ICI - Testimony

ICI Testimony: 2011 and Later

ICI Statement for Senate Hearing on Pension Savings (pdf) Thu Jan 31 00:00:00 EST 2013
ICI Statement for Senate Subcommittee Hearing on CFTC Appropriations for FY 2013 (pdf) Tue May 01 00:00:00 EDT 2012
ICI Statement for House Subcommittee Hearing on Certain Expiring Tax Provisions (pdf) Thu Apr 26 00:00:00 EDT 2012
ICI Statement for House Ways and Means Committee on Tax Reform and Tax-Favored Retirement Accounts (pdf) Tue Apr 17 00:00:00 EDT 2012
ICI Statement on the U.S. Commodity Futures Trading Commission's Appropriations for Fiscal Year 2013 (pdf) Tue Mar 20 00:00:00 EDT 2012
ICI Statement on the U.S. Securities and Exchange Commission's Appropriations for Fiscal Year 2013 (pdf) Tue Mar 20 00:00:00 EDT 2012
ICI Response to Permanent Subcommittee on Investigations Hearing on "Compliance with Tax Limits on Mutual Fund Commodity Speculation" (pdf) Thu Jan 26 00:00:00 EST 2012
ICI Statement on International Tax Reform (pdf) Thu Sep 08 00:00:00 EDT 2011
ICI Testimony: Oversight of the Mutual Fund Industry: Ensuring Market Stability and Investor Confidence (Oral Statement) Fri Jun 24 00:00:00 EDT 2011
ICI Testimony: Oversight of the Mutual Fund Industry: Ensuring Market Stability and Investor Confidence (html) Fri Jun 24 00:00:00 EDT 2011
ICI Testimony: Oversight of the Mutual Fund Industry: Ensuring Market Stability and Investor Confidence (pdf) Fri Jun 24 00:00:00 EDT 2011
ICI Testimony for Department of Labor Hearing on Fiduciary Definition Proposal Tue Mar 01 00:00:00 EST 2011

ICI Testimony: 2006–2010

ICI Statement: Department of Labor and Department of the Treasury Joint Hearing on Lifetime Income Options Tue Sep 14 00:00:00 EDT 2010
ICI Testimony: Making Savings Last a Lifetime Wed Jun 16 00:00:00 EDT 2010
ICI Testimony: Bill Benefits Registered Investment Companies, Shareholders Tue Jun 15 00:00:00 EDT 2010
ICI Testimony: Senate Committee on Finance Regarding President's Proposed TARP Fees Tue May 04 00:00:00 EDT 2010
ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Wed Apr 21 00:00:00 EDT 2010
ICI Statement for Senate Securities, Insurance, and Investment Subcommittee Wed Oct 28 00:00:00 EDT 2009
ICI Testimony Before Massachusetts Office of Consumer Affairs and Business Regulation Tue Sep 22 00:00:00 EDT 2009
ICI Testimony for ERISA Advisory Council Working Group on Approaches for Retirement Security in the United States Thu Sep 17 00:00:00 EDT 2009
ICI's Stevens Calls for Effective Systemic Risk Council Thu Jul 23 00:00:00 EDT 2009
Supplemental Testimony on Target Retirement Date Funds Mon Jul 20 00:00:00 EDT 2009
ICI Testifies in Support of Regulatory Reform to Enhance Investor Protections Fri Jul 17 00:00:00 EDT 2009
ICI President Presents Proposal for Regulatory Reform Tue Mar 10 00:00:00 EDT 2009
Testimony of Paul Schott Stevens on "Strengthening Worker Retirement Security" Tue Feb 24 00:00:00 EST 2009
Americans Can Count on Retirement System, ICI Tells House Panel Tue Oct 21 00:00:00 EDT 2008
ICI Urges Education, Advice to Help Retirees Wed Jul 16 00:00:00 EDT 2008
ICI Urges Flexibility in IRS Automatic Enrollment Rules Mon May 19 00:00:00 EDT 2008
ICI Supports SEC Funding Request in Statement to House Subcommittee Wed Apr 30 00:00:00 EDT 2008
ICI President and CEO Testifies Before Labor Department Regarding 401(k) Service Provider Proposal Tue Apr 01 00:00:00 EDT 2008
ICI Testifies at House Committee Hearing on the Tax Treatment of Derivatives Wed Mar 05 00:00:00 EST 2008
ICI President and CEO Testifies Before House Committee Concerning the 401(k) Plan System Tue Oct 30 00:00:00 EDT 2007
ICI Submits Statement to Senate Special Committee Concerning 401(k) Disclosure, October 2007 Wed Oct 24 00:00:00 EDT 2007
American Benefits Council Chair Testifies on Behalf of ICI Concerning 401(k) Plan Fees Wed Oct 24 00:00:00 EDT 2007
ICI Submits Statement on 401(k) Plan Disclosure Bill Sun Oct 07 00:00:00 EDT 2007
ICI Testimony Endorses Broader Shareholder Access to Proxy, September 2007 Thu Sep 27 00:00:00 EDT 2007
ICI Testifies Before ERISA Advisory Council on Improving Retirement Plan Regulatory Regime, September 2007 Thu Sep 20 00:00:00 EDT 2007
ICI President's Remarks at SEC Roundtable on Broker Proxy Voting, May 2007 Thu May 24 00:00:00 EDT 2007
ICI Welcomes NASD/NYSE Regulation Consolidation, May 2007 Thu May 17 00:00:00 EDT 2007
ICI Supports SEC Funding Request in Statement to House Subcommittee, April 2007 Fri Apr 13 00:00:00 EDT 2007
ICI Urges Labor Department to Take Action on Cross Trades, October 2006 Tue Oct 03 00:00:00 EDT 2006
ICI General Counsel Calls for Improved 401(k) Plan Disclosure at ERISA Hearing Thu Sep 21 00:00:00 EDT 2006
Industry Leader Testifies on Cross-Trade Transactions at ERISA Hearing, September 2006 Wed Sep 20 00:00:00 EDT 2006
ICI President Speaks at SEC Interactive Data Roundtable, June 2006 Mon Jun 12 00:00:00 EDT 2006
ICI Supports SEC Funding Request in Statement to House Subcommittee, April 2006 Thu Apr 27 00:00:00 EDT 2006
ICI President Stevens Testifies on Credit Rating Agency Legislation, March 2006 Mon Mar 06 00:00:00 EST 2006

