ICI - 2012

2012

ICI Comment Letter on MSRB Proposed Rule G-45 and Form G-45 to Collect Data on 529 Plans (pdf) Thu Dec 20 00:00:00 EST 2012
ICI Comments to IRS on Simple IRA Plan Information Collection Request (pdf) Mon Dec 17 00:00:00 EST 2012
ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf) Fri Dec 07 00:00:00 EST 2012
ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Thu Nov 29 00:00:00 EST 2012
ICI Submits Letter to National Futures Association on Bylaw 1101 Compliance (pdf) Mon Nov 26 00:00:00 EST 2012
ICI Comment Letter on FINRA Notice Regarding TRACE Reporting (pdf) Mon Nov 12 00:00:00 EST 2012
ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV (pdf) Thu Nov 08 00:00:00 EST 2012
Joint Letter Regarding Global and Extraterritorial Financial Transaction Tax Proposals (pdf) Tue Nov 06 00:00:00 EST 2012
ICI Files Letter with MSRB Regarding Retail Order Periods (pdf) Fri Nov 02 00:00:00 EDT 2012
ICI Comment Letters in Response to Proposed Rule Changes by the NYSE and Nasdaq to Modify Listing Rules for Compensation Committees (pdf) Thu Nov 01 00:00:00 EDT 2012
ICI Comment Letter on FATCA Guidance and the IGAs (pdf) Tue Oct 23 00:00:00 EDT 2012
ICI Files Letter Regarding Banking Organizations' Regulatory Capital Proposals (pdf) Mon Oct 22 00:00:00 EDT 2012
Coalition Letter to Korea Regarding Effective Denial of Treaty Benefits (pdf) Mon Oct 22 00:00:00 EDT 2012
ICI Comment Letter On FASB Liquidation Basis Accounting Proposal (pdf) Fri Oct 19 00:00:00 EDT 2012
ICI Global Comment Letter on UCITS VI (pdf) Thu Oct 18 00:00:00 EDT 2012
ICI and ICI Global Letter on IOSCO Market Surveillance Consultation Thu Oct 11 00:00:00 EDT 2012
IDC Comment Letter on SEC's Proposal To Permit General Solicitation and General Advertising By Privately Offered Funds (pdf) Fri Oct 05 00:00:00 EDT 2012
ICI Comments on Proposed Rules to Implement the JOBS Act (pdf) Fri Oct 05 00:00:00 EDT 2012
ICI Files Letter Regarding MSRB's Proposal to Enhance Transaction Data on the Real-Time Transaction Reporting System (pdf) Fri Sep 28 00:00:00 EDT 2012
ICI Participates in Joint Buy-Side Trade Association Letters on FX Swaps and FX Forwards (pdf) Fri Sep 28 00:00:00 EDT 2012
ICI and ICI Global Comment Letter in Response to Proposed Margin Requirements for Uncleared Derivatives by Basel Committee on Banking Supervision and IOSCO (pdf) Thu Sep 27 00:00:00 EDT 2012
ICI and ICI Global Comment Letter on ESMA's AIFMD Remuneration Guidelines (pdf) Thu Sep 27 00:00:00 EDT 2012
ICI Submission Requesting Confirmation that U.S. Mutual Funds are Not Subject to New French Trust Reporting Rules (pdf) Wed Sep 26 00:00:00 EDT 2012
ICI Comment Letter On FASB Liquidity Risk Disclosure Proposal (pdf) Tue Sep 25 00:00:00 EDT 2012
ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper (pdf) Mon Sep 24 00:00:00 EDT 2012
ICI Files Comment Letter with MSRB on Proposal to Collect 529 Plan Data from Primary Distributors on Form G-45 (pdf) Fri Sep 14 00:00:00 EDT 2012
ICI and ICI Global Comment Letter on Wheatley Review of LIBOR (pdf) Fri Sep 07 00:00:00 EDT 2012
ICI and Banks File Joint Supplemental Comment Letter on Credit Risk Retention Proposal's Application to Tender Option Bond Programs (pdf) Fri Aug 31 00:00:00 EDT 2012
ICI and the Retirement Plan Community's Letter to the SEC Regarding Proposed Money Market Fund Reforms (pdf) Tue Aug 21 00:00:00 EDT 2012
