Home Policy Priorities Fund Governance Directors & Fund Governance
- IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf) Oct 5, 2012
- ICI Submits Comment Letter on SEC's Concept Release on Funds' Use of Derivatives (pdf) Nov 7, 2011
- Overview of Fund Governance Practices, 1994-2010 (pdf) Oct 19, 2011
- Fund Boards Follow Strong Governance Practices to Best Serve Shareholders Oct 19, 2011
- IDC and ICI Paper Examines Board Oversight of Risk Management Oct 4, 2011
- ICI and IDC Applaud U.S. Court of Appeals Decision to Vacate SEC Proxy Access Rule Jul 22, 2011
- ICI and IDC Comment Letters on CFTC Proposal to Narrow Rule 4.5 Exclusion for Funds Apr 12, 2011
- ICI Files Comment Letter with FINRA on FINRA's Disclosure Document Proposal (pdf) Dec 24, 2010
- ICI, IDC File Brief in Case Challenging SEC Proxy Access Rules Dec 10, 2010
- ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf) Nov 5, 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Nov 5, 2010
- ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Apr 21, 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Apr 7, 2010
- Navigating Intermediary Relationships (pdf) Sep 30, 2009
- Overview of Fund Governance Practices, 1994-2008 (pdf) Sep 30, 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf) Sep 15, 2009
- IDC Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Files Supreme Court Brief in Jones v. Harris (pdf) Sep 3, 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Apr 1, 2009
- Oversight of Fund Proxy Voting (pdf) Jul 10, 2008
- ICI Releases Broad Study of Fund Proxy Votes Jul 10, 2008
- Fund Boards Increase Commitment to Shareholders Nov 8, 2007
- Overview of Fund Governance Practices, 1994–2006 (pdf) Nov 7, 2007
- SEC Adopts Rules Requiring Online Proxy Materials Aug 2, 2007
- ICI Comment Letter on Rule 12b-1 (pdf) Jul 19, 2007
- ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Internet (pdf) Mar 30, 2007
- Comment Letter on Economic Papers Relating to Fund Governance (pdf) Mar 2, 2007
- Costs of Eliminating Discretionary Broker Voting on Uncontested Elections of Investment Company Directors (pdf) Dec 21, 2006
- ICI Members Comment on Impact of Fund Governance Rules on Small Funds (pdf) Aug 21, 2006
- Comment Letter: ICI's Additional Comments on Fund Governance Rules (pdf) Aug 21, 2006
- ICI Comments on Executive, Director Compensation Proposal (pdf) Apr 10, 2006
- Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf) Feb 23, 2006
- SEC Proposes Amendments to Disclosure of Executive and Director Compensation, February 2006 Feb 14, 2006
- ICI Comment Letter on SEC Proposal Regarding Internet Availability of Proxy Materials (pdf) Feb 13, 2006
- SEC Approves Bond Fund Volatility Rating Proposal, January 2006 Jan 18, 2006
- SEC Readopts Fund Governance Rules, July 2005 Jul 8, 2005
- ICI Comments on SEC Review of Fund Governance Requirements (pdf) Jun 27, 2005
- ICI Issues Statement on SEC Review of Independent Chair Rule Jun 23, 2005
- ICI Issues Statement on U.S. Court of Appeals Action on Independent Chair Rule Jun 21, 2005
- ICI Comments on IOSCO Fund Governance Report (pdf) May 11, 2005
- European Commission Adopts Recommendations Regarding Independence, Compensation of Directors, October 2004 Oct 26, 2004
- SEC Chairman Addresses Directors Conference Oct 21, 2004
- SEC Bans Directed Brokerage Practices, September 2004 Sep 8, 2004
- ICI Comments on Directors' Independence (pdf) Aug 25, 2004
- New Rules Governing Fund Directors Adopted by SEC, July 2004 Jul 28, 2004
- ICI Supports SEC's Proposed Disclosures About the Work of Mutual Fund Directors Apr 26, 2004
- ICI Supports Efforts to Reinforce Fund Director Independence, March 2004 Mar 10, 2004
- ICI Comments on SEC's Fund Governance Proposal (pdf) Mar 10, 2004
- Industry Leader Testifies on Fund Governance, Disclosure, and Fees Feb 26, 2004
- ICI Comments on New Chief Compliance Officer Rule (pdf) Feb 5, 2004
- Frequently Asked Questions About "Best Execution" Jan 22, 2004
- Institute Recommends Changes to NYSE Corporate Governance Proposal (pdf) Dec 2, 2003
- ICI Board Recommends Two New Governance Standards; Urges Universal Adoption of 17 Best Practices for Mutual Fund Directors, October 2003 Oct 7, 2003
- Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf) Sep 15, 2003
- Comment Letter on EU Approach to Improving Shareholder Rights in Europe (pdf) Aug 7, 2003
- House Committee Passes Amended Version of Fund Industry Legislation, July 2003 Jul 25, 2003
- SEC Responds to Congressional Request For Information on Fund Industry Issues, June 2003 Jun 11, 2003
- Comment Letter on NYSE Proposal to Improve Corporate Governance, May 2003 May 9, 2003
- Comment Letter on NASD Proposal to Enhance Independent Directors' Role, April 2003 Apr 22, 2003
- Comment Letter on Measures to Improve Compliance with Securities Laws (pdf) Apr 17, 2003
- Comment Letter on SEC Burden Estimates Concerning Proxy Voting Filing (pdf) Mar 13, 2003
- ICI Endorses Proxy Voting Standards, Proposes Independent Director Oversight, December 2002 Dec 6, 2002
- Understanding the Role of Mutual Fund Directors Nov 30, 2002
- SEC Proposal Relates to Proxy Voting by Mutual Funds, Investment Advisers, September 2002 Sep 24, 2002
- Proposed Corporate Governance Standards Require Approval of Stock Option Plans, August 2002 Aug 23, 2002
- Amended Rule Requires Boards to Examine the Effect of Merger on Funds' Interests, July 2002 Jul 25, 2002
- International Comment Sought on Collective Investment Funds' Voting Rights, July 2002 Jul 18, 2002
- NYSE Committee's Report Endorses Shareholder Approval of Stock Plans, June 2002 Jun 21, 2002
- SEC Letter Addresses Institute's Independent Legal Counsel Questions, February 2002 Feb 14, 2002
- SEC Proposes Amendments to Fund Merger Rules, November 2001 Nov 13, 2001
- ICI Issues Statement on SEC Fund Governance Rules, January 2001 Jan 3, 2001
- NASD Proposes Rule Change Relating to Proxies, December 1999 Dec 29, 1999
- SEC Speeches Focus on Fund Governance and Disclosure, December 1999 Dec 15, 1999
- ICI Outlines Recent Developments in Fund Governance, November 1999 Nov 30, 1999
- SEC Proposes Rule Changes Relating to Investment Company Directors, October 1999 Oct 20, 1999
- Resolution of the Board of Governors of the Investment Company Institute, October 2003 Oct 6, 1999
- ICI Board Adopts Resolution Urging Fund Industry to Strengthen Governance Jul 7, 1999
- A Summary of the Report of the Advisory Group on Best Practices for Fund Directors Jun 30, 1999
- Advisory Group Recommends Best Practices to Strengthen Mutual Fund Governance, June 1999 Jun 24, 1999
- Report of the Advisory Group on Best Practices for Fund Directors (pdf) Jun 24, 1999
