Home Policy Priorities Fund Regulation CFTC Rule 4.5
- ICI and IAA Submit Proposed FAQs to the CFTC and NFA on Forms CPO-PQR, CTA-PR, NFA Form PQR, and NFA Form PR (pdf) Jun 7, 2013
- ICI and SIFMA AMG Request Confirmation from CFTC and NFA Regarding Reporting Obligations of Funds' Wholly-Owned Subsidiaries (pdf) Apr 10, 2013
- ICI Submits Request to CFTC Staff for Fund of Funds Guidance (pdf) Feb 26, 2013
- Mutual Fund Directors Forum and Former SEC Commissioners and Senior Officials File Amicus Brief in Support of ICI, Chamber (pdf) Feb 6, 2013
- ICI, U.S. Chamber Brief Filed in Appeal Challenging CFTC Rule (pdf) Jan 30, 2013
- Compliance with Registration Requirements Under Amended Regulations 4.5 and 4.13(a)(3) (pdf) Jan 25, 2013
- ICI, U.S. Chamber File Motion for Expedited Consideration of Appeal in Lawsuit Challenging CFTC Amendments to Rule 4.5 (pdf) Jan 3, 2013
- NFA Regulations as Applied to Registered Investment Companies and Their Advisers (pdf) Dec 28, 2012
- NFA Compliance Rule 2-45 (pdf) Dec 21, 2012
- CFTC Regulation 4.20(c) (pdf) Dec 21, 2012
- Request for Temporary Registration Relief for Commodity Pool Operators and Commodity Trading Advisors that Must Register as a Result of Amended CFTC Regulation 4.5 (pdf) Dec 20, 2012
- Regulation 4.5 Harmonization (pdf) Nov 29, 2012
- Focus on Funds: ICI Responds in Rule 4.5 Lawsuit Jul 6, 2012
- ICI, Chamber File Reply Brief in Lawsuit Challenging Amendments to Rule 4.5 (pdf) Jul 2, 2012
- ICI Files Comment Letter and Cost-Benefit Analysis on CFTC Rule 4.5 Harmonization Proposal (pdf) Apr 24, 2012
- History of Rule 4.5 (pdf) Apr 17, 2012
- Rule 4.5: Mutual Funds and Their Investors Benefit from Commodity Investments and Other Derivatives (pdf) Apr 17, 2012
- CFTC's Cost-Benefit Analysis on Rule 4.5 Amendments: Insufficient, Incomplete, and "Unlikely [to] Survive Judicial Scrutiny" (pdf) Apr 17, 2012
- Higher Cost and Fewer Choices: Rule 4.5's Impact on Investors (pdf) Apr 17, 2012
- CFTC's Rule 4.5 is Government Regulation at Its Worst: A Flawed Process Produces a Flawed Rule that Increases Investors' Costs (pdf) Apr 17, 2012
- Clouds Overhead: Financial Regulation After the Crisis Mar 19, 2012
- ICI Comment Letter: Follow-up to July 6, 2011 Roundtable on CFTC Proposal to Amend Rule 4.5 (pdf) Jul 28, 2011
- ICI Comment Letter on CFTC Proposal to Narrow Rule 4.5 Exclusion for Funds (pdf) Apr 12, 2011
- ICI and IDC Comment Letters on CFTC Proposal to Narrow Rule 4.5 Exclusion for Funds Apr 12, 2011
- ICI Letter On NFA Petition To Narrow CFTC Rule 4.5 Exclusion For REGISTERED Investment Companies (pdf) Oct 18, 2010
- ICI COMMENT LETTER ON PROPOSED AMENDMENTS TO CFTC RULE 4.5 (pdf) Apr 29, 2003
