ICI - 2005

2005

ICI Comment Letter on Registration of Certain Third-Party Administrators (pdf) Fri Dec 23 00:00:00 EST 2005
ICI Comment Letter on Bond Fund Volatility Rating Proposal, December 2005 Thu Dec 01 00:00:00 EST 2005
Institute Letter on NASD Bond Fund Volatility Ratings Proposal (pdf) Mon Nov 28 00:00:00 EST 2005
ICI Comment Letter on SEC Soft Dollars Release (pdf) Fri Nov 25 00:00:00 EST 2005
ICI Comments on SEC Soft Dollars Release, November 2005 Fri Nov 25 00:00:00 EST 2005
ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe, November 2005 Tue Nov 15 00:00:00 EST 2005
ICI Comments on Efforts to Improve Cross-Border Fund Market in Europe (pdf) Tue Nov 15 00:00:00 EST 2005
ICI Letter in Support of Financial Data Protection Legislation, November 2005 Fri Oct 28 00:00:00 EDT 2005
ICI Comment Letter on Public Utility Legislation Requirements, October 2005 Fri Oct 21 00:00:00 EDT 2005
ICI Letter on on Exemption for SEC-Registered Funds and Advisers Under the New Public Utility Holding Company Act (pdf) Fri Oct 14 00:00:00 EDT 2005
ICI Comment Letter on IRS Proposal Regarding Electronic Retirement Plan Communications (pdf) Wed Oct 12 00:00:00 EDT 2005
ICI Comment Letter on IRS Proposal Regarding Electronic Retirement Plan Communications, October 2005 Wed Oct 12 00:00:00 EDT 2005
ICI Comment Letter on NASD's Deferred Variable Annuity Proposal, September 2005 Wed Sep 21 00:00:00 EDT 2005
ICI Comment Letter on NASD's Deferred Variable Annuity Proposal (pdf) Mon Sep 19 00:00:00 EDT 2005
ICI Comments on Labor Department Efforts to Encourage Automatic Enrollment in Defined Contribution Plans, September 2005 Thu Sep 08 00:00:00 EDT 2005
ICI Comments on Labor Department Efforts to Encourage Automatic Enrollment in Defined Contribution Plans (pdf) Wed Sep 07 00:00:00 EDT 2005
ICI Comment Letter on NASD Compensation Proposal, August 2005 Mon Aug 08 00:00:00 EDT 2005
ICI Comment Letter on NASD Compensation Proposal (pdf) Fri Aug 05 00:00:00 EDT 2005
ICI Comments on MSRB Proposal Regarding Sale of Out-of-State 529 College Savings Plans, August 2005 Wed Aug 03 00:00:00 EDT 2005
ICI Comment Letter on Proposed Filing Requirements, August 2005 Tue Aug 02 00:00:00 EDT 2005
ICI Comments on MSRB Proposal Regarding Sale of Out-of-State 529 College Savings Plans (pdf) Fri Jul 29 00:00:00 EDT 2005
ICI Comment Letter on Proposed Filing Requirements (pdf) Thu Jul 28 00:00:00 EDT 2005
ICI Comment Letter on MSRB Advertising Rule Amendments (pdf) Mon Jul 25 00:00:00 EDT 2005
ICI Comment Letter on MSRB Advertising Rule Amendments, July 2005 Mon Jul 25 00:00:00 EDT 2005
Institute's Comments on NYSE Hybrid Market Proposal, July 2005 Thu Jul 21 00:00:00 EDT 2005
Institute's Comments on NYSE Hybrid Market Proposal (pdf) Wed Jul 20 00:00:00 EDT 2005
ICI Comment Letter on EU Shareholder Rights, Voting Procedures Proposal, July 2005 Tue Jul 19 00:00:00 EDT 2005
ICI Comment Letter on EU Shareholder Rights, Voting Procedures Proposal (pdf) Fri Jul 15 00:00:00 EDT 2005
ICI Letter to House Subcommittee on Credit Rating Agencies, June 2005 Wed Jun 29 00:00:00 EDT 2005
ICI Comments on SEC Review of Fund Governance Requirements (pdf) Mon Jun 27 00:00:00 EDT 2005
ICI Comments on SEC Review of Fund Governance Requirements, June 2005 Mon Jun 27 00:00:00 EDT 2005
ICI Comments on Pennsylvania Tax Reform Legislation, June 2005 Mon Jun 20 00:00:00 EDT 2005
ICI Comments on Pennsylvania Tax Reform Legislation (pdf) Wed Jun 15 00:00:00 EDT 2005
ICI Comment Letter on NRSRO Approval Process, June 2005 Mon Jun 13 00:00:00 EDT 2005
ICI Comment Letter on NRSRO Approval Process (pdf) Thu Jun 09 00:00:00 EDT 2005
ICI Comment Letter on Model Disclosure Schedule for Plan Sponsors to DOL, June 2005 Wed Jun 01 00:00:00 EDT 2005
ICI Comment Letter on CESR Revised Draft on the Transparency Directive, June 2005 Wed Jun 01 00:00:00 EDT 2005