ICI Testimony: 2001–2005

ICI President Stevens Testifies on Credit Rating Agency Legislation, November 2005 Tue Nov 29 00:00:00 EST 2005
ICI President Testifies Before House Committee on Regulatory Reform, May 2005 Tue May 10 00:00:00 EDT 2005
ICI Supports the Administration's FY 2006 Appropriations Request for the SEC, April 2005 Wed Apr 13 00:00:00 EDT 2005
ICI Addresses Bush Administration's Tax, Savings, and Retirement Proposals for FY 2006, February 2005 Mon Feb 21 00:00:00 EST 2005
ICI General Counsel Testifies on 401(k) Plan Disclosure at ERISA Hearing, September 2004 Tue Sep 21 00:00:00 EDT 2004
Industry Leader Testifies on Proposed Regulation NMS at Senate Hearing, July 2004 Thu Jul 22 00:00:00 EDT 2004
Industry Leader Testifies on Proposed Regulation NMS at SEC Public Hearing, April 2004 Wed Apr 21 00:00:00 EDT 2004
ICI Chairman Testifies on Industry's Ongoing Efforts to Protect Shareholders' Interests, March 2004 Wed Mar 31 00:00:00 EST 2004
Industry Leader Discusses Impact of Regulatory Reforms on Small Funds in Senate Testimony, March 2004 Wed Mar 31 00:00:00 EST 2004
ICI Supports Proposed SEC Appropriations for Fiscal Year 2005, March 2004 Wed Mar 31 00:00:00 EST 2004
Industry Leader Testifies on Fund Governance, Disclosure, and Fees Thu Feb 26 00:00:00 EST 2004
Industry Leader Testifies at Senate Hearing on Mutual Funds, February 2004 Wed Feb 25 00:00:00 EST 2004
Institute Testifies on Mutual Fund Fees, January 2004 Tue Jan 27 00:00:00 EST 2004
Institute Issues Statement on Tax Technical Corrections Act, January 2004 Fri Jan 23 00:00:00 EST 2004
Institute President Testifies on Investigations and Regulatory Action Regarding Mutual Funds, November 2003 Tue Nov 18 00:00:00 EST 2003
Institute Chairman Testifies on Industry Efforts to Combat Abusive Trading Practices, November 2003 Tue Nov 04 00:00:00 EST 2003
Institute President Testifies on Trading Practices and Abuses That Harm Investors, November 2003 Tue Oct 28 00:00:00 EST 2003
Institute Testifies on SEC Appropriations for Fiscal Year 2004, April 2003 Tue Apr 08 00:00:00 EDT 2003
Institute Testifies in Support of Free Trade Agreements with Chile, Singapore, April 2003 Tue Apr 01 00:00:00 EST 2003
Institute Submits Testimony Concerning President's Economic Growth Proposal, March 2003 Tue Mar 18 00:00:00 EST 2003
Institute Submits Testimony to House on Retirement Security, March 2003 Mon Mar 03 00:00:00 EST 2003
Institute Delivers Statement to SEC on Credit Rating Agency Issues, November 2002 Thu Nov 21 00:00:00 EST 2002
SEC Appropriations for Fiscal Year 2003, April 2002 Wed Apr 17 00:00:00 EDT 2002
Competitive Market Supervision Act of 2001, February 2001 Wed Feb 14 00:00:00 EST 2001

ICI Testimony: 2000 and Earlier

ICI Statement on Commodity Futures Modernization Act, July 2000 Wed Jul 19 00:00:00 EDT 2000
Active Cross-Trades Issues, February 2000 Thu Feb 10 00:00:00 EST 2000
ICI Submits Statement on H.R. 1089, October 1999 Fri Oct 29 00:00:00 EDT 1999
Revenue Raising Provisions in Fiscal Year 1998 Budget Proposal, March 1997 Thu Mar 27 00:00:00 EST 1997
Institute Testifies on Simpson-Kerrey Personal Investment Plan Act, August 1995 Wed Aug 02 00:00:00 EDT 1995

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