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Washington, DC, December 4, 2001 - The SEC’s Division of Investment Management today issued frequently asked questions about Rule 35d-1 under the Investment Company Act of 1940 (the fund name rule). The questions cover a broad range of issues under the rule, including adoption of the 80 percent investment requirement, tax-exempt funds, specific terms commonly used in fund names (e.g., income, high yield, and money market), and how to provide proper notice to shareholders of changes in investment policy.
