ICI - Corporate Governance

ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf) Fri Mar 15 00:00:00 EDT 2013
ICI Comment Letters in Response to Proposed Rule Changes by the NYSE and Nasdaq to Modify Listing Rules for Compensation Committees (pdf) Thu Nov 01 00:00:00 EDT 2012
ICI and IDC Applaud U.S. Court of Appeals Decision to Vacate SEC Proxy Access Rule Fri Jul 22 00:00:00 EDT 2011
ICI Letter on SECProposal Regarding Listing Standards for Compensation Committees (pdf) Thu Apr 28 00:00:00 EDT 2011
ICI, IDC File Brief in Case Challenging SEC Proxy Access Rules Fri Dec 10 00:00:00 EST 2010
Funds Address Changing Mix of Proxy Proposals During Crisis Thu Nov 11 00:00:00 EST 2010
ICI Testimony: House Subcommittee on Capital Markets, Insurance, and Government Wed Apr 21 00:00:00 EDT 2010
ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Wed Apr 07 00:00:00 EDT 2010
IDC Letter On SEC Proposal To Facilitate Shareholder Director Nominations (pdf) Thu Jan 14 00:00:00 EST 2010
ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf) Thu Oct 08 00:00:00 EDT 2009
IDC Comment Letter on Governance Disclosure Proposal (pdf) Tue Sep 15 00:00:00 EDT 2009
IDC Files Supreme Court Brief in Jones v. Harris (pdf) Thu Sep 03 00:00:00 EDT 2009
ICI Files Supreme Court Brief in Jones v. Harris (pdf) Thu Sep 03 00:00:00 EDT 2009
Broker-Dealers Should Disclose Compensation, Says ICI Mon Aug 03 00:00:00 EDT 2009
Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf) Mon Aug 03 00:00:00 EDT 2009
ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Wed Apr 01 00:00:00 EDT 2009
ICI Releases Broad Study of Fund Proxy Votes Thu Jul 10 00:00:00 EDT 2008
ICI Supports SEC Shareholder Proxy Access Effort Tue Oct 02 00:00:00 EDT 2007
ICI Endorses Broader Shareholder Access to Proxy, September 2007 Thu Sep 27 00:00:00 EDT 2007
ICI Testimony Endorses Broader Shareholder Access to Proxy, September 2007 Thu Sep 27 00:00:00 EDT 2007
SEC Adopts Rules Requiring Online Proxy Materials Thu Aug 02 00:00:00 EDT 2007
ICI President's Remarks at SEC Roundtable on Broker Proxy Voting, May 2007 Thu May 24 00:00:00 EDT 2007
ICI Comment Letter on SEC Proposal to Require Issuers to Make Proxy Materials Available on the Internet (pdf) Fri Mar 30 00:00:00 EDT 2007
ICI Comments on NASD and NYSE Proposals Relating to Research Analyst Conflicts of Interest, March 2007 Wed Mar 07 00:00:00 EST 2007
Institute Reiterates Concerns About NYSE Proxy Voting Proposal, February 2007 Thu Feb 22 00:00:00 EST 2007
ICI Reiterates Concerns with NASD Deferred Variable Annuity Proposal, July 2006 Wed Jul 19 00:00:00 EDT 2006
Institute Letter on NASD Proposal Relating to Business Entertainment Expenses (pdf) Thu Feb 23 00:00:00 EST 2006
ICI Comment Letter on SEC Proposal Regarding Internet Availability of Proxy Materials (pdf) Mon Feb 13 00:00:00 EST 2006
SEC Approves Bond Fund Volatility Rating Proposal, January 2006 Wed Jan 18 00:00:00 EST 2006
ICI Provides Guidance for Fund Compliance Officers in Meeting SEC's Review and Reporting Requirements, December 2005 Thu Dec 15 00:00:00 EST 2005
SEC Readopts Fund Governance Rules, July 2005 Fri Jul 08 00:00:00 EDT 2005
ICI Comments on SEC Review of Fund Governance Requirements (pdf) Mon Jun 27 00:00:00 EDT 2005
