2009
- ICI Comment Letter on CESR's Consultation on a Common Definition for European Money Market Funds (pdf) Wed Dec 23 00:00:00 EST 2009
- ICI Comment Letter on MSRB Proposal Regarding Priority of Orders in Primary Offerings (pdf) Wed Dec 23 00:00:00 EST 2009
- Institute Letter to Wisconsin on Roth IRA Conversion Conformity (pdf) Wed Dec 16 00:00:00 EST 2009
- ICI Comment Letter on SEC Credit Ratings Disclosure Proposal (pdf) Mon Dec 14 00:00:00 EST 2009
- ICI Comment Letter on SEC NRSRO Concept Release (pdf) Mon Dec 14 00:00:00 EST 2009
- ICI Comment Letter on SEC's Proposal to Remove References to Credit Ratings from Rule 5b-3 (pdf) Tue Dec 08 00:00:00 EST 2009
- ICI Comment Letter on SEC Flash Order Proposal Mon Nov 23 00:00:00 EST 2009
- ICI Comment Letter on Proposed Revisions to Rules Requiring Internet Availability of Proxy Materials (pdf) Fri Nov 20 00:00:00 EST 2009
- ICI Comment Letter on FINRA Advertising Proposal (pdf) Thu Nov 19 00:00:00 EST 2009
- IDC Comment Letter on SEC'S Strategic Plan (pdf) Mon Nov 16 00:00:00 EST 2009
- ICI Letter to India on Tax Proposals Affecting Foreign Investors (pdf) Tue Oct 27 00:00:00 EDT 2009
- ICI Comment Letter on FASB Fair Value Measurement Disclosures Proposal (pdf) Mon Oct 12 00:00:00 EDT 2009
- ICI Files Comment Letter on FINRA Proposal to Require Settlement Dates on Confirmations Fri Oct 09 00:00:00 EDT 2009
- ICI Comment Letter on Proposed Changes to NYSE Corporate Governance Requirements (pdf) Thu Oct 08 00:00:00 EDT 2009
- ICI Letter on SEC Pay-to-Play Restrictions for Investment Advisers (pdf) Tue Oct 06 00:00:00 EDT 2009
- ICI Submits Comments on FBAR Reporting Wed Sep 30 00:00:00 EDT 2009
- ICI Supplemental Letter Requesting Extension of IRS Guidance on Auction Rate Preferred Stock (pdf) Mon Sep 28 00:00:00 EDT 2009
- ICI Comment Letter on SEC Regulation SHO Mon Sep 21 00:00:00 EDT 2009
- ICI Submits Comment Letter on SEC Proposal to Enhance Compensation and Governance Disclosure in Proxy and Registration Statements Tue Sep 15 00:00:00 EDT 2009
- IDC Comment Letter on Governance Disclosure Proposal (pdf) Tue Sep 15 00:00:00 EDT 2009
- Letter to California Commission Urging RIC Exemption to Proposed Business Net Receipts Tax Wed Sep 09 00:00:00 EDT 2009
- ICI Comment Letter on SEC Proposal to Enhance Municipal Securities Disclosure Tue Sep 08 00:00:00 EDT 2009
- IDC Comment Letter On SEC Money Market Fund Reform Proposal (pdf) Tue Sep 08 00:00:00 EDT 2009
- ICI Comment Letter on SEC's Proposed Amendments to Money Market Fund Regulation (pdf) Tue Sep 08 00:00:00 EDT 2009
- Comment Letter: ICI Requests a Five-Month Extension of the Compliance Date for Regulation S-AM (pdf) Tue Sep 08 00:00:00 EDT 2009
- ICI Letter Requesting Extension Of IRS Guidance For Auction Rate Preferred Stock Fri Sep 04 00:00:00 EDT 2009
- ICI Comment Letter to FinCEN on the Proposal to Define Mutual Funds as Financial Institutions, Subjecting Mutual Funds to CTR Filings and the Travel Rule Thu Sep 03 00:00:00 EDT 2009
- Institute Renews Request Regarding TIN-Masking on Tax Forms (pdf) Fri Aug 28 00:00:00 EDT 2009
- ICI Letters on MSRB Proposals to Expand Disclosure Through EMMA (pdf) Fri Aug 21 00:00:00 EDT 2009
- Institute Letter Requesting Extension of IRS Guidance on RIC Elective Stock Dividends Wed Aug 19 00:00:00 EDT 2009
- ICI Letter on SEC Proposal to Facilitate Shareholder Director Nominations (pdf) Mon Aug 17 00:00:00 EDT 2009
- ICI Comment Letter on Benefits That Section 529 Plans Provide to Middle Class Families (pdf) Fri Aug 14 00:00:00 EDT 2009
- ICI Comment Letter on IRS Proposal to Allow Suspension of Safe Harbor Nonelective Contributions Fri Aug 14 00:00:00 EDT 2009
- Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf) Mon Aug 03 00:00:00 EDT 2009
- Institute Comment Letter on FINRA's Proposed Compensation Rule Amendments (pdf) Mon Aug 03 00:00:00 EDT 2009
- ICI Letters on Tax Treaty Reclaim Issues in Portugal and Austria (pdf) Fri Jul 31 00:00:00 EDT 2009
- ICI Letter on EU Commission Proposal for a Directive on Alternative Investment Fund Managers (pdf) Mon Jul 27 00:00:00 EDT 2009
- ICI Comment Letter on CFTC's Consideration of Changes to Permitted Investments (pdf) Tue Jul 21 00:00:00 EDT 2009
- Institute Submission to SEC's Investor Advisory Committee Sun Jul 19 00:00:00 EDT 2009
- ICI Letter to New Assistant Secretary of Labor Thu Jul 16 00:00:00 EDT 2009
