 EDT 2005
- Comment Letter on Proposed Fair Value Requirements (pdf) Tue Sep 07 00:00:00 EDT 2004
- ICI Comments on SEC's Proposed Regulation S-AM (pdf) Fri Aug 13 00:00:00 EDT 2004
- ICI Comments on Enhanced Breakpoint Disclosure Requirements (pdf) Thu Feb 05 00:00:00 EST 2004
- ICI Comments on SEC Fund Pricing Proposal (pdf) Thu Feb 05 00:00:00 EST 2004
- Comment Letter on Measures to Improve Compliance with Securities Laws (pdf) Thu Apr 17 00:00:00 EDT 2003
- Comment Letter on Proposed Fund Fees for New Accounting Oversight Board (pdf) Fri Apr 04 00:00:00 EST 2003
- NASD Proposal Would Permit UITs in Nasdaq Price Quotation Service, December 2000 Thu Dec 07 00:00:00 EST 2000
Variable Insurance Products
- ICI Files Comment Letter and Cost-Benefit Analysis on CFTC Rule 4.5 Harmonization Proposal (pdf) Tue Apr 24 00:00:00 EDT 2012
- ICI Comment Letter on SEC's Proposed Amendments to Money Market Fund Regulation (pdf) Tue Sep 08 00:00:00 EDT 2009
- ICI Comment Letter on SEC Proposal to Clarify the Status of Certain Indexed Annuities Under the Federal Securities Laws (pdf) Wed Sep 10 00:00:00 EDT 2008
- ICI Comment Letter on FINRA Proposal Relating to Deferred Variable Annuities (pdf) Thu Jan 24 00:00:00 EST 2008
- ICI Comment Letter On FINRA Proposal To Modify Principal Approval Requirement For Certain Sales Material (pdf) Fri Jan 18 00:00:00 EST 2008
- ICI Comments on NASD's Deferred Variable Annuity Proposal (pdf) Wed Jul 19 00:00:00 EDT 2006
- ICI Comment Letter on NASD's Deferred Variable Annuity Proposal (pdf) Mon Sep 19 00:00:00 EDT 2005
- ICI Comments on SEC Point of Sale Disclosure Proposal Mon Apr 04 00:00:00 EDT 2005
