ICI - Disclosure

IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf) Fri Oct 05 00:00:00 EDT 2012
ICI Comments on Proposed Rules to Implement the JOBS Act (pdf) Fri Oct 05 00:00:00 EDT 2012
ICI Files Comment Letter on MSRB Concept to Require Disclosure of Financial Incentives and Conflicts of Interest (pdf) Mon Jul 30 00:00:00 EDT 2012
ICI Submits Comment Letter to DOL on the SEC TDF Study (pdf) Mon Jul 09 00:00:00 EDT 2012
ICI Files Comment Letter and Cost-Benefit Analysis on CFTC Rule 4.5 Harmonization Proposal (pdf) Tue Apr 24 00:00:00 EDT 2012
ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf) Mon Apr 02 00:00:00 EDT 2012
Comment Letter from Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf) Wed Mar 28 00:00:00 EDT 2012
Survey Results: Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf) Tue Mar 27 00:00:00 EDT 2012
ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf) Tue Feb 07 00:00:00 EST 2012
ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf) Wed Jan 18 00:00:00 EST 2012
Sample Glossary of Investment-Related Terms for Disclosures to Retirement Plan Participants Mon Dec 19 00:00:00 EST 2011
Institute Letter to Department of Labor on Issuance of 408(b)(2) Final Regulation (pdf) Sat Dec 17 00:00:00 EST 2011
ICI Files Comment Letter on ABS Shelf Re-Proposal (pdf) Tue Oct 04 00:00:00 EDT 2011
ICI Letter on ESMA's Policy Orientations on Guidelines for UCITS ETFs and Structured UCITS (pdf) Fri Sep 30 00:00:00 EDT 2011
Institute Comment Letter on FINRA's Proposed Amendments to Advertising Rules (pdf) Wed Aug 24 00:00:00 EDT 2011
Institute Comment Letter on 408(b)(2) and Participant Disclosure Extension (pdf) Tue Jun 14 00:00:00 EDT 2011
Delivering ERISA Disclosure for Defined Contribution Plans (pdf) Tue Jun 14 00:00:00 EDT 2011
Institute Letter Urging DOL to Extend FAB 2006-03 to Participant Disclosure Regulation (pdf) Fri Jun 03 00:00:00 EDT 2011
ICI Comments on FASB Balance Sheet Offsetting Proposal (pdf) Thu Apr 28 00:00:00 EDT 2011
ICI Testimony: 'Implementing Dodd-Frank: A Review of the CFTC's Rulemaking Process' Wed Apr 13 00:00:00 EDT 2011
ICI Comment Letter on Proposed Private Fund Systemic Risk Reporting (Form PF) (pdf) Tue Apr 12 00:00:00 EDT 2011
Institute Letter to Department of Labor on Improving Regulations (pdf) Fri Apr 08 00:00:00 EDT 2011
ICI Files Comment Letter on DOL Target Date Disclosure Proposal (pdf) Fri Jan 14 00:00:00 EST 2011
ICI Comment Letter on Proposed Amendments to Form N-PX; Proxy Vote Disclosure on "Say on Pay" and Other Advisory Votes on Executive Compensation (pdf) Thu Nov 18 00:00:00 EST 2010
IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Fri Nov 05 00:00:00 EDT 2010
Disclosure of the Role of the Board in Risk Oversight: Samples of Fund SAI Disclosure (pdf) Mon Oct 04 00:00:00 EDT 2010
ICI Comments on FASB Level 3 Measurement Uncertainty Analysis (pdf) Fri Sep 03 00:00:00 EDT 2010
ICI Submits Comment Letter on SEC Proposal for Target Date Fund Marketing Materials (pdf) Mon Aug 23 00:00:00 EDT 2010
ICI Letter to DOL on Form 5500 (pdf) Thu Aug 19 00:00:00 EDT 2010
ICI Comment Letter on SEC Proposal to Modify Asset-Backed Securities Regulation (pdf) Wed Aug 04 00:00:00 EDT 2010
ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf) Thu Jun 24 00:00:00 EDT 2010
ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Wed Apr 07 00:00:00 EDT 2010
ICI Comment Letter on IOSCO Point of Sale Disclosure Consultation Report (pdf) Tue Feb 09 00:00:00 EST 2010
ICI Files Letter on SEC Proposal to Add Additional Requirements on Credit Rating Agencies (pdf) Tue Feb 02 00:00:00 EST 2010
ICI Comment Letter on SEC Credit Ratings Disclosure Proposal (pdf) Mon Dec 14 00:00:00 EST 2009
ICI Comment Letter on SEC NRSRO Concept Release (pdf) Mon Dec 14 00:00:00 EST 2009
ICI Comment Letter on SEC's Proposal to Remove References to Credit Ratings from Rule 5b-3 (pdf) Tue Dec 08 00:00:00 EST 2009
ICI Comment Letter on Proposed Revisions to Rules Requiring Internet Availability of Proxy Materials (pdf) Fri Nov 20 00:00:00 EST 2009
ICI Comment Letter on FINRA Advertising Proposal (pdf) Thu Nov 19 00:00:00 EST 2009
ICI Submits Comment Letter on SEC Proposal to Enhance Compensation and Governance Disclosure in Proxy and Registration Statements Tue Sep 15 00:00:00 EDT 2009
IDC Comment Letter on Governance Disclosure Proposal (pdf) Tue Sep 15 00:00:00 EDT 2009
ICI Comment Letter on SEC Proposal to Enhance Municipal Securities Disclosure Tue Sep 08 00:00:00 EDT 2009
ICI Comment Letter to FinCEN on the Proposal to Define Mutual Funds as Financial Institutions, Subjecting Mutual Funds to CTR Filings and the Travel Rule Thu Sep 03 00:00:00 EDT 2009
ICI Letters on MSRB Proposals to Expand Disclosure Through EMMA (pdf) Fri Aug 21 00:00:00 EDT 2009
ICI Letter on SEC Proposal to Facilitate Shareholder Director Nominations (pdf) Mon Aug 17 00:00:00 EDT 2009
Broker-Dealers Should Disclose Compensation, Says ICI Mon Aug 03 00:00:00 EDT 2009
Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf) Mon Aug 03 00:00:00 EDT 2009
ICI Comment Letter on CFTC's Consideration of Changes to Permitted Investments (pdf) Tue Jul 21 00:00:00 EDT 2009
Keep Money Market Funds on the Permitted Investment List, ICI Tells CFTC Tue Jul 21 00:00:00 EDT 2009
ICI Supports Regulatory Reform to Enhance Investor Protections Fri Jul 17 00:00:00 EDT 2009
ICI Letter to New Assistant Secretary of Labor Thu Jul 16 00:00:00 EDT 2009