ICI's Comment Letter on SEC Regulatory Initiatives Under Title II of the JOBS Act (pdf) Fri Aug 17 00:00:00 EDT 2012
ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs (pdf) Thu Aug 16 00:00:00 EDT 2012
ICI Comment Letter on SEC's Statement on Sequencing of Compliance Dates for Final Rules for Security-Based Swaps (pdf) Mon Aug 13 00:00:00 EDT 2012
ICI and ICI Global Submit Comments to European Securities and Markets Authority on the Regulation of OTC Derivatives (pdf) Mon Aug 06 00:00:00 EDT 2012
ICI Files Comment Letter on MSRB Concept to Require Disclosure of Financial Incentives and Conflicts of Interest (pdf) Mon Jul 30 00:00:00 EDT 2012
ICI/ICI Global Letter Regarding India's Draft GAAR Guidelines (pdf) Mon Jul 30 00:00:00 EDT 2012
ICI Comment Letter on CFTC's Proposed Rules Prohibiting Aggregation of Orders to Satisfy Minimum Block Sizes or Cap Size Requirements (pdf) Thu Jul 26 00:00:00 EDT 2012
ICI's Letter to Treasury Secretary Geithner on the 2012 Annual Report of the Financial Stability Oversight Council (pdf) Wed Jul 25 00:00:00 EDT 2012
ICI Comment Letter on IOSCO Liquidity Risk Management for CIS Consultation (pdf) Fri Jul 20 00:00:00 EDT 2012
ICI Letter to SEC on FINRA Fees for Review of Advertising Material (pdf) Thu Jul 19 00:00:00 EDT 2012
ICI Submits Comment Letter to DOL on the SEC TDF Study (pdf) Mon Jul 09 00:00:00 EDT 2012
ICI Comment Letter on MSRB's Proposal to Eliminate Large Trade Size Masking on Price Transparency Reports Fri Jun 29 00:00:00 EDT 2012
Follow-Up Letter to IRS on Request for Check-The-Box Guidance (pdf) Tue Jun 26 00:00:00 EDT 2012
ICI Letter on NYSE Arca Proposal to Establish a Market Maker Incentive Program (pdf) Mon Jun 11 00:00:00 EDT 2012
Institute Letter on European Commisson's Green Paper on Shadow Banking (pdf) Fri Jun 08 00:00:00 EDT 2012
ICI Files Letter with OCC Regarding Proposal to Revise Requirements for Short-Term Investment Funds (pdf) Fri Jun 08 00:00:00 EDT 2012
ICI Letter to Sweden Requesting Clarifications that U.S. Mutual Funds Qualify as Exempt Fund Undertakings (pdf) Fri Jun 01 00:00:00 EDT 2012
ICI Submits Letter on FSB Report on Securities Lending and Repos (pdf) Tue May 29 00:00:00 EDT 2012
ICI Comment Letter: IOSCO Money Market Fund Systemic Risk Analysis and Reform Options (pdf) Fri May 25 00:00:00 EDT 2012
ICI Submits Advance Comments on JOBS Act Rulemaking (pdf) Tue May 22 00:00:00 EDT 2012
ICI Submits Comment Letter on the SEC TDF Study (pdf) Mon May 21 00:00:00 EDT 2012
Institute Letter on IOSCO Consultation on Fund Valuation Principles (pdf) Fri May 18 00:00:00 EDT 2012
ICI Letter on CFTC's Minimum Block Trade Reproposal (pdf) Mon May 14 00:00:00 EDT 2012
ICI Comment Letter on FinCEN's Advance Notice of Proposed Rulemaking on Possible Customer Due Diligence Obligation for Financial Institutions (pdf) Fri May 04 00:00:00 EDT 2012
ICI Letter on NASDAQ Proposal to Establish the Market Quality Program (pdf) Thu May 03 00:00:00 EDT 2012
ICI Comment Letter on Proposed RMD Exception for Longevity Annuity Contracts (pdf) Thu May 03 00:00:00 EDT 2012
ICI Files Comment Letter with SEC on Proposed "Red Flag" Identity Theft Rules (pdf) Tue May 01 00:00:00 EDT 2012
ICI Recommendations for 2012-2013 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf) Tue May 01 00:00:00 EDT 2012
ICI Global Comment Letter on FATCA Proposed Regulations (pdf) Mon Apr 30 00:00:00 EDT 2012
