2010
- ICI Files Comment Letter with FINRA on FINRA's Disclosure Document Proposal (pdf) Fri Dec 24 00:00:00 EST 2010
- ICI Files Comment Letter on SEC Proposed Whistleblower Rules (pdf) Fri Dec 17 00:00:00 EST 2010
- ICI Comment Letter on BSA-SAR Database Proposed Data Fields (pdf) Tue Dec 14 00:00:00 EST 2010
- ICI Letter to IRS on Preparer Tax Identification Number ("PTIN") Requirements for Persons Preparing RIC Tax Returns (pdf) Thu Dec 09 00:00:00 EST 2010
- ICI/IDC File Amici Brief with DC Court of Appeals on Application of Proxy Access Rules to Investment Companies (pdf) Thu Dec 09 00:00:00 EST 2010
- ICI Letter On CFTC Proposal Restricting Investments Of Customer Funds In Money Market Funds (pdf) Mon Dec 06 00:00:00 EST 2010
- ICI Submits Supplemental Economic Analysis on the SEC Proposal to Replace Rule 12b-1 With a New Distribution Framework (pdf) Wed Dec 01 00:00:00 EST 2010
- ICI Comment Letter on Treasury Determination Regarding Status of FX Swaps and Forwards as "Swaps" (pdf) Tue Nov 30 00:00:00 EST 2010
- ICI Comment Letter on FDIC Orderly Liquidation Proposal (pdf) Thu Nov 18 00:00:00 EST 2010
- ICI Comment Letter on Proposed Amendments to Form N-PX; Proxy Vote Disclosure on "Say on Pay" and Other Advisory Votes on Executive Compensation (pdf) Thu Nov 18 00:00:00 EST 2010
- ICI Comment Letter on SEC and CFTC Proposals to Mitigate Conflicts of Interest at Swap Entities (pdf) Wed Nov 17 00:00:00 EST 2010
- ICI Comment Letter on SEC Proposals to Enhance Disclosure for Asset-Backed Securities (pdf) Mon Nov 15 00:00:00 EST 2010
- ICI Comment Letter on EC Consultation on the Modernization of European Pension Systems (pdf) Mon Nov 15 00:00:00 EST 2010
- ICI Comment Letter on the SEC Proposal to Replace Rule 12b-1 with a New Distribution Framework (pdf) Fri Nov 05 00:00:00 EDT 2010
- IDC Comment Letter on SEC's Proposal To Replace Rule 12b-1 With New Regulatory Framework (pdf) Fri Nov 05 00:00:00 EDT 2010
- ICI Letter on FSOC Request for Information on Volcker Rule (pdf) Fri Nov 05 00:00:00 EDT 2010
- ICI Letter on FSOC Designations of Nonbank Financial Companies for Heightened Supervision and Regulation (pdf) Fri Nov 05 00:00:00 EDT 2010
- ICI Letter Requesting Extension of IRS Guidance for Auction Rate Preferred Stock (pdf) Wed Nov 03 00:00:00 EDT 2010
- ICI Files Comment Letter Supporting Revised FINRA Rule Relating To Settlement Dates on Confirmations (pdf) Tue Oct 26 00:00:00 EDT 2010
- ICI Letter on SEC Study Regarding Enhancing Investment Adviser Examinations (pdf) Tue Oct 26 00:00:00 EDT 2010
- ICI Comment Letter on SEC Concept Release on Proxy System (pdf) Thu Oct 21 00:00:00 EDT 2010
- IDC Comments On SEC's Proxy Voting Concept Release (pdf) Thu Oct 21 00:00:00 EDT 2010
- ICI Responds to SEC Request for Comment on Application of IFRS to Investment Companies (pdf) Mon Oct 18 00:00:00 EDT 2010
- ICI Letter On NFA Petition To Narrow CFTC Rule 4.5 Exclusion For REGISTERED Investment Companies (pdf) Mon Oct 18 00:00:00 EDT 2010
- ICI Letter On FDIC Proposal To Provide Unlimited Insurance For Noninterest-Bearing Transaction Accounts (pdf) Fri Oct 15 00:00:00 EDT 2010
- ICI Requests Guidance on In-Plan Roth Conversions (pdf) Wed Oct 13 00:00:00 EDT 2010
- ICI Comments on UK Remuneration Consultation Paper (pdf) Fri Oct 08 00:00:00 EDT 2010
- Institute Letter Concerning Revised AIFM Directive Text and Ongoing Legislative Negotiations (pdf) Thu Oct 07 00:00:00 EDT 2010
- IDC Opposes FASB Proposal That Would Cause Transaction Costs To Be Included In a Fund's Expense Ratio (pdf) Thu Sep 30 00:00:00 EDT 2010
- ICI Comments on FASB Accounting for Financial Instruments Proposal (pdf) Fri Sep 24 00:00:00 EDT 2010
- ICI Comments on Definitions Related to Regulation of Swaps (pdf) Wed Sep 22 00:00:00 EDT 2010
- ICI Comments on FASB Level 3 Measurement Uncertainty Analysis (pdf) Fri Sep 03 00:00:00 EDT 2010
- Institute Comment Letter on DOL 408(b)(2) Service Provider Disclosure Interim Final Regulation (pdf) Mon Aug 30 00:00:00 EDT 2010
- ICI Comment Letter on SEC's IA/BD Study (pdf) Mon Aug 30 00:00:00 EDT 2010
- ICI Letter to OECD Supporting Project to Improve Tax Relief Procedures for Cross-Border Investors (Trace Group) (pdf) Fri Aug 27 00:00:00 EDT 2010
- ICI Submits Comment Letter on SEC Proposal for Target Date Fund Marketing Materials (pdf) Mon Aug 23 00:00:00 EDT 2010
- ICI Letter to DOL on Form 5500 (pdf) Thu Aug 19 00:00:00 EDT 2010
- ICI Comment Letter on SEC Consolidated Audit Trail Proposal (pdf) Mon Aug 09 00:00:00 EDT 2010
- ICI Comment Letter on SEC Proposal to Modify Asset-Backed Securities Regulation (pdf) Wed Aug 04 00:00:00 EDT 2010
- ICI Letter on Revised Indian Direct Taxes Code Proposal (pdf) Tue Jul 27 00:00:00 EDT 2010
- ICI Comment Letter on Expansion of Single Stock Circuit Breakers Pilot Program (pdf) Fri Jul 23 00:00:00 EDT 2010
- ICI Letter Regarding SRO Clearly Erroneous Execution Rules (pdf) Fri Jul 23 00:00:00 EDT 2010
- ICI Letter to Texas Legislators Urging that Franchise Tax Exemption for Mutual Funds be Maintained (pdf) Fri Jul 16 00:00:00 EDT 2010
- ICI Letter to Treasury and IRS on Reporting Holding Period for Gifted Shares that Previously were Inherited (pdf) Wed Jul 14 00:00:00 EDT 2010
- ICI Follow-Up Submission for SEC Market Structure Roundtable (pdf) Thu Jun 24 00:00:00 EDT 2010
- ICI Comment Letter on SEC Large Trader Reporting Proposal (pdf) Tue Jun 22 00:00:00 EDT 2010
- ICI Recommendations for 2010-2011 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf) Fri Jun 11 00:00:00 EDT 2010
- Joint Industry Association Letter on AML Programs and Beneficial Ownership Information (pdf) Wed Jun 09 00:00:00 EDT 2010
- Institute Letter on Restoring American Financial Stability Act of 2010 (House) (pdf) Thu Jun 03 00:00:00 EDT 2010
- ICI Comment Letter on Single Stock Circuit Breakers (pdf) Thu Jun 03 00:00:00 EDT 2010
- ICI Submission for SEC Market Structure Roundtable (pdf) Tue Jun 01 00:00:00 EDT 2010
- Institute Submits Additional Comments on Proposed Cost Basis Reporting Requirements (pdf) Tue May 25 00:00:00 EDT 2010
- Institute Letter to Securities and Exchange Board of India Concerning T+0 Margins on Institutional Trades (pdf) Fri May 21 00:00:00 EDT 2010
- ICI Submits Comments to the IRS on Stripping Transactions for Qualified Tax Credit Bonds Thu May 20 00:00:00 EDT 2010
- Institute Letter on U.S. Senate Amendment 3991, Credit Ratings (pdf) Thu May 13 00:00:00 EDT 2010
- ICI Letter to DOL Regarding Transition Issues for Safe Harbor 403(b) Plans (pdf) Wed May 05 00:00:00 EDT 2010
- Institute Comment Letters on DOL Investment Advice Proposal (pdf) Tue May 04 00:00:00 EDT 2010
- ICI Files Comment Letter Supporting IRS TIN-Masking Pilot Program (pdf) Tue May 04 00:00:00 EDT 2010
- ICI Letter Responding to Joint DOL and Treasury Request for Information on Lifetime Income Options (pdf) Mon May 03 00:00:00 EDT 2010
- Institute Letter on Restoring American Financial Stability Act of 2010 (Senate) (pdf) Thu Apr 29 00:00:00 EDT 2010
- ICI Comments on FBAR Proposed Regulations (pdf) Tue Apr 27 00:00:00 EDT 2010
- Comment Letter on MSRB Proposal to Enhance ARS and VRDO Disclosure Fri Apr 23 00:00:00 EDT 2010
- ICI Comment Letter on SEC Concept Release on Equity Market Structure Wed Apr 21 00:00:00 EDT 2010
- ICI Letter on Basel Committee's Proposed Standards Regarding a Global Framework for Banks' Liquidity Risk Management (pdf) Fri Apr 16 00:00:00 EDT 2010
- ICI/IDC Letter to SEC Re: Facilitating Shareholder Director Nominations (pdf) Wed Apr 07 00:00:00 EDT 2010
- ICI Comment Letter on SEC Proposal Relating to Market Access Arrangements (pdf) Mon Mar 29 00:00:00 EDT 2010
- ICI Files Letter With FINRA Supporting Greater Flexibility in Maintaining FINRA Registrations (pdf) Wed Feb 24 00:00:00 EST 2010
- ICI Comment Letter on SEC Proposal Relating to Dark Pools and Other Non-Public Trading Interest (pdf) Mon Feb 22 00:00:00 EST 2010
- ICI Comment Letter on IOSCO Point of Sale Disclosure Consultation Report (pdf) Tue Feb 09 00:00:00 EST 2010
- Institute Comment Letter on Proposed Cost Basis Reporting Regulations (pdf) Mon Feb 08 00:00:00 EST 2010
- ICI Files Letter on SEC Proposal to Add Additional Requirements on Credit Rating Agencies (pdf) Tue Feb 02 00:00:00 EST 2010
- IDC Letter On SEC Proposal To Facilitate Shareholder Director Nominations (pdf) Thu Jan 14 00:00:00 EST 2010
- Second ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf) Fri Jan 08 00:00:00 EST 2010
- ICI Comment Letter on FASB Proposal to Defer Adviser Consolidation of Funds Advised (pdf) Wed Jan 06 00:00:00 EST 2010