ICI Commends SEC for Addressing Disclosure Needs in Municipal Market Wed Jul 15 00:00:00 EDT 2009
ICI Recommends Revisions to CFA Institute's Proposed Risk Principle Sun Jul 05 00:00:00 EDT 2009
New Restriction on Short Sales Are Unnecessary, ICI Tells SEC Wed Jun 24 00:00:00 EDT 2009
Target Date Fund Joint Hearing before the Department of Labor and the Securities and Exchange Commission Thu Jun 18 00:00:00 EDT 2009
ICI Proposes Disclosure Principles for Target Date Funds Thu Jun 18 00:00:00 EDT 2009
Principles to Enhance Understanding of Target Date Funds (pdf) Wed Jun 17 00:00:00 EDT 2009
ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly Wed Jun 10 00:00:00 EDT 2009
ICI Comments on FINRA Proposal Regarding Personal Securities Transactions Thu Jun 04 00:00:00 EDT 2009
SEC Roundtable on Oversight of Credit Rating Agencies Wed Apr 15 00:00:00 EDT 2009
ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf) Thu Mar 26 00:00:00 EDT 2009
ICI Comment Letter on DOL Investment Advice Final Rule Fri Mar 06 00:00:00 EST 2009
Financial Services Regulatory Reform: Discussion and Recommendations (pdf) Mon Mar 02 00:00:00 EST 2009
ICI Recommends Areas for Reform to SEC Chairman Schapiro Wed Feb 18 00:00:00 EST 2009
Institute President's Submission to SEC Chairman Schapiro Wed Feb 18 00:00:00 EST 2009
ICI Comment Letter on IRS Proposed Regulation Under IRC 411(a)(11) (pdf) Wed Jan 07 00:00:00 EST 2009
ICI Comments on Indexed Annuities and Certain Other Insurance Contracts, September 2008 Wed Sep 10 00:00:00 EDT 2008
Appendix: ICI Comment Letter Appendix to DOL on Participant Fee Disclosure Proposal Mon Sep 08 00:00:00 EDT 2008
ICI Comment Letter In Response To SEC's Reopening Of Comment Period For Summary Prospectus Proposal (pdf) Fri Aug 29 00:00:00 EDT 2008
Attachment on XBRL Comment Letter to SEC Fri Aug 01 00:00:00 EDT 2008
ICI Urges SEC to Proceed Methodically on XBRL, August 2008 Fri Aug 01 00:00:00 EDT 2008
ICI Comment Letter on SEC Amendments to NRSRO Rules (pdf) Fri Jul 25 00:00:00 EDT 2008
Stevens Outlines How Funds Cast Proxy Votes in Their Shareholders' Interest (speech), July 2008 Thu Jul 10 00:00:00 EDT 2008
ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf) Fri May 16 00:00:00 EDT 2008
Institute's Comment Letter - Canadian Securities Administrators' Revised Proposal on Soft Dollars (pdf) Tue Apr 08 00:00:00 EDT 2008
ICI President and CEO Testifies Before Labor Department Regarding 401(k) Service Provider Proposal Tue Apr 01 00:00:00 EDT 2008
Fund Investors Welcome SEC's Summary Prospectus Concept, March 2008 Mon Mar 17 00:00:00 EDT 2008
ICI President's Remarks at Mutual Funds and Investment Management Conference (speech), March 2008 Mon Mar 17 00:00:00 EDT 2008
Investor Views on the U.S. Securities and Exchange Commission's Proposed Summary Prospectus (pdf) Mon Mar 17 00:00:00 EDT 2008
ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf) Thu Feb 28 00:00:00 EST 2008
Attachment on Summary Prospectus Comment Letter to SEC (pdf) Thu Feb 28 00:00:00 EST 2008
ICI Comment Letter on SEC Disclosure Reform Proposal; Joint ICI/SIFMA Letter (pdf) Thu Feb 28 00:00:00 EST 2008
ICI Strongly Supports SEC's Summary Prospectus Concept, February 2008 Thu Feb 28 00:00:00 EST 2008
Attachment on Summary Prospectus Comment Letter to SEC Thu Feb 28 00:00:00 EST 2008
Attachment on Summary Prospectus Comment Letter to SEC Thu Feb 28 00:00:00 EST 2008
ICI Supports CESR Proposal for Key Investor Information Document, February 2008 Tue Feb 19 00:00:00 EST 2008
IDC Comment Letter on SEC Proposal for Enhanced Disclosure and New Prospectus Delivery Option (pdf) Fri Feb 15 00:00:00 EST 2008
ICI COMMENT LETTER - Committee of European Securities Regulators' Recommendations for Mutual Fund Disclosure Reform (pdf) Fri Feb 15 00:00:00 EST 2008
401(k) Service Provider Proposal Will Improve Disclosure to Plan Fiduciaries, February 2008 Thu Feb 14 00:00:00 EST 2008
ICI Comment Letter on DOL Service Provider Disclosure Proposal (pdf) Mon Feb 11 00:00:00 EST 2008
ICI Supports FINRA's Proposed Changes Concerning Fund Sales Material Approvals, January 2008 Wed Jan 23 00:00:00 EST 2008
ICI Comment Letter On FINRA Proposal To Modify Principal Approval Requirement For Certain Sales Material (pdf) Fri Jan 18 00:00:00 EST 2008
ICI Makes Recommendations on SEC Exemptive Application Proposal Thu Dec 20 00:00:00 EST 2007
ICI Comments on Labor Department's Investment Advice Initiative, December 2007 Fri Dec 14 00:00:00 EST 2007
Institute Letter to DOL on Investment Advice (pdf) Wed Dec 12 00:00:00 EST 2007
ICI General Counsel Delivers Remarks at International XBRL Conference (speech), December 2007 Tue Dec 04 00:00:00 EST 2007
ICI Applauds SEC Proposal to Simplify and Strengthen Mutual Fund Disclosure, November 2007 Thu Nov 15 00:00:00 EST 2007
ICI President and CEO Testifies Before House Committee Concerning the 401(k) Plan System Tue Oct 30 00:00:00 EDT 2007
ICI Submits Statement to Senate Special Committee Concerning 401(k) Disclosure, October 2007 Wed Oct 24 00:00:00 EDT 2007
American Benefits Council Chair Testifies on Behalf of ICI Concerning 401(k) Plan Fees Wed Oct 24 00:00:00 EDT 2007
ICI Comments on Canadian Point-of-Sale Disclosure Proposal, October 2007 Wed Oct 17 00:00:00 EDT 2007
ICI Submits Statement on 401(k) Plan Disclosure Bill Sun Oct 07 00:00:00 EDT 2007
ICI Testifies in Support of Effective 401(k) Disclosure, September 2007 Thu Sep 20 00:00:00 EDT 2007
