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- IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf) Oct 5, 2012
- ICI Comments on Proposed Rules to Implement the JOBS Act (pdf) Oct 5, 2012
- ICI Letter on CFTC's Minimum Block Trade Reproposal (pdf) May 14, 2012
- ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf) Apr 2, 2012
- ICI Comment Letter on FASB Consolidation Proposal (pdf) Feb 15, 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf) Jan 18, 2012
- ICI Follow-up Hearing Submission on the DOL Fiduciary Definition Proposal (pdf) Apr 12, 2011
- ICI Letter on SEC Municipal Advisor Registration Proposal (pdf) Feb 22, 2011
- ICI Comment Letter on Proposed Changes to Form ADV and Amendments to Pay-to-Play Rule (pdf) Jan 24, 2011
- ICI Letter to IRS and Treasury on Average Cost as Default Method (pdf) Jan 13, 2011
- Investment Company Institute Cost-Benefit Analysis of SEC Rule 12b-1 Reform Proposal (pdf) Dec 1, 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Nov 5, 2010
- ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf) Oct 26, 2010
- ICI Comment Letter on SEC's IA/BD Study (pdf) Aug 30, 2010
- Institute Comment Letters on DOL Investment Advice Proposal (pdf) May 4, 2010
- ICI Files Letter With FINRA Supporting Greater Flexibility in Maintaining FINRA Registrations (pdf) Feb 24, 2010
- ICI Letter on SEC Pay-to-Play Restrictions for Investment Advisers (pdf) Oct 6, 2009
- Institute Statement to Ways and Means Committee Regarding Investment Advice and Disclosure Oct 5, 2009
- Navigating Intermediary Relationships (pdf) Sep 30, 2009
- Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf) Sep 8, 2009
- ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly Jun 10, 2009
- ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions Jun 4, 2009
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf) Mar 2, 2009
- ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf) May 16, 2008
- ICI Comments on Labor Department's Investment Advice Initiative, December 2007 Dec 14, 2007
- Institute Letter to DOL on Investment Advice (pdf) Dec 12, 2007
- Mutual Fund Investors Rely on Professional Advice, May 2007 May 1, 2007
- Institute Comment Letter on Proposed Investment Adviser Antifraud Rules and New Category of Accredited Investor (pdf) Mar 9, 2007
- Institute Comment Letter on Investment Advice to IRAs (pdf) Jan 30, 2007