Comment Letter in Support of NASD Proposal to Require Principal Pre-Use Approval of Retail Correspondence, June 2005 Wed Jun 01 00:00:00 EDT 2005
Comment Letter in Support of NASD Proposal to Require Principal Pre-Use Approval of Retail Correspondence (pdf) Fri May 27 00:00:00 EDT 2005
ICI Comment Letter on CESR Revised Draft on the Transparency Directive (pdf) Thu May 26 00:00:00 EDT 2005
ICI Comment Letter on Model Disclosure Schedule for Plan Sponsors to DOL (pdf) Thu May 26 00:00:00 EDT 2005
ICI Comments on NASD Fund Advertisement Review Proposal (pdf) Fri May 20 00:00:00 EDT 2005
ICI Comments on NASD Fund Advertisement Review Proposal, May 2005 Fri May 20 00:00:00 EDT 2005
ICI Comment Letter on IOSCO Anti-Money Laundering Report, May 2005 Tue May 17 00:00:00 EDT 2005
ICI Comments on Proposal for Designated Roth Contributions, May 2005 Tue May 17 00:00:00 EDT 2005
ICI Comments on Proposal for Designated Roth Contributions (pdf) Tue May 17 00:00:00 EDT 2005
ICI Comments on IOSCO Fund Governance Report (pdf) Wed May 11 00:00:00 EDT 2005
ICI Comments on IOSCO Fund Governance Report, May 2005 Wed May 11 00:00:00 EDT 2005
ICI Comments on Mandatory Redemption Fees for Redeemable Securities (pdf) Mon May 09 00:00:00 EDT 2005
ICI Comment Letter on Proposed Regulations for Orphan Plans Mon May 09 00:00:00 EDT 2005
ICI Comment Letter on Proposed Regulations for Orphan Plans, May 2005 Mon May 09 00:00:00 EDT 2005
ICI Comments on Mandatory Redemption Fees for Redeemable Securities, May 2005 Mon May 09 00:00:00 EDT 2005
Institute Letter to Congress on Central American Free Trade Agreement Mon May 02 00:00:00 EDT 2005
ICI Comment Letter NYSE's Continued Listing Rule Proposal Wed Apr 06 00:00:00 EDT 2005
ICI Comment Letter NYSE's Continued Listing Rule Proposal, April 2005 Wed Apr 06 00:00:00 EDT 2005
ICI Comments on SEC Point of Sale Disclosure Proposal Mon Apr 04 00:00:00 EDT 2005
ICI Comments on SEC Point of Sale Disclosure Proposal, April 2005 Mon Apr 04 00:00:00 EDT 2005
ICI Comments on Efforts to Improve U.S. Self-Regulatory System, March 2005 Wed Mar 09 00:00:00 EST 2005
ICI Comments on Efforts to Improve U.S. Self-Regulatory System Tue Mar 08 00:00:00 EST 2005
ICI Comment Letter to Committee of European Securities Regulators, March 2005 Thu Mar 03 00:00:00 EST 2005
ICI Comment Letter to Committee of European Securities Regulators (pdf) Thu Mar 03 00:00:00 EST 2005
ICI Comment Letter to IRS on Efforts to Simplify 403(b) Rules, February 2005 Thu Feb 17 00:00:00 EST 2005
ICI Comments on SEC Proposal to Protect Investors During Securities Offerings, February 2005 Wed Feb 16 00:00:00 EST 2005
ICI Comments on SEC Proposal to Protect Investors During Securities Offerings (pdf) Tue Feb 15 00:00:00 EST 2005
ICI Comment Letter to IRS on Efforts to Simplify 403(b) Rules (pdf) Mon Feb 14 00:00:00 EST 2005
Comment Letter on SEC Proposal to Exclude Certain Broker-Dealers from the Advisers Act (pdf) Mon Feb 07 00:00:00 EST 2005
Comment Letter on SEC Proposal to Exclude Certain Broker-Dealers from the Advisers Act, February 2005 Mon Feb 07 00:00:00 EST 2005
ICI Comments on Securities Offering Reform, January 2005 Mon Jan 31 00:00:00 EST 2005
ICI Comments on Securities Offering Reform (pdf) Mon Jan 31 00:00:00 EST 2005
ICI Supports Proposals to Keep Securities Markets Liquid, Transparent, January 2005 Wed Jan 26 00:00:00 EST 2005
ICI Supports Proposals to Keep Securities Markets Liquid, Transparent (pdf) Wed Jan 26 00:00:00 EST 2005
ICI's Comments to MSRB, SEC on 529 Plan Ad Rules (pdf) Wed Jan 19 00:00:00 EST 2005
ICI's Comments to SEC on 529 Plan Ad Rules, January 2005 Wed Jan 19 00:00:00 EST 2005
ICI's Comments to MSRB on 529 Plan Ad Rules, January 2005 Wed Jan 19 00:00:00 EST 2005

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