Archive of U.S. Regulatory Action on State-Related Issues

• ICI Comments on California Tax Withholding Regulations Affecting Fund Distributions to Investors, October 2007
• ICI Strongly Opposes New Jersey Data Security Proposal, June 2007

• ICI Supports Proposal Regarding Sale of 529 Plan Securities Through Employers, January 2003

• Deadline Nears to Open 529 College Savings Plans in 2002, December 2002
• 529 College Savings Plans Explained in Investor Awareness Brochure, October 2002
• Institute Recommends Improved Section 529 Plan Tax Disclosure, April 2002
• Institute Comments on Recordkeeping Requirements for Section 529 Programs, March 2002
• IARD System to Begin Accepting Investment Advisers' Registrations, March 2002

• Institute Comments on IRS Section 529 Program Guidance, December 2001
• IRS Introduces New Form for Reporting Section 529 Distributions, December 2001
• IRS Issues Guidance on 529 Qualified Tuition Programs, December 2001
• Institute Comments to MSRB Address Section 529 Plan Rules, September 2001
• IRS Permits Investment Changes in Section 529 Plan Accounts, September 2001

• Status of State Tax Law Conformity with Roth IRA Provisions, June 1999

• Status of State Tax Law Conformity with Roth IRA Provisions, November 1998
• NASAA Approves Model Rules for Sales of Securities at Financial Institutions, October 1998
• SEC Adopts Amendments to Investment Adviser Act Rules, July 1998
• Institute Files Comment Letter on NASAA Proposal for Sales of Securities at Financial Institutions, June 1998
• Institute Comments on Agenda for Upcoming Conference on Uniformity of Federal-State Securities Regulation, April 1998
• Institute Sends Letter to NASAA Re Proposed Examination for Investment Adviser Representatives, April 1998
• ICI General Counsel Remarks at the 1998 Mutual Funds Disclosure Reform Conference (speech), April 1998
• IRS Describes New Education Tax Benefits Including Education IRAs, March 1998
• NASAA Surveys Investment Adviser Representatives on Proposed Competency Examination, March 1998

• Institute Summarizes State Investment Adviser Filing Requirements, June 1997
• New Jersey Pass-Through Litigation Decision Becomes Final, June 1997
• ICI President's Report at the 1997 General Membership Meeting (speech), May 1997
• ICI President's Keynote Address at the Mutual Funds and Investment Management Conference (speech), March 1997
• New Jersey Pass-Through Affirmed By State Tax Court, February 1997
• Institute Files Comment Letter on Proposed Investment Adviser Rules, February 1997