ICI Testifies Before ERISA Advisory Council on Improving Retirement Plan Regulatory Regime, September 2007 Thu Sep 20 00:00:00 EDT 2007
SEC Approves FINRA Rule Governing Sales Practices of Deferred Variable Annuities, September 2007 Wed Sep 19 00:00:00 EDT 2007
ICI President Delivers Remarks at Conference on Rule 12b-1 Fri Sep 14 00:00:00 EDT 2007
ICI Comment Letter on the European Commission's Third Consultation on Shareholders' Voting Rights (pdf) Fri Jul 27 00:00:00 EDT 2007
Joint Trade Association Submission to DOL on Participant Disclosure (pdf) Tue Jul 24 00:00:00 EDT 2007
Institute Response to DOL Request for Information on Disclosure of Fees in Participant Directed Plans (pdf) Fri Jul 20 00:00:00 EDT 2007
ICI Recommends Refinements to Rule 12b-1, July 2007 Thu Jul 19 00:00:00 EDT 2007
ICI Supports NASD/NYSE Guidance on Electronic Communications, July 2007 Mon Jul 16 00:00:00 EDT 2007
ICI Submits Statement on Proposed Cost Basis Legislation, June 2007 Sat Jun 30 00:00:00 EDT 2007
ICI Supports Proposal to Make Auditing Standards Consistent with SEC Rule Changes, June 2007 Mon Jun 25 00:00:00 EDT 2007
ICI Welcomes SEC Vote on Mutual Funds' Use Of Interactive Data Format, June 2007 Thu Jun 21 00:00:00 EDT 2007
ICI Welcomes SEC Scrutiny of Rule 12b-1, June 2007 Tue Jun 19 00:00:00 EDT 2007
Institute Proposal Would Permit Electronic Delivery of Dividend Disclosures, June 2007 Mon Jun 18 00:00:00 EDT 2007
Ongoing Department of Labor Disclosure Initiatives (pdf) Wed Jun 13 00:00:00 EDT 2007
Regulation and Disclosure of Mutual Fund Fees Under the Securities Laws (pdf) Wed Jun 13 00:00:00 EDT 2007
Report of the Working Group on Rule 12b-1 (pdf) Wed May 30 00:00:00 EDT 2007
ICI Chairman Flanagan Calls for Improvements to 401(k) Disclosure, May 2007 Thu May 10 00:00:00 EDT 2007
ICI Applauds ERISA Advisory Council's Report on Disclosure, May 2007 Wed May 09 00:00:00 EDT 2007
Industry Leader's Opening Remarks at ICI's General Membership Meeting (speech), May 2007 Wed May 09 00:00:00 EDT 2007
ICI President Calls for Reform of Mutual Fund Disclosure, March 2007 Mon Mar 26 00:00:00 EDT 2007
ICI President's Remarks at Mutual Funds and Investment Management Conference (speech), March 2007 Mon Mar 26 00:00:00 EDT 2007
ICI Comment Letter on IOSCO Consultation on Soft Commissions (pdf) Thu Mar 15 00:00:00 EDT 2007
ICI Comments on SEC Proposal to Extend Interactive Data Voluntary Reporting Program to Include Mutual Fund Risk/Return Summary Information (pdf) Wed Mar 14 00:00:00 EDT 2007
Institute Comment Letter on SEC Proposal to Implement the Credit Rating Agency Reform Act (pdf) Mon Mar 12 00:00:00 EDT 2007
ICI Welcomes Efforts to Improve 401(k) Disclosure, March 2007 Wed Mar 07 00:00:00 EST 2007
ICI Recommends Clarifications in SEC Short Selling Proposal, February 2007 Wed Feb 21 00:00:00 EST 2007
The Promise of a Better Retirement: Implementing the Pension Protection Act Wed Feb 07 00:00:00 EST 2007
ICI Policy Statement on Retirement Plan Disclosure (pdf) Fri Feb 02 00:00:00 EST 2007
SEC Finalizes Rule Amendments to Require Electronic Filing of Transfer Agent Forms, January 2007 Mon Jan 29 00:00:00 EST 2007
ICI Unveils Draft XBRL Taxonomy For Public Review, January 2007 Thu Jan 04 00:00:00 EST 2007
ICI Supports Default Investment Regulations Proposed by Labor Department, November 2006 Wed Nov 15 00:00:00 EST 2006
IRS Issues Electronic Communications Regulations, November 2006 Tue Nov 07 00:00:00 EST 2006
Institute Comment Letter on SEC Proposal to Require Electronic Filing of Transfer Agent Forms (pdf) Thu Oct 26 00:00:00 EDT 2006
ICI Supports Proposal to Require Electronic Filing of Transfer Agent Forms, October 2006 Thu Oct 26 00:00:00 EDT 2006
ICI Comments on Non-Executive Compensation Disclosure Proposal, October 2006 Mon Oct 23 00:00:00 EDT 2006
ICI Comment Letter on Proposed Canadian Soft Dollar Regulations (pdf) Thu Oct 19 00:00:00 EDT 2006
Investors Will Benefit From the SEC's Data-Tagging, September 2006 Mon Sep 25 00:00:00 EDT 2006
Final ICI Comment Letter on MSRB Proposed Amendments to Advertising Rule (pdf) Fri Sep 22 00:00:00 EDT 2006
401(k) Savers Need Clearer, More Consistent Information, September 2006 Thu Sep 21 00:00:00 EDT 2006
ICI General Counsel Calls for Improved 401(k) Plan Disclosure at ERISA Hearing Thu Sep 21 00:00:00 EDT 2006
Institute Comment Letter to Department of Labor on Proposed Form 5500 Changes (pdf) Tue Sep 19 00:00:00 EDT 2006
ICI Comments on MSRB's Electronic Delivery Proposal, September 2006 Mon Sep 18 00:00:00 EDT 2006
SEC Proposes Electronic Filing of Transfer Agent Forms, September 2006 Mon Sep 11 00:00:00 EDT 2006
SEC Overhauls Executive Compensation Disclosure Rules, August 2006 Tue Aug 29 00:00:00 EDT 2006
ICI, Other Associations Develop Compliance Tool for 401(k) Sponsors, August 2006 Wed Aug 16 00:00:00 EDT 2006
ICI Urges Senate Committee to Approve Credit Rating Agency Legislation, July 2006 Mon Jul 31 00:00:00 EDT 2006
Letter Supporting Legislation Concerning Credit Rating Agencies (pdf) Mon Jul 31 00:00:00 EDT 2006
ICI Supports NYSE Proposal to Require Listed Companies to Make Annual Reports Available Online, July 2006 Fri Jul 21 00:00:00 EDT 2006
ICI Comments on NYSE Proposal to Require Listed Companies to Make Annual Reports Available Online (pdf) Thu Jul 20 00:00:00 EDT 2006
ICI Comments on NASD's Deferred Variable Annuity Proposal (pdf) Wed Jul 19 00:00:00 EDT 2006
