Home Policy Priorities ICI Comment Letters
- ICI Comment Letter on Nasdaq's Proposed Rule Change to Require Listed Companies to Have Internal Audit Function (pdf) Thu Mar 28 00:00:00 EDT 2013
- ICI Comment Letter on Department of Labor Proposed Information Collection Request Regarding Pension Benefit Statement Survey (pdf) Mon Mar 25 00:00:00 EDT 2013
- ICI Letter to IRS Regarding Form 8949 and 1940 Act-Registered Funds (pdf) Tue Mar 19 00:00:00 EDT 2013
- ICI Comment Letter on NYSE Proposal Regarding Proxy Distribution Fees (pdf) Fri Mar 15 00:00:00 EDT 2013
- ICI and ICI Global Comment Letter to Basel Committee and IOSCO in Response to Near-Final Proposal on Margin Requirements for Uncleared Derivatives (pdf) Thu Mar 14 00:00:00 EDT 2013
- ICI Submits Request to CFTC Staff for Fund of Funds Guidance (pdf) Tue Feb 26 00:00:00 EST 2013
- ICI Chief Economist Responds to Remarks of William C. Dudley on Wholesale Funding and Money Market Funds (pdf) Thu Feb 21 00:00:00 EST 2013
- ICI Files Comment Letter with MSRB Recommending Revisions to MSRB Rules Relating to 529 Plans (pdf) Tue Feb 19 00:00:00 EST 2013
- Institute Files Comment Letter Opposing FINRA Proposal to Require Web and Social Media Disclosure of Brokercheck (pdf) Fri Feb 15 00:00:00 EST 2013
- ICI and ICI Global Comment Letter to the Monetary Authority of Singapore in Response to Consultation Paper on Draft Regulations for Trade Repositories and Clearing Facilities (pdf) Thu Feb 14 00:00:00 EST 2013
- Financial Transaction Tax ("FTT") Proposal Under European Union Enhanced Cooperation Procedure; Related Coalition Letter (pdf) Wed Feb 13 00:00:00 EST 2013
- ICI Comment Letter on Department of Labor Proposed Amendments to Abandoned Plan Regulations and Class Exemption; DOL extends Comment Period for Class Exemption Amendment through March 18, 2013 (pdf) Mon Feb 11 00:00:00 EST 2013
- ICI and ICI Global Submit Comments to IOSCO on Financial Benchmarks (pdf) Mon Feb 11 00:00:00 EST 2013
- ICI Comment Letter on MSRB's Concept Proposal to Require Underwriters to Submit Preliminary Official Statements to EMMA (pdf) Fri Feb 08 00:00:00 EST 2013
- ICI and ICI Global Comment Letter on CFTC's Further Proposed Interpretive Guidance on the Cross-Border Application of Certain Swaps Provisions (pdf) Wed Feb 06 00:00:00 EST 2013
- ICI Letter on SEC's Proposal on Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (pdf) Mon Feb 04 00:00:00 EST 2013
- ICI Comments on FSOC's Proposed Recommendations for Money Market Fund Reform (pdf) Thu Jan 24 00:00:00 EST 2013
- ICI and ICI Global Comment Letter on FSB Proposed Policy Framework for "Other Shadow Banking Entities" (pdf) Tue Jan 15 00:00:00 EST 2013
- ICI Letter on CFTC's Proposal to Enhance Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (pdf) Mon Jan 14 00:00:00 EST 2013
- ICI Letter in Response to FSB Consultation on Securities Lending and Repo Markets (pdf) Mon Jan 14 00:00:00 EST 2013
- ICI Comment Letter on MSRB Proposed Rule G-45 and Form G-45 to Collect Data on 529 Plans (pdf) Thu Dec 20 00:00:00 EST 2012
- ICI Comments to IRS on Simple IRA Plan Information Collection Request (pdf) Mon Dec 17 00:00:00 EST 2012
- ICI and ICI Global's Comment Letter on ESMA's Consultation on MiFID Remuneration Policies (pdf) Fri Dec 07 00:00:00 EST 2012
- ICI and ICI Global Comment Letter to European Commission on the Regulation of Indices (pdf) Thu Nov 29 00:00:00 EST 2012
- ICI Submits Letter to National Futures Association on Bylaw 1101 Compliance (pdf) Mon Nov 26 00:00:00 EST 2012