ICI Issues Statement on SEC Review of Independent Chair Rule Thu Jun 23 00:00:00 EDT 2005
ICI Issues Statement on U.S. Court of Appeals Action on Independent Chair Rule Tue Jun 21 00:00:00 EDT 2005
ICI Comments on IOSCO Fund Governance Report (pdf) Wed May 11 00:00:00 EDT 2005
Proposal Would Clarify NYSE Corporate Governance Requirements, September 2004 Wed Sep 15 00:00:00 EDT 2004
Commerce Lawsuit Challenges New Governance Requirements, September 2004 Fri Sep 03 00:00:00 EDT 2004
IDC Leaders Support SEC Fund Governance Rules, June 2004 Wed Jun 23 00:00:00 EDT 2004
ICI Comments on Evolution of Indian Regulations Governing Institutional Investors, March 2004 Fri Mar 12 00:00:00 EST 2004
ICI Supports Efforts to Reinforce Fund Director Independence, March 2004 Wed Mar 10 00:00:00 EST 2004
Frequently Asked Questions About "Best Execution" Thu Jan 22 00:00:00 EST 2004
ICI Comments on Director Nominee Rule Proposal, December 2003 Tue Dec 30 00:00:00 EST 2003
ICI Comment Letter on Director Nominee Rule Proposal (pdf) Mon Dec 22 00:00:00 EST 2003
Comment Letter on New NYSE, Nasdaq Corporate Governance Standards (pdf) Wed Dec 03 00:00:00 EST 2003
ICI Supports New NYSE, Nasdaq Corporate Governance Standards, December 2003 Wed Dec 03 00:00:00 EST 2003
Institute Recommends Changes to NYSE Corporate Governance Proposal (pdf) Tue Dec 02 00:00:00 EST 2003
SEC Adopts Disclosure Requirements Regarding Director Nomination, Communication Processes Wed Nov 26 00:00:00 EST 2003
ICI Letter Supporting Amex Director Independence Proposal (pdf) Fri Nov 21 00:00:00 EST 2003
ICI Supports Amex Proposal to Enhance the Independence of Listed Companies' Boards of Directors, November 2003 Fri Nov 21 00:00:00 EST 2003
ICI Supports New Amex Rule Requiring Shareholder Approval of Equity Compensation Plans, November 2003 Wed Nov 05 00:00:00 EST 2003
Letter on New Amex Rule Requiring Shareholder Approval of Equity Compensation Plans (pdf) Wed Nov 05 00:00:00 EST 2003
ICI Board Recommends Two New Governance Standards; Urges Universal Adoption of 17 Best Practices for Mutual Fund Directors, October 2003 Tue Oct 07 00:00:00 EDT 2003
ICI Comments on Proposed Disclosure Regarding Director Nomination, Communication Processes Tue Sep 16 00:00:00 EDT 2003
Comment Letter on Proposed Disclosure Regarding Director Nomination, Communication Processes (pdf) Mon Sep 15 00:00:00 EDT 2003
Comment Letter on EU Approach to Improving Shareholder Rights in Europe (pdf) Thu Aug 07 00:00:00 EDT 2003
Comment Letter on Nasdaq Proposed Code of Conduct, July 2003 Wed Jul 30 00:00:00 EDT 2003
Institute Comments on the Regulation of Nasdaq-Listed Securities, June 2003 Fri Jun 20 00:00:00 EDT 2003
Comment Letter on NYSE Proposal to Improve Corporate Governance, May 2003 Fri May 09 00:00:00 EDT 2003
ICI Addresses NASD Measures to Enhance Independent Directors' Role Tue Apr 22 00:00:00 EDT 2003
ICI Supports Final Audit Committee Independence Rule, April 2003 Fri Apr 11 00:00:00 EDT 2003
Institute Comments on SEC Burden Estimates Concerning Proxy Voting Filing, March 2003 Fri Mar 14 00:00:00 EST 2003
Comment Letter on SEC Burden Estimates Concerning Proxy Voting Filing (pdf) Thu Mar 13 00:00:00 EST 2003
Fund Industry Leaders Testify at Hearing on Fund Industry Practices, March 2003 Wed Mar 12 00:00:00 EST 2003