Letter Supporting Legislation Concerning Credit Rating Agencies (pdf) Tue Jun 13 00:00:00 EDT 2006
ICI President Speaks at SEC Interactive Data Roundtable, June 2006 Mon Jun 12 00:00:00 EDT 2006
ICI Details Project to Extend XBRL to Key Investor Information, June 2006 Mon Jun 12 00:00:00 EDT 2006
General Membership Meeting Sessions Explore Fund Disclosure and Savings Issues, May 2006 Thu May 18 00:00:00 EDT 2006
Summary of Findings: Understanding Investor Preferences for Mutual Fund Information (pdf) Thu May 18 00:00:00 EDT 2006
GMM Coverage: NASD Chairman Cites Need for Streamlined Regulation (video) Thu May 18 00:00:00 EDT 2006
Treasury Adopts Suspicious Activity Reporting Rule for Mutual Funds, May 2006 Thu May 04 00:00:00 EDT 2006
ICI Applauds Efforts to Improve Public Company Information About Executive, Director Compensation, April 2006 Tue Apr 11 00:00:00 EDT 2006
ICI Comments on Executive, Director Compensation Proposal (pdf) Mon Apr 10 00:00:00 EDT 2006
ICI Comments on Proposed Amendments to Redemption Fee Rule (pdf) Mon Apr 10 00:00:00 EDT 2006
ICI President Speaks at 41st Annual Mutual Funds Conference (speech), March 2006 Mon Mar 20 00:00:00 EST 2006
Stevens Calls for Greater Use of Internet; Announces Initiative to Develop XBRL Data Tagging Technology, March 2006 Mon Mar 20 00:00:00 EST 2006
ICI and Other Associations Comment on Anti-Money Laundering Proposal, March 2006 Thu Mar 09 00:00:00 EST 2006
Treasury Issues Guidance on Anti-Money Laundering Rule, March 2006 Wed Mar 08 00:00:00 EST 2006
Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf) Thu Feb 23 00:00:00 EST 2006
ICI Strongly Supports Proposal Allowing Use of Internet to Deliver Proxy Materials, February 2006 Wed Feb 15 00:00:00 EST 2006
ICI President Calls for Greater Use of the Internet to Deliver Information, February 2006 Tue Feb 14 00:00:00 EST 2006
ICI President Discusses Internet Disclosure at National Press Club (speech), February 2006 Tue Feb 14 00:00:00 EST 2006
ICI President Will Discuss the Role of the Internet in Fund Disclosure in Live Webcast, February 2006 Mon Feb 13 00:00:00 EST 2006
SEC Implements Changes to EDGAR System Filing, February 2006 Mon Feb 06 00:00:00 EST 2006
ICI Asks for Interpretation of Anti-Money Laundering Rule, February 2006 Fri Feb 03 00:00:00 EST 2006
ICI Letter to Treasury on Anti-Money Laundering Rule (pdf) Fri Feb 03 00:00:00 EST 2006
ICI, Financial Industry Associations Comment on Labor Department Proposal, January 2006 Fri Jan 27 00:00:00 EST 2006
ICI's, Financial Industry Associations' Comment Letter on Labor Department Proposal (pdf) Thu Jan 26 00:00:00 EST 2006
SEC Offers Incentives for Using XBRL in Filings, January 2006 Fri Jan 13 00:00:00 EST 2006
ICI Comment Letter on U.K. Soft Dollar Proposal (pdf) Thu Jan 05 00:00:00 EST 2006
ICI Comment Letter on Bond Fund Volatility Rating Proposal, December 2005 Thu Dec 01 00:00:00 EST 2005
ICI's Stevens Testifies on Need for Robust Credit Ratings Industry, November 2005 Tue Nov 29 00:00:00 EST 2005
ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe, November 2005 Tue Nov 15 00:00:00 EST 2005
ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe (pdf) Tue Nov 15 00:00:00 EST 2005
ICI Supports Financial Data Protection Legislation, November 2005 Tue Nov 01 00:00:00 EST 2005
World's Investment Groups' Final Communique, October 2005 Mon Oct 24 00:00:00 EDT 2005
IIFA Statement of Principles, October 2005 Mon Oct 24 00:00:00 EDT 2005
Institute Comments on IRS Proposal Regarding Electronic Retirement Plan Communications, October 2005 Wed Oct 12 00:00:00 EDT 2005
ICI Comments on MSRB Proposal Regarding Sale of Out-of-State 529 College Savings Plans, August 2005 Wed Aug 03 00:00:00 EDT 2005
ICI Comments on Labor Department's Proposed Filing Requirements, August 2005 Tue Aug 02 00:00:00 EDT 2005
ICI Comment Letter on Proposed Filing Requirements, August 2005 Tue Aug 02 00:00:00 EDT 2005
ICI Comments on MSRB Proposal Regarding Sale of Out-of-State 529 College Savings Plans (pdf) Fri Jul 29 00:00:00 EDT 2005
ICI Comment Letter on Proposed Filing Requirements (pdf) Thu Jul 28 00:00:00 EDT 2005
ICI Comment Letter on MSRB Advertising Rule Amendments (pdf) Mon Jul 25 00:00:00 EDT 2005
ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005 Mon Jul 25 00:00:00 EDT 2005
MSRB Proposal Requires Fund Ads to Direct Investors to Recent Performance Information, July 2005 Fri Jul 08 00:00:00 EDT 2005
House Hearing Focuses on Credit Rating Agencies, June 2005 Wed Jun 29 00:00:00 EDT 2005
ICI Recommends Enhancements to Current System for Recognizing Credit Rating Agencies, June 2005 Mon Jun 13 00:00:00 EDT 2005
ICI Comment Letter on NRSRO Approval Process, June 2005 Mon Jun 13 00:00:00 EDT 2005
ICI Comment Letter on Model Disclosure Schedule for Plan Sponsors to DOL, June 2005 Wed Jun 01 00:00:00 EDT 2005
ICI Comment Letter on CESR Revised Draft on the Transparency Directive, June 2005 Wed Jun 01 00:00:00 EDT 2005
Institute Submits Model Disclosure Schedule for Plan Sponsors to DOL, June 2005 Wed Jun 01 00:00:00 EDT 2005
ICI Supports CESR's Revised Draft on the Transparency Directive, June 2005 Wed Jun 01 00:00:00 EDT 2005
ICI Comment Letter on CESR Revised Draft on the Transparency Directive (pdf) Thu May 26 00:00:00 EDT 2005
ICI Comment Letter on Model Disclosure Schedule for Plan Sponsors to DOL (pdf) Thu May 26 00:00:00 EDT 2005
ICI Responds to IOSCO Report on Funds' Anti-Money Laundering Responsibilities, May 2005 Mon May 23 00:00:00 EDT 2005
