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- IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf) Fri Oct 05 00:00:00 EDT 2012
- ICI Comments on Proposed Rules to Implement the JOBS Act (pdf) Fri Oct 05 00:00:00 EDT 2012
- ICI Letter on CFTC's Minimum Block Trade Reproposal (pdf) Mon May 14 00:00:00 EDT 2012
- ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf) Mon Apr 02 00:00:00 EDT 2012
- ICI Comment Letter on FASB Consolidation Proposal (pdf) Wed Feb 15 00:00:00 EST 2012
- ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf) Wed Jan 18 00:00:00 EST 2012
- ICI Follow-up Hearing Submission on the DOL Fiduciary Definition Proposal (pdf) Tue Apr 12 00:00:00 EDT 2011
- ICI Letter on SEC Municipal Advisor Registration Proposal (pdf) Tue Feb 22 00:00:00 EST 2011
- ICI Comment Letter on Proposed Changes to Form ADV and Amendments to Pay-to-Play Rule (pdf) Mon Jan 24 00:00:00 EST 2011
- ICI Letter to IRS and Treasury on Average Cost as Default Method (pdf) Thu Jan 13 00:00:00 EST 2011
- Investment Company Institute Cost-Benefit Analysis of SEC Rule 12b-1 Reform Proposal (pdf) Wed Dec 01 00:00:00 EST 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Fri Nov 05 00:00:00 EDT 2010
- ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf) Tue Oct 26 00:00:00 EDT 2010
- ICI Comment Letter on SEC's IA/BD Study (pdf) Mon Aug 30 00:00:00 EDT 2010
- Institute Comment Letters on DOL Investment Advice Proposal (pdf) Tue May 04 00:00:00 EDT 2010
- ICI Files Letter With FINRA Supporting Greater Flexibility in Maintaining FINRA Registrations (pdf) Wed Feb 24 00:00:00 EST 2010
- ICI Letter on SEC Pay-to-Play Restrictions for Investment Advisers (pdf) Tue Oct 06 00:00:00 EDT 2009
- Institute Statement to Ways and Means Committee Regarding Investment Advice and Disclosure Mon Oct 05 00:00:00 EDT 2009
- Navigating Intermediary Relationships (pdf) Wed Sep 30 00:00:00 EDT 2009
- Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf) Tue Sep 08 00:00:00 EDT 2009
- ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly Wed Jun 10 00:00:00 EDT 2009
- ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions Thu Jun 04 00:00:00 EDT 2009
- ICI Comments on FINRA Proposal Regarding Personal Securities Transactions Thu Jun 04 00:00:00 EDT 2009
- ICI Comments on the Department of Labor's Investment Advice Final Rule, March 2009 Wed Mar 11 00:00:00 EDT 2009
- Financial Services Regulatory Reform: Discussion and Recommendations (pdf) Mon Mar 02 00:00:00 EST 2009
- ICI Comments on Indexed Annuities and Certain Other Insurance Contracts, September 2008 Wed Sep 10 00:00:00 EDT 2008
- ICI Comment Letter on SEC Proposed Amendments to Part 2 of Form ADV (pdf) Fri May 16 00:00:00 EDT 2008
- ICI Comments on Labor Department's Investment Advice Initiative, December 2007 Fri Dec 14 00:00:00 EST 2007
- Institute Letter to DOL on Investment Advice (pdf) Wed Dec 12 00:00:00 EST 2007
- ICI Submits Testimony on Computer Model Investment Advice Programs, August 2007 Thu Aug 02 00:00:00 EDT 2007
- ICI Supports Amendments to Financial Responsibility Rules for Broker-Dealers Mon Jun 18 00:00:00 EDT 2007
- Mutual Fund Investors Rely on Professional Advice, May 2007 Tue May 01 00:00:00 EDT 2007
- Institute Comment Letter on Proposed Investment Adviser Antifraud Rules and New Category of Accredited Investor (pdf) Fri Mar 09 00:00:00 EST 2007
- ICI Advises Against Computer Model for Providing Investment Advice to IRAs, February 2007 Fri Feb 02 00:00:00 EST 2007
- Institute Comment Letter on Investment Advice to IRAs (pdf) Tue Jan 30 00:00:00 EST 2007