Comment Letter on Changes to Procedures for Accounting for Stock Options, February 2003 Mon Feb 03 00:00:00 EST 2003
ICI Endorses Proxy Voting Standards, Proposes Independent Director Oversight, December 2002 Fri Dec 06 00:00:00 EST 2002
Institute Supports Corporate Governance Reform Sat Nov 30 00:00:00 EST 2002
ICI Strongly Supports NYSE, Nasdaq Stock Option Approval Proposals, November 2002 Fri Nov 01 00:00:00 EST 2002
NYSE, Nasdaq Proposals Would Require Shareholder Approval of Stock Option Plans, October 2002 Fri Oct 18 00:00:00 EDT 2002
SEC Proposal Relates to Proxy Voting by Mutual Funds, Investment Advisers, September 2002 Tue Sep 24 00:00:00 EDT 2002
Proposed Corporate Governance Standards Require Approval of Stock Option Plans, August 2002 Fri Aug 23 00:00:00 EDT 2002
ICI Supports SEC Fund Advertising Proposal, August 2002 Thu Aug 01 00:00:00 EDT 2002
Institute Testimony Includes Approaches for Dealing with Orphan Plans, July 2002 Mon Jul 22 00:00:00 EDT 2002
ICI Comments on NYSE Corporate Governance and Disclosure Report, July 2002 Fri Jul 19 00:00:00 EDT 2002
French Voting Reform Facilitates Proxy Voting For Nonresident Investors, July 2002 Thu Jul 18 00:00:00 EDT 2002
International Comment Sought on Collective Investment Funds' Voting Rights, July 2002 Thu Jul 18 00:00:00 EDT 2002
NYSE Committee's Report Endorses Shareholder Approval of Stock Plans, June 2002 Fri Jun 21 00:00:00 EDT 2002
Institute Recommends Improvements to Industry Regulation, May 2002 Wed May 01 00:00:00 EDT 2002
SEC Amendments Will Enhance Disclosure of Equity Compensation Plans, February 2002 Fri Feb 08 00:00:00 EST 2002
Institute Comments on Proposed Amendments to Fund Merger Rules, January 2002 Fri Jan 18 00:00:00 EST 2002
Institute Comments on Proposed Amendments to MSRB Qualification Requirements, January 2002 Tue Jan 15 00:00:00 EST 2002
Institute Comments on NASDR Securities Recommendations Proposal, August 2001 Wed Aug 15 00:00:00 EDT 2001
ICI Responds to Letter Opposing Portfolio Investment Programs' Petition, July 2001 Thu Jul 26 00:00:00 EDT 2001
Institute Comments on EU Proposed Capital Adequacy Standards, May 2001 Wed May 30 00:00:00 EDT 2001
Institute Comments on SEC Proposal Concerning SROs, April 2001 Fri Apr 06 00:00:00 EDT 2001
Institute Comments on SEC Securities Underwritings Proposal, February 2001 Fri Feb 23 00:00:00 EST 2001
SEC Adopts Final Rules on Fund Governance, January 2001 Tue Jan 09 00:00:00 EST 2001
ICI Issues Statement on SEC Fund Governance Rules, January 2001 Wed Jan 03 00:00:00 EST 2001
Institute Files Comment Letter on NASD Proposal Concerning Corporate Bond Facility, December 2000 Fri Dec 22 00:00:00 EST 2000
SEC Proposes Rule Concerning Participation in Securities Underwritings, December 2000 Tue Dec 12 00:00:00 EST 2000
Institute Comments on Web-Based Investment Programs, September 2000 Mon Sep 18 00:00:00 EDT 2000
Institute Comments on CFTC Proposal Regarding Money Market Funds, August 2000 Wed Aug 09 00:00:00 EDT 2000
Institute Testifies in Support of SEC FY 2001 Budget, April 2000 Sat Apr 01 00:00:00 EST 2000
Institute Comments on NASD Proposal for Bond Fund Volatility Ratings, March 2000 Fri Mar 24 00:00:00 EST 2000