MSRB Seeks to Increase Investors' Awareness of 529 Plan Tax Implications, May 2005 Fri May 20 00:00:00 EDT 2005
Mutual Fund Legislation Introduced in the Senate, May 2005 Thu May 19 00:00:00 EDT 2005
ICI Supports SEC Adoption of Trade-Through Rule, April 2005 Wed Apr 06 00:00:00 EDT 2005
ICI Comments on Point of Sale Disclosure, April 2005 Tue Apr 05 00:00:00 EDT 2005
ICI Comments on SEC Point of Sale Disclosure Proposal Mon Apr 04 00:00:00 EDT 2005
ICI Comments on SEC Point of Sale Disclosure Proposal, April 2005 Mon Apr 04 00:00:00 EDT 2005
ICI President Issues Statement on SEC's Adoption of Measure Aimed at Abusive Trading, March 2005 Thu Mar 03 00:00:00 EST 2005
ICI Releases Survey on 12b-1 Fees, February 2005 Thu Feb 24 00:00:00 EST 2005
ICI Supports Revised Broker-Dealer Regulation Proposal, February 2005 Mon Feb 07 00:00:00 EST 2005
ICI Supports SEC Proposed Trade-Through Rule, January 2005 Thu Jan 27 00:00:00 EST 2005
ICI's Comments to MSRB, SEC on 529 Plan Ad Rules (pdf) Wed Jan 19 00:00:00 EST 2005
ICI's Comments to SEC on 529 Plan Ad Rules, January 2005 Wed Jan 19 00:00:00 EST 2005
ICI's Comments to MSRB on 529 Plan Ad Rules, January 2005 Wed Jan 19 00:00:00 EST 2005
ICI Supports Measures to Improve Information Provided to 529 College Savings Plan Investors, January 2005 Wed Jan 19 00:00:00 EST 2005
ICI Supports Improved Retirement Plan Disclosure, December 2004 Thu Dec 23 00:00:00 EST 2004
MSRB Seeks Approval of Amendments Relating to 529 College Savings Plan Ads, December 2004 Wed Dec 22 00:00:00 EST 2004
ICI Letter to Labor Department on Improved Retirement Plan Disclosure (pdf) Mon Dec 20 00:00:00 EST 2004
ICI President Paul Schott Stevens Issues Statement on Reproposal of SEC Regulation NMS, December 2004 Wed Dec 15 00:00:00 EST 2004
ICI Supports NASD Proposal to Prohibit Directed Brokerage Practices, November 2004 Mon Nov 29 00:00:00 EST 2004
ICI Supports SEC Decision to Evaluate Effectiveness of Filing Enhancements, November 2004 Tue Nov 02 00:00:00 EST 2004
ICI Comments on SEC-Proposed Filing Enhancements (pdf) Mon Nov 01 00:00:00 EST 2004
NASD Members Permitted to Provide Investment Analysis Tool, October 2004 Mon Oct 25 00:00:00 EDT 2004
ICI Reiterates Support for Broker-Dealer Regulation Proposal, September 2004 Wed Sep 22 00:00:00 EDT 2004
ICI Letter on Fund Performance Advertising Proposal (pdf) Fri Sep 17 00:00:00 EDT 2004
ICI Comments on MSRB Advertising, 529 Plan Disclosure Proposals (pdf) Fri Sep 10 00:00:00 EDT 2004
SEC Bans Directed Brokerage Practices, September 2004 Wed Sep 08 00:00:00 EDT 2004
ICI Supports SEC Action on Directed Brokerage, Portfolio Manager Disclosures, August 2004 Wed Aug 18 00:00:00 EDT 2004
ICI Comments on SEC Plans to Make Disclosure Filings, SEC Staff Responses Public, August 2004 Thu Aug 12 00:00:00 EDT 2004
ICI Comments on Measures to Implement Transparency Directive Across the EU, July 2004 Wed Jul 28 00:00:00 EDT 2004
ICI Comments on MSRB Non-Cash Compensation Proposal, July 2004 Thu Jul 22 00:00:00 EDT 2004
ICI Comments on Asset-Backed Securities Proposal, July 2004 Mon Jul 12 00:00:00 EDT 2004
Proposed Regulation S-AM Includes Consumer Privacy Provision, July 2004 Mon Jul 12 00:00:00 EDT 2004
SEC Adopts Advisory Contract Disclosure Requirements, June 2004 Fri Jun 25 00:00:00 EDT 2004
Rules Governing 529 College Savings Plan Disclosure Proposed, June 2004 Mon Jun 14 00:00:00 EDT 2004
ICI Supports Proposed Changes to SRO's Procedures for Filing Rule Changes, June 2004 Fri Jun 04 00:00:00 EDT 2004
ICI Supports Proposed Changes to EDGAR System, June 2004 Fri Jun 04 00:00:00 EDT 2004
ICI Comments on Portfolio Manager Compensation Disclosure (pdf) Thu May 20 00:00:00 EDT 2004
ICI Comments on Portfolio Manager Disclosure Proposal, May 2004 Thu May 20 00:00:00 EDT 2004
ICI Comments on Portfolio Manager Compensation Disclosure, May 2004 Thu May 20 00:00:00 EDT 2004
NASD Forms Mutual Fund Task Force to Enhance Cost, Distribution Transparency, May 2004 Fri May 14 00:00:00 EDT 2004
UK Authority Addresses Brokerage and Soft Commission Arrangements, May 2004 Fri May 14 00:00:00 EDT 2004
ICI Supports SEC's Proposed Disclosures About the Work of Mutual Fund Directors Mon Apr 26 00:00:00 EDT 2004
ICI Comments on Proposal to Require Disclosure of Advisory Contracts (pdf) Mon Apr 26 00:00:00 EDT 2004
ICI Supports Call for Realistic Investor Expectations of Bond and Bond Fund Investing, April 2004 Fri Apr 16 00:00:00 EDT 2004
ICI Voices Strong Support for SEC Action to Enhance Mutual Fund Disclosure, April 2004 Tue Apr 13 00:00:00 EDT 2004
ICI Supports SEC's Proposal to Enhance Disclosure of Fund Distribution Costs and Potential Conflicts of Interest, April 2004 Mon Apr 12 00:00:00 EDT 2004
Progress Made on Implementation of Breakpoint Taskforce Recommendations, April 2004 Mon Apr 05 00:00:00 EDT 2004
Industry Leader Testifies on Fund Governance, Disclosure, and Fees Thu Feb 26 00:00:00 EST 2004
Institute Comments on SEC Measures to Improve Disclosure of Mutual Fund Transaction Costs (pdf) Mon Feb 23 00:00:00 EST 2004
ICI Comments on Enhanced Breakpoint Disclosure Requirements (pdf) Thu Feb 05 00:00:00 EST 2004
ICI Comments on Market Timing, Selective Disclosure Proposal (pdf) Thu Feb 05 00:00:00 EST 2004
ICI Chairman, President Send Open Letter to Congress Concerning Trading Abuses, January 2004 Thu Jan 29 00:00:00 EST 2004