ICI Letter on Proposed Enhanced Prudential Standards for "SIFIs" and Large Bank Holding Companies (pdf) Mon Apr 30 00:00:00 EDT 2012
ICI Submission on Proposed FATCA Regulations (pdf) Mon Apr 30 00:00:00 EDT 2012
Joint Statement from the U.S., UK, France, Germany, Italy, and Spain re: FATCA Implementation (pdf) Sat Apr 28 00:00:00 EDT 2012
ICI Letter to IRS regarding Web Posting of Form 8937 (pdf) Tue Apr 24 00:00:00 EDT 2012
ICI Files Comment Letter and Cost-Benefit Analysis on CFTC Rule 4.5 Harmonization Proposal (pdf) Tue Apr 24 00:00:00 EDT 2012
Comment Letter from Joint Trades on Proposed Tax Amendments in the Indian Finance Bill 2012 (pdf) Tue Apr 17 00:00:00 EDT 2012
ICI Letter to Korea Regarding Form that U.S. Funds Should Use to Claim Treaty Relief (pdf) Fri Apr 13 00:00:00 EDT 2012
ICI Files Comment Letter with MSRB Regarding Retail Order Periods (pdf) Fri Apr 13 00:00:00 EDT 2012
ICI/ICI Global Letter Opposing Tax Provisions in India Finance Bill (pdf) Tue Apr 03 00:00:00 EDT 2012
ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf) Mon Apr 02 00:00:00 EDT 2012
ICI Comment Letter on ESMA's Proposed Guidelines for UCITS ETFs and Other UCITS Issues Mon Apr 02 00:00:00 EDT 2012
ICI Letter to California Opposing Tax on Services (pdf) Thu Mar 29 00:00:00 EDT 2012
Comment Letter from Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf) Wed Mar 28 00:00:00 EDT 2012
Survey Results: Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf) Tue Mar 27 00:00:00 EDT 2012
ICI Global Comment on ESMA Discussion Paper on Key Concepts Under AIFMD and Types of AIFM (pdf) Fri Mar 23 00:00:00 EDT 2012
ICI Comment Letter in Response to SEC Comment Request for Study Regarding Financial Literacy Among Investors (pdf) Fri Mar 23 00:00:00 EDT 2012
Letter to Indian Regulators Regarding Know Your Customer Requirements (pdf) Fri Mar 09 00:00:00 EST 2012
Developments Relating to Recent Regulatory Proposals Applicable to "SIFIS" and Large Bank Holding Companies Mon Mar 05 00:00:00 EST 2012
Institute Submits Another Response to DOL Request on IRA Data Fri Feb 24 00:00:00 EST 2012
ICI, EFAMA, IMMFA Send Joint Letter to IOSCO Regarding Money Market Fund Reform Thu Feb 16 00:00:00 EST 2012
ICI Global Comment Letter on Volcker Rule (pdf) Tue Feb 14 00:00:00 EST 2012
ICI Comment Letter on FASB Investment Company Proposal (pdf) Tue Feb 14 00:00:00 EST 2012
ICI Files Comment Letter on SEC Proposal Prohibiting ABS Conflicts of Interest (pdf) Mon Feb 13 00:00:00 EST 2012
ICI Files Comment Letter on "Volcker Rule" Proposal (pdf) Mon Feb 13 00:00:00 EST 2012
ICI Files Comment Letter on CFTC Proposal to Make a Swap Available to Trade (pdf) Mon Feb 13 00:00:00 EST 2012
ICI Submits Information to IOSCO on Money Market Fund Reform (pdf) Wed Feb 08 00:00:00 EST 2012
ICI Opposes MFA Rulemaking Petition on Hedge Fund Advertising (pdf) Tue Feb 07 00:00:00 EST 2012
ICI and ICI Global Joint Response to MiFID Questionnaire Fri Feb 03 00:00:00 EST 2012
Joint ICI/ICI Global Letters on International Tax Issues (pdf) Fri Jan 20 00:00:00 EST 2012
ICI Letter on Proposed Amendments to FINRA Advertising Rules (pdf) Wed Jan 18 00:00:00 EST 2012
ICI Letter to Bombay Stock Exchange on Data Provided to Indian Tax Authority (pdf) Wed Jan 18 00:00:00 EST 2012

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