Archive of U.S. Legislative Action on Trading Reforms & Actions

• Institute President Discusses SEC Rulemaking at Compliance Programs Conference (speech), June 2005
• ICI President Testifies Before House Committee on Regulatory Reform, May 2005
• Speaker of the House Addresses Congressional, Fund Industry Leaders, May 2005
• Institute Chairman Speaks at Mutual Funds Leadership Dinner (speech), May 2005
• Institute President Speaks at Mutual Funds Conference (speech), March 2005

• ICI President Stevens Speaks at Exchequer Club (speech), December 2004
• ICI Commentary in Wall Street Journal Looks at Funds a Year After Market Timing, Late Trading Investigations Began (op-ed), September 2004
• Industry Leader Testifies on Proposed Regulation NMS at Senate Hearing, July 2004
• ICI Supports Market Structure Modernization and Focus on Investor Interests, July 2004
• Letter to USA Today Explains That Fund Industry Supports Aggressive SEC Reform Plan (op-ed), April 2004
• ICI Chairman Testifies on Industry's Ongoing Efforts to Protect Shareholders' Interests, March 2004
• Industry Leader Discusses Impact of Regulatory Reforms on Small Funds in Senate Testimony, March 2004
• ICI Chairman's Senate Testimony Urges Focus on Protecting Mutual Fund Shareholders, March 2004
• ICI President Addresses Challenges Facing Funds in Remarks at Mutual Funds Conference (speech), March 2004
• Industry Leader Testifies on Fund Governance, Disclosure, and Fees, February 2004
• Industry Leader Testifies at Senate Hearing on Mutual Funds, February 2004
• ICI Urges Congressional Support for Bush Budget Plan to Bolster SEC Funding, February 2004
• ICI Letter to Sen. Ted Stevens Supports Increased Appropriations for SEC, February 2004
• ICI President Issues Statement on Additional Legislation Proposed by Members of the Senate Governmental Affairs Committee, February 2004
• ICI Chairman, President Send Open Letter to Congress Concerning Trading Abuses, January 2004
• ICI President Issues Statement Concerning Mutual Fund Fees, January 2004
• Institute Testifies on Mutual Fund Fees, January 2004

• ICI President: "Shocking Betrayal of Trust"
• Institute Chairman Testifies on Industry Efforts to Combat Abusive Trading Practices, November 2003
• ICI Urges Specific Changes to Combat Trading Abuses, November 2003
• Mutual Fund Leaders Call For Fundamental Reforms to Address Trading Abuses, October 2003