ICI Letter on NASD Fund Performance Advertising Proposal (pdf) Fri Jan 23 00:00:00 EST 2004
ICI Supports Efforts to Curb Short-Selling Abuses, January 2004 Mon Jan 05 00:00:00 EST 2004
ICI Comments on Director Nominee Rule Proposal, December 2003 Tue Dec 30 00:00:00 EST 2003
SEC Proposes Market Timing, Fair-Value Pricing, and Portfolio Holding Disclosure Reforms, December 2003 Thu Dec 11 00:00:00 EST 2003
ICI Strongly Supports Changes to Fund of Fund Investment Rules, December 2003 Fri Dec 05 00:00:00 EST 2003
Comment Letter on Changes to Fund of Fund Investment Rules (pdf) Wed Dec 03 00:00:00 EST 2003
SEC Adopts Disclosure Requirements Regarding Director Nomination, Communication Processes Wed Nov 26 00:00:00 EST 2003
House Approves Mutual Fund Legislation, November 2003 Fri Nov 21 00:00:00 EST 2003
Breakpoints Appendix B, November 2003 Thu Nov 20 00:00:00 EST 2003
Breakpoints Appendix A, November 2003 Thu Nov 20 00:00:00 EST 2003
ICI Comments on Enhanced Breakpoint Disclosure Requirements, November 2003 Thu Nov 20 00:00:00 EST 2003
New Mutual Fund Legislation Proposed, November 2003 Mon Nov 10 00:00:00 EST 2003
ICI Urges China's Regulators to Open Securities Markets to All Investors, October 2003 Wed Oct 08 00:00:00 EDT 2003
ICI Comments on Proposed Disclosure Regarding Director Nomination, Communication Processes Tue Sep 16 00:00:00 EDT 2003
Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf) Mon Sep 15 00:00:00 EDT 2003
Institute Comments on SEC Concept Release on Credit Rating Agencies, July 2003 Wed Jul 30 00:00:00 EDT 2003
Comment Letter on SEC Concept Release on Credit Rating Agencies, July 2003 Wed Jul 30 00:00:00 EDT 2003
Comment Letter on Nasdaq Proposed Code of Conduct, July 2003 Wed Jul 30 00:00:00 EDT 2003
House Committee Passes Amended Version of Fund Industry Legislation, July 2003 Fri Jul 25 00:00:00 EDT 2003
SEC Responds to Congressional Request for Information on Fund Industry Legislation, July 2003 Fri Jul 11 00:00:00 EDT 2003
NASD Publishes Final Rules Governing Communications with the Public, July 2003 Mon Jul 07 00:00:00 EDT 2003
SEC Responds to Congressional Request For Information on Fund Industry Issues, June 2003 Wed Jun 11 00:00:00 EDT 2003
ICI Supports Additional Protections for Hedge Fund Investors, May 2003 Fri May 02 00:00:00 EDT 2003
ICI Supports Proposal to Provide Investors with Investment Analysis Tool, April 2003 Thu Apr 24 00:00:00 EDT 2003
ICI Supports Measures to Improve Compliance with Securities Laws, April 2003 Thu Apr 17 00:00:00 EDT 2003
New Legislation Would Establish Nationwide Customer Information Sharing Standard, April 2003 Fri Apr 11 00:00:00 EDT 2003
NASD Requires Members to Assess Procedures for Providing Breakpoint Discounts, March 2003 Thu Mar 27 00:00:00 EST 2003
ICI Supports Efforts to Combat Money Laundering Activity, March 2003 Mon Mar 24 00:00:00 EST 2003
Joint Report Examines Procedures for Providing Breakpoints to Fund Shareholders, March 2003 Thu Mar 13 00:00:00 EST 2003
ICI Supports Investment Advice Legislation Passed by House Committee, March 2003 Tue Mar 11 00:00:00 EST 2003
ICI Participates in NASD Breakpoint Task Force, February 2003 Sun Feb 23 00:00:00 EST 2003
Appendix A to Shareholder Report and Portfolio Disclosure Comment Letter, February 2003 Fri Feb 14 00:00:00 EST 2003
Appendix B to Comment Letter on Fund Shareholder Reports, Portfolio Disclosure, February 2003 Fri Feb 14 00:00:00 EST 2003
Background Information About 12b-1 Fees Wed Feb 12 00:00:00 EST 2003
SEC Adopts Rules Governing the Use of Non-GAAP Financial Measures, February 2003 Tue Feb 11 00:00:00 EST 2003
Comment Letter Regarding Sale of 529 Plan Securities Through Employers (pdf) Fri Jan 10 00:00:00 EST 2003
ICI Supports Efforts to Combat Abusive Tax Shelter Transactions, December 2002 Tue Dec 31 00:00:00 EST 2002
Institute Supports SEC Corporate Disclosure Proposals, December 2002 Fri Dec 13 00:00:00 EST 2002
ICI Supports Anti-Money Laundering Programs for Unregistered Funds, November 2002 Fri Nov 22 00:00:00 EST 2002
Institute Supports FASB Stock Option Disclosure Proposal, November 2002 Wed Nov 13 00:00:00 EST 2002
ICI Supports Efforts to Improve Disclosure in Municipal Securities Market, November 2002 Mon Nov 04 00:00:00 EST 2002
ICI Supports Certification of Mutual Fund Financial Information, October 2002 Wed Oct 16 00:00:00 EDT 2002
Treasury Extends Deadline for Customer Identification Program Requirements, October 2002 Tue Oct 15 00:00:00 EDT 2002
ICI Supports Regulation Addressing Potential Analyst Conflicts of Interest, September 2002 Mon Sep 23 00:00:00 EDT 2002
Associations Support Risk-Based Approach for Anti-Money Laundering Standards, September 2002 Mon Sep 09 00:00:00 EDT 2002
Proposed Transaction Disclosure Unnecessary for Registered Investment Companies, September 2002 Thu Sep 05 00:00:00 EDT 2002
Institute Strongly Supports SEC Form 8-K Proposal, August 2002 Mon Aug 26 00:00:00 EDT 2002
Institute Urges Changes to Singapore's Shareholder Reporting Rules, August 2002 Thu Aug 01 00:00:00 EDT 2002
ICI Comments on NYSE Corporate Governance and Disclosure Report, July 2002 Fri Jul 19 00:00:00 EDT 2002
Customer Identification Program Proposed for Mutual Funds, July 2002 Thu Jul 18 00:00:00 EDT 2002
IOSCO Examines Funds' Cross-Border Performance Disclosure Standards, July 2002 Wed Jul 17 00:00:00 EDT 2002
Institute Comments on Proposed EU Reporting Rules for Institutional Investors, July 2002 Mon Jul 08 00:00:00 EDT 2002