- ICI Letter to New Assistant Secretary of Labor Thu Jul 16 00:00:00 EDT 2009
- Institute Letter Seeks Clarification of Tax Reporting Obligations by Business Trusts to Massachusetts (pdf) Tue Jun 30 00:00:00 EDT 2009
- Institute Comment Letter on Proposed FINRA Rules Recommends That FINRA Withdraw Recent Notice on ETF Suitability (pdf) Mon Jun 29 00:00:00 EDT 2009
- Institute Files Comment Letter on FINRA's Proposed Revisions to the NASD's Suitability and "Know Your Customer" Rules (pdf) Mon Jun 29 00:00:00 EDT 2009
- New Restriction on Short Sales Are Unnecessary, ICI Tells SEC Wed Jun 24 00:00:00 EDT 2009
- ICI Comment Letter on SEC Short Sale Regulation Proposal Fri Jun 19 00:00:00 EDT 2009
- ICI Letter on Foreign Bank and Financial Account Reporting Tue Jun 16 00:00:00 EDT 2009
- ICI Comment Letter on CFTC's Concept Release on Whether to Eliminate the Bona Fide Hedge Exemption for Swap Dealers Tue Jun 16 00:00:00 EDT 2009
- ICI Comments on FINRA Proposal to Require Members to Send Account Statements Monthly Rather Than Quarterly Wed Jun 10 00:00:00 EDT 2009
- ICI Comment Letter on FinCEN's Proposed Rules and Guidance on Suspicious Activity Reporting (pdf) Mon Jun 08 00:00:00 EDT 2009
- ICI Comment Letter on FINRA Notice to Members on Reporting of Personal Securities Transactions Thu Jun 04 00:00:00 EDT 2009
- ICI Submits Comments to IRS Regarding 403(b) Prototype Program and Sample Plan Language Mon Jun 01 00:00:00 EDT 2009
- ICI Submits Recommendations for Treasury/IRS 2009–2010 Business Plan (pdf) Fri May 29 00:00:00 EDT 2009
- Institute's Tax Recommendations for 2009-2010 Treasury/IRS Guidance Priority List (pdf) Thu May 28 00:00:00 EDT 2009
- ICI Submits Letter to IRS Concerning 403(b) Plan Correction Procedures Fri May 22 00:00:00 EDT 2009
- ICI Comment Letter: IOSCO Consultation Report on "Direct Electronic Access" Arrangements Thu May 21 00:00:00 EDT 2009
- ICI Comment Letter Re: IOSCO Consultation Report on the Reg. of Short Selling Mon May 18 00:00:00 EDT 2009
- IDC Letter on Credit Rating Agency Roundtable (pdf) Wed May 06 00:00:00 EDT 2009
- IDC Restates Objection to the Proposed Elimination of NRSRO Ratings from the Money Market Fund Rule (pdf) Wed May 06 00:00:00 EDT 2009
- ICI Comment Letter on SEC IFRS Roadmap Mon Apr 20 00:00:00 EDT 2009
- ICI Comment Letter to Treasury and IRS on Mandatory Cost Basis Reporting Thu Apr 09 00:00:00 EDT 2009
- ICI Comments on NYSE Proposal Regarding Broker Voting on Elections of Directors Wed Apr 01 00:00:00 EDT 2009
- Comment Letter: ICI Files Comment Letter on FSP FAS 157-e Tue Mar 31 00:00:00 EDT 2009
- ICI Seeks Increased Disclosure in Amendments to Credit Ratings Rules Fri Mar 27 00:00:00 EDT 2009
- ICI Comment Letter on NYSE Proposal Regarding Broker Voting On Elections of Directors and Investment Advisory Contracts Fri Mar 27 00:00:00 EDT 2009
- ICI Comment Letter on NYSE Proposal Regarding Broker Voting on Elections of Directors, March 2009 Fri Mar 27 00:00:00 EDT 2009
- ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules (pdf) Thu Mar 26 00:00:00 EDT 2009
- ICI Comment Letter on IASB Consolidation Proposal Mon Mar 23 00:00:00 EDT 2009
- ICI Letter to DOL on Issues Affecting 403(b) Plans Under ERISA Tue Mar 17 00:00:00 EDT 2009
- ICI Submits Additional Comments to Treasury and DOL on 403(b) Plan Issues Tue Mar 17 00:00:00 EDT 2009
- ICI Letter Requesting SEC No-Action on Liquidity Protected Preferred Shares Thu Mar 12 00:00:00 EDT 2009
- ICI Comment Letter on DOL Investment Advice Final Rule Fri Mar 06 00:00:00 EST 2009
- Institute President's Submission to SEC Chairman Schapiro Wed Feb 18 00:00:00 EST 2009
- ICI's Testimony Opposing Connecticut Services Tax Thu Feb 12 00:00:00 EST 2009
- ICI Requests Treasury Guidance on 2009 RMD Waiver Mon Feb 09 00:00:00 EST 2009
- ICI Comments on IOSCO's Point-of-Sale Disclosure Paper, January 2009 Mon Jan 26 00:00:00 EST 2009
- ICI Comments on IRS Proposal on Notices of Failure to Defer Distributions, January 2009 Mon Jan 26 00:00:00 EST 2009
- Institute Comments On FINRA Proposed Self-Reporting Rule (pdf) Thu Jan 15 00:00:00 EST 2009
- ICI Comment Letter on Foreign Bank and Financial Account Reporting Thu Jan 15 00:00:00 EST 2009
- ICI Comments on the CFA Institute's Proposed Risk Principle (pdf) Mon Jan 12 00:00:00 EST 2009
- ICI Comment Letter on IRS Proposed Regulation Under IRC 411(a)(11) (pdf) Wed Jan 07 00:00:00 EST 2009