Institute Comments on Department of Labor Small Pension Plan Security Amendments, February 2000 Tue Feb 08 00:00:00 EST 2000
ICI Files Comment Letter on SEC Fund Governance Proposals, January 2000 Mon Jan 31 00:00:00 EST 2000
Institute Files Comment Letter on SEC's Proposed Householding Rules for Proxies, January 2000 Tue Jan 18 00:00:00 EST 2000
NASD Proposes Rule Change Relating to Proxies, December 1999 Wed Dec 29 00:00:00 EST 1999
SEC Speeches Focus on Fund Governance and Disclosure, December 1999 Wed Dec 15 00:00:00 EST 1999
ICI Outlines Recent Developments in Fund Governance, November 1999 Tue Nov 30 00:00:00 EST 1999
SEC Proposes Rule Changes Relating to Investment Company Directors, October 1999 Wed Oct 20 00:00:00 EDT 1999
Resolution of the Board of Governors of the Investment Company Institute, October 2003 Wed Oct 06 00:00:00 EDT 1999
Institute Files Comment Letter on SEC Securities Offerings Proposal, June 1999 Tue Jun 29 00:00:00 EDT 1999
Institute Testifies in Support of SEC FY 2000 Budget, March 1999 Wed Mar 31 00:00:00 EST 1999
Institute Testifies on Financial Services Modernization, February 1999 Wed Feb 10 00:00:00 EST 1999
ICI Files Comment Letter on NYSE's Proposed Amendments to Its Shareholder Approval Policy, December 1998 Thu Dec 10 00:00:00 EST 1998
Institute Files Comment Letter on NYSE Shareholder Approval Policy Regarding Stock Option Plans, August 1998 Fri Aug 14 00:00:00 EDT 1998
Institute Files Comment Letter on Proposed Research Report Exemption, July 1998 Sun Jul 26 00:00:00 EDT 1998
Institute Testifies Before Senate Banking Committee on Financial Modernization Legislation, June 1998 Mon Jun 22 00:00:00 EDT 1998
Institute Comments on Proposed Changes to NASD Rules Regarding Customer Correspondence Standards, May 1998 Fri May 29 00:00:00 EDT 1998
Institute Files Comment Letter on NASDR Proposed Rule Amendments Regarding Review of Customer Correspondence, May 1998 Tue May 12 00:00:00 EDT 1998
Institute Comments on Proposed Amendments to Shareholder Proposal Rules, December 1997 Tue Dec 30 00:00:00 EST 1997
Institute Files Letter Re NASDR Request for Comment on Related Performance Information, September 1997 Mon Sep 29 00:00:00 EDT 1997
ICI Files Comment Letter on Revised NASD Noncash Compensation Proposal, September 1997 Fri Sep 26 00:00:00 EDT 1997
Institute Comments on NASAA Advertising Proposal, May 1997 Fri May 30 00:00:00 EDT 1997
Institute Testifies on Chairman Leach's Financial Services Reform Proposal, May 1997 Thu May 15 00:00:00 EDT 1997
Institute Testifies on Financial Services Reform Measure, February 1997 Thu Feb 27 00:00:00 EST 1997
Institute Comments on NASDR Release on Bond Fund Risk Ratings, February 1997 Tue Feb 25 00:00:00 EST 1997
Institute Files Comments on Proposed Private Investment Company Rules, February 1997 Tue Feb 11 00:00:00 EST 1997
Institute Comment Letter on FDIC Recordkeeping and Confirmation Requirements for Securities Transactions, January 1997 Mon Jan 27 00:00:00 EST 1997
ICI Submits Comment on SEC Regulation of Retirement Plan Investments, May 1996 Mon May 06 00:00:00 EDT 1996
Congressional Hearing on Mutual Fund Industry, July 1993 Fri Jul 23 00:00:00 EDT 1993

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