ICI Urges SEC to Improve Disclosure of Trading by Corporate Insiders, June 2002 Tue Jun 25 00:00:00 EDT 2002
ICI Comments on Issues Raised by Proposed Anti-Money Laundering Rule, May 2002 Thu May 30 00:00:00 EDT 2002
SEC Proposes Amendments to Fund Advertising Rules, May 2002 Tue May 21 00:00:00 EDT 2002
ICI Urges SEC to Address Corporate Financial Reporting, May 2002 Tue May 21 00:00:00 EDT 2002
Institute Comments on Research Analyst Disclosure Proposal, April 2002 Mon Apr 22 00:00:00 EDT 2002
Institute Comments on NASD's Proposed Anti-Money Laundering Program Standards, March 2002 Mon Mar 18 00:00:00 EST 2002
Treasury to Study Financial Institutions' Information Sharing Practices, March 2002 Thu Mar 14 00:00:00 EST 2002
Institute Comments on MSRB'S Municipal Market Professional Guidance, March 2002 Mon Mar 11 00:00:00 EST 2002
Institute Comments on Proposed Suspicious Activity Reporting Rules, March 2002 Mon Mar 04 00:00:00 EST 2002
NASD Proposes Standards for Anti-Money Laundering Compliance Programs, February 2002 Thu Feb 28 00:00:00 EST 2002
SEC Seeks Comment on MSRB Municipal Market Professional Guidance, February 2002 Fri Feb 15 00:00:00 EST 2002
Institute Comments on Draft Trade Management Guidelines, February 2002 Thu Feb 14 00:00:00 EST 2002
Institute Comments on Amendments to Rules Covering Communications with the Public, February 2002 Thu Feb 14 00:00:00 EST 2002
Institute Comments on Correspondent Account Rules Proposed Under Patriot Act, February 2002 Wed Feb 13 00:00:00 EST 2002
New Retirement Legislation Includes Diversification, Disclosure, Tax Provisions, February 2002 Wed Feb 06 00:00:00 EST 2002
Treasury Proposes Rules to Implement PATRIOT Act, January 2002 Tue Jan 08 00:00:00 EST 2002
SEC Seeks Comment on Amendments to NASD Communication Rules, January 2002 Fri Jan 04 00:00:00 EST 2002
SEC Issues Interpretive Guidance on Soft-Dollar Practices, January 2002 Fri Jan 04 00:00:00 EST 2002
MSRB Proposes Revisions to "Pay-to-Play" Qualification Rule, December 2001 Fri Dec 21 00:00:00 EST 2001
SEC Issues Report on Selective Disclosure and Insider Trading Rules, December 2001 Tue Dec 18 00:00:00 EST 2001
SEC Answers Questions About Fund "Name Test" Rule, December 2001 Tue Dec 04 00:00:00 EST 2001
AIMR Seeks Comment on Proposed Guidelines for Investment Management Firms, November 2001 Mon Nov 19 00:00:00 EST 2001
Institute Comments on Disclosure in the Municipal Securities Markets, November 2001 Tue Nov 13 00:00:00 EST 2001
SEC Release FAQs Concerning New After-Tax Return Disclosure Requirements, November 2001 Mon Nov 05 00:00:00 EST 2001
ICI Comments on MSRB Rule Regarding Responsibility of Brokers, Dealers, October 2001 Wed Oct 24 00:00:00 EDT 2001
OFAC Adds Names to List of Specially Designated Global Terrorists, October 2001 Fri Oct 12 00:00:00 EDT 2001
ICI Comments on MSRB Rule Concerning "Pay-to-Play" Practices, October 2001 Mon Oct 08 00:00:00 EDT 2001
Federal Regulators to Host Workshop on Privacy Policies, October 2001 Tue Oct 02 00:00:00 EDT 2001
SEC Urges Industry to Check Records for Connections to Terrorist Attacks, September 2001 Thu Sep 27 00:00:00 EDT 2001
Institute Comments to MSRB Address Section 529 Plan Rules, September 2001 Thu Sep 27 00:00:00 EDT 2001
SEC, State Regulators Launch Investment Adviser Public Disclosure Website, September 2001 Wed Sep 26 00:00:00 EDT 2001
SEC Extends Compliance Date for After-Tax Disclosure Rules, September 2001 Tue Sep 25 00:00:00 EDT 2001
Institute Comments on NASDR Bond Fund Volatility Program, September 2001 Fri Sep 21 00:00:00 EDT 2001
Investment Company Institute Elements of an Ideal Disclosure System, September 2001 Tue Sep 18 00:00:00 EDT 2001
SEC Extends NASDR Pilot Program for Bond Fund Volatility Ratings, September 2001 Fri Sep 07 00:00:00 EDT 2001
ICI Tells SEC That Increased Portfolio Holdings Disclosure Will Bring Risks, July 2001 Tue Jul 17 00:00:00 EDT 2001
Examples of Communications by Professional Trading Services, July 2001 Tue Jul 17 00:00:00 EDT 2001
Sample ICI Survey to Members on Portfolio Holdings Disclosure, July 2001 Tue Jul 17 00:00:00 EDT 2001
NASDR Proposes Additional Disclosures for Securities Recommendations, July 2001 Thu Jul 12 00:00:00 EDT 2001
ICI Comments on NASDR Rule Modernization Proposal, July 2001 Thu Jul 05 00:00:00 EDT 2001
ICI Comments on SEC Proposal to Require Disclosure of Equity Compensation Plans, April 2001 Mon Apr 02 00:00:00 EDT 2001
Institute Supports Mutual Fund Protections for Portfolio Investors, March 2001 Wed Mar 28 00:00:00 EST 2001
NASDR Issues Guidance on Suitability Rule for Online Communications, March 2001 Tue Mar 27 00:00:00 EST 2001
Institute Comments on SEC Securities Underwritings Proposal, February 2001 Fri Feb 23 00:00:00 EST 2001
SEC Adopts Mutual Fund After-Tax Return Disclosure Rules, January 2001 Wed Jan 24 00:00:00 EST 2001
Regulators Issue Anti-Money Laundering Guidance, January 2001 Fri Jan 19 00:00:00 EST 2001
Regulators Issue Anti-Money Laundering Guidance, January 2001 Fri Jan 19 00:00:00 EST 2001
SEC Adopts Fund "Name Test" Rule, January 2001 Thu Jan 18 00:00:00 EST 2001
ICI Comments on Proposed Rules for Related Performance Information, January 2001 Thu Jan 18 00:00:00 EST 2001
ICI Comments on ERISA Disclosure Obligations, January 2001 Wed Jan 10 00:00:00 EST 2001
Institute Comments on MSRB Guidance Regarding Municipal Transactions, December 2000 Fri Dec 22 00:00:00 EST 2000
SEC Requests Comment on Proposed Rules For Related Performance Information, November 2000 Thu Nov 16 00:00:00 EST 2000
SEC Adopts Householding Rules Regarding Proxy and Information Statements, November 2000 Wed Nov 08 00:00:00 EST 2000
Institute Submits Letter to SEC on Limit Order Transparency, November 2000 Wed Nov 01 00:00:00 EST 2000
SEC Staff Releases Regulation FD Guidance, October 2000 Mon Oct 23 00:00:00 EDT 2000
SEC Adopts Revisions to Form ADV and Mandates Electronic Filings in 2001, September 2000 Thu Sep 14 00:00:00 EDT 2000
Institute Comments on Transatlantic Economic Partnership Negotiations, September 2000 Thu Sep 14 00:00:00 EDT 2000
SEC Adopts Selective Disclosure and Insider Trading Rules, August 2000 Fri Aug 18 00:00:00 EDT 2000
SEC Releases Rules and Clarifications on Fund Electronic Communications, July 2000 Fri Jul 28 00:00:00 EDT 2000
President Signs E-SIGN Legislation, July 2000 Sat Jul 08 00:00:00 EDT 2000
Institute Comments on NYSE Proposal Relating to New Trading Service, July 2000 Thu Jul 06 00:00:00 EDT 2000
Attachment A to Comment Letter on SEC After-Tax Disclosure Proposal, June 2000 Fri Jun 30 00:00:00 EDT 2000
ICI Files Comment Letter on SEC Electronic Media Release, June 2000 Tue Jun 20 00:00:00 EDT 2000
House and Senate Vote to Facilitate Electronic Transactions, June 2000 Mon Jun 19 00:00:00 EDT 2000
Institute Comments on SEC Proposed Revisions to Form ADV, June 2000 Wed Jun 14 00:00:00 EDT 2000
Institute Comments on SEC Selective Disclosure and Insider Trading Proposals, April 2000 Thu Apr 27 00:00:00 EDT 2000
NASD Issues Notice Regarding Fund Performance Advertising, April 2000 Thu Apr 13 00:00:00 EDT 2000
Institute Comments on SEC Proposal to Modernize Edgar System, April 2000 Tue Apr 04 00:00:00 EDT 2000
Institute Comments on SEC Concept Release Regarding Market Information, April 2000 Tue Apr 04 00:00:00 EDT 2000
SEC Proposes Disclosure of Mutual Fund After-Tax Returns, March 2000 Tue Mar 21 00:00:00 EST 2000
Institute Comments on Barriers to Electronic Commerce, March 2000 Mon Mar 20 00:00:00 EST 2000
Institute Files Comment Letter on NASD Proposal for Corporate Bond Facility, February 2000 Fri Feb 11 00:00:00 EST 2000
ICI Comments on SEC's Proposal to Exclude Certain Broker-Dealers from the Advisers Act, January 2000 Tue Jan 18 00:00:00 EST 2000
SEC Proposes Selective Disclosure And Insider Trading Rules, December 1999 Wed Dec 29 00:00:00 EST 1999
SEC Speeches Focus on Fund Governance and Disclosure, December 1999 Wed Dec 15 00:00:00 EST 1999
SEC Adopts Rule Permitting Householding of Disclosure Documents, November 1999 Fri Nov 12 00:00:00 EST 1999
SEC Approves Amendments to NASD Sales Charge Rule, November 1999 Wed Nov 03 00:00:00 EST 1999
ICI Files Comment Letter on NASDR Proposals Re Communications with the Public, November 1999 Mon Nov 01 00:00:00 EST 1999
SEC Revises International Disclosure Requirements, November 1999 Mon Nov 01 00:00:00 EST 1999
Conference Committee Reaches Historic Agreement on Financial Services Reform Legislation, October 1999 Wed Oct 27 00:00:00 EDT 1999
401k Fee Disclosure Bill Introduced, August 1999 Wed Aug 25 00:00:00 EDT 1999
Institute Comments on U.K. Web Communications Proposal, May 1999 Wed May 12 00:00:00 EDT 1999
Institute Comments on SEC Proposed Rules on International Disclosure Standards, April 1999 Fri Apr 09 00:00:00 EDT 1999
Institute Submits Comments on DOL Technology Proposals for Retirement Plans, March 1999 Fri Mar 26 00:00:00 EST 1999
Institute Submits Comments on IRS Technology Proposals for Retirement Plans, March 1999 Fri Mar 19 00:00:00 EST 1999
Institute Files Comment Letter on NASD Proposal for Bond Fund Volatility Ratings, December 1998 Tue Dec 01 00:00:00 EST 1998
Institute Submits Comment Letter on NASD Proposal Regarding Nonelectronic Public Correspondence, September 1998 Thu Sep 24 00:00:00 EDT 1998
ICI Submits Statement to Congress Re SEC Appropriations for Fiscal Year 1999, March 1998 Fri Mar 20 00:00:00 EST 1998
Institute Comment Letter on SEC Proposed New Rule Regarding Delivery of Disclosure Documents to Households, February 1998 Mon Feb 02 00:00:00 EST 1998
Institute Files Comment Letter on Proposed NASD Policy Relating to the Electronic Delivery of Information, October 1997 Thu Oct 02 00:00:00 EDT 1997
Institute Files Comment Letter on Proposed Amendments to NASDR Sales Charge Rules, September 1997 Tue Sep 30 00:00:00 EDT 1997
Institute Comment Letter on NASDR Correspondence Rule Proposal, July 1997 Mon Jul 14 00:00:00 EDT 1997
Institute Letter on NASDR Request for Comment on the Need for a Risk Disclosure Rule, June 1997 Mon Jun 30 00:00:00 EDT 1997
Institute Comments on SEC Disclosure Initiatives, June 1997 Mon Jun 09 00:00:00 EDT 1997
Institute Comments on NASAA Proposed Rules for Sales of Securities at Financial Institutions, April 1997 Mon Apr 28 00:00:00 EDT 1997
Institute Comments on SEC Plain English Proposal, March 1997 Wed Mar 26 00:00:00 EST 1997
Institute Comments to SEC on Use of Electronic Media by Broker-Dealers, Transfer Agents, and Investment Advisers, July 1996 Tue Jul 02 00:00:00 EDT 1996
Institute Submits Profile Prospectus Research to SEC, May 1996 Tue May 21 00:00:00 EDT 1996
Institute Submits Risk Disclosure Research to SEC, April 1996 Tue Apr 09 00:00:00 EDT 1996

Additional documents related to Fund Disclosure can be found by searching.

Copyright © 2013 by the Investment Company